Speech Slide Presentation (PDF): Broker-Dealer Rulemaking and Applicability of Auditor Independence Rules to Broker-Dealer Audits Brian T. Croteau Deputy Chief Accountant AICPA/SIFMA FMS National Conference on the Securities Industry 2013 Oct. 25, 2013 spch102413bc.pdf (165.95 KB) Modified: Oct. 28, 2013
