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SEC Investor Advisory Committee Announces Meeting Agenda, List of ParticipantsFOR IMMEDIATE RELEASE
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9:00 a.m. | Welcome by Commissioner Luis A. Aguilar |
9:10 – 10:30 a.m. | Discussion with Dr. Dan Ariely, author of Predictably Irrational |
10:30 – 12:30 p.m. | Discussion with Panel: Mandatory Arbitration |
Moderator: Mercer Bullard, Chair of Investor as Purchaser Subcommittee |
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Panelists: Linda Fienberg, President FINRA’s Dispute Resolution Department Patricia Cowart, Section Manager Retail Brokerage Litigation Section Wells Fargo Corp. Law Department Jennifer Johnson, Professor Lewis & Clark Law School Barbara Black, Professor University of Cincinnati College of Law |
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12:30 – 1:00 p.m. | Lunch Break |
1:00 – 2:00 p.m. | Discussion with Staff: Fiduciary Responsibility |
Staff Presenter: Jennifer McHugh, Senior Advisor to the Chairman Office of the Chairman SEC |
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2:00 – 2:45 p.m. | Discussion with Staff: Money Market Funds and Net Asset Value |
Staff Presenter: Robert Plaze, Associate Director Division of Investment Management SEC |
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2:45 – 3:00 p.m. | Update and Recommendation from Education Subcommittee: Public Service Announcement Campaign |
3:00 – 3:10 p.m. | Break |
3:10 – 3:45 p.m. | Discussion with Investor as Owner Subcommittee |
Update from Staff: Status of Prior Committee Recommendations | |
Update from the Subcommittee: ESG Work Plan | |
Discussion: Pending Legislation | |
3:45 – 4:30 p.m. | Next Steps/Closing Comments |
4:30 p.m. | Adjourn |
http://www.sec.gov/news/press/2010/2010-77.htm
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