SEC NEWS DIGEST Issue 2006-120 June 22, 2006 ENFORCEMENT PROCEEDINGS IN THE MATTER OF EVAN MISSHULA On June 21, the Commission issued an Order Instituting Administrative and Cease-and-Desist Proceedings, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, and Sections 203(f) and 203(k) of the Investment Advisers Act of 1940 (Order) against Evan Misshula. The Order finds that beginning in January 2001, Evan Misshula, the founder and manager of Sane Capital Partners, L.P. (Fund), a hedge fund located in New York, New York and Greenwich, Connecticut, misappropriated Fund assets by transferring them into his personal bank account. From 2001 to 2004, Misshula materially misrepresented the performance of the Fund's investments to investors. To hide his fraudulent conduct, Misshula sent investors fictitious quarterly reports showing investment gains, which bore no relation to the true condition of the Fund's investments or assets under management. During the course of his fraudulent conduct, Misshula misappropriated approximately $529,000 in Fund assets. In July 2004, the Fund collapsed when Misshula was unable to meet an investor's redemption demand. The Order finds that as a result of this fraudulent conduct, Misshula willfully violated Section 17(a) of the Securities Act, Section 10(b) of the Exchange Act and Rule 10b-5 thereunder, and Sections 206(1) and 206(2) of the Advisers Act. Based on the above, the Order requires Misshula to cease and desist from committing or causing any violations and any future violations of Section 17(a) of the Securities Act, Section 10(b) of the Exchange Act and Rule 10b-5 thereunder, and Sections 206(1) and 206(2) of the Advisers Act, and bars him from association with any investment adviser. Misshula consented to the issuance of the Order without admitting or denying any of the findings in the Order. (Rels. 33-8714; 34-54027; IA-2524; File No. 3-12338) FINAL JUDGMENT ENTERED AS TO FRANT R.V. LOOMANS On June 19, the Honorable Julie E. Carnes, U. S. District Judge for the Northern District of Georgia, entered a final judgment as to defendant Frank R. V. Loomans (F. Loomans), a former manager of investor relations for Cox Communications, Inc. (Cox). The final judgment enjoined F. Loomans from future violations of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. F. Loomans was ordered to pay disgorgement, prejudgment interest and a civil penalty in the respective amounts of $285,505, $75,355.33 and $25,000, and was permanently barred from serving as an officer or director of a public company. F. Loomans consented to the entry of the final judgment without admitting or denying any of the allegations of the Commission's complaint. F. Loomans was ordered to pay the above amounts within 30 days from entry of the final judgment. Upon full payment by F. Loomans, the Order provides that the Commission shall move to dismiss its claims with prejudice against relief defendant Luc F. Loomans (L. Loomans). The complaint alleged that between July 2000 and July 2001, F. Loomans engaged in insider trading in options for securities of Cox and of Concurrent Computer Corporation, which had a business relationship with Cox. It further alleged that to carry out the scheme, F. Loomans placed orders to trade in a brokerage account in the name of his father, L. Loomans, via the Internet using a computer at Cox and by telephone. F. Loomans was a resident of Atlanta, Georgia, and his father resided near Brussels, Belgium. The complaint alleged that F. Loomans obtained highly sensitive and detailed nonpublic information due to his involvement in preparing Cox quarterly earnings releases, and received material nonpublic information on publicly traded companies with which Cox had proposed business transactions. The complaint alleged that while in possession of material nonpublic information, F. Loomans conducted securities trades in L. Loomans' brokerage account. As a result, he illegally gained and was ultimately enriched by $285,505. [SEC v. Frank R. V. Loomans, Defendant, and Luc F. Loomans, Relief Defendant, Civil Action File No. 1:05-CV-0400 (N.D. Ga.)] (LR-19734) SEC CHARGES SCIENTIFIC-ATLANTA FOR AIDING AND ABETTING AND TWO SENIOR EXECUTIVES FOR CAUSING ADELPHIA'S REPORTING VIOLATIONS SCIENTIFIC-ATLANTA TO PAY $20 MILLION IN SETTLEMENT On June 22, the Commission charged Scientific-Atlanta, Inc. with aiding and abetting Adelphia Communications Corporation's violations of the reporting, books and records, and internal controls provisions of the federal securities laws. Scientific-Atlanta entered into a marketing support agreement with Adelphia in 2000 that Adelphia misused to inflate its earnings by approximately $43 million. Scientific-Atlanta has agreed to pay $20 million in disgorgement in settlement of the charges. Wallace G. Haislip, Scientific-Atlanta's Senior Vice President, Operations, and Julian W. Eidson, Scientific-Atlanta's Senior Vice President, have also consented to the issuance of cease-and-desist Orders for their respective roles in causing Adelphia's violations. The SEC's complaint against Scientific-Atlanta alleges that in or about August 2000, Adelphia requested that Scientific-Atlanta increase the price of digital cable television set-top boxes it was selling to Adelphia and pay the amount of the price increase back to Adelphia in the form of marketing support for the stated purpose of marketing the Scientific-Atlanta cable television set-top boxes. Adelphia did not use the marketing support payments to market Scientific-Atlanta cable television set-top boxes. Adelphia recorded the price increase it paid Scientific-Atlanta as a capital expense, and recognized the marketing support payments as a contra marketing expense, thereby artificially reducing its marketing expense and increasing EBITDA. The transaction did not impact Scientific-Atlanta's public financial statements. The complaint alleges that Scientific-Atlanta was aware of a number of facts that together demonstrated that Adelphia was misusing the marketing support agreement. Those facts included, among others, (i) a retroactive price increase on set-top boxes previously delivered to Adelphia; (ii) Adelphia's request for a commercially unreasonable high dollar amount in marketing support payments; (iii) repeated requests for higher levels of marketing support in later periods even though the major marketing push was to have occurred in earlier periods; (iv) knowledge that Adelphia's request for the marketing support agreement was driven by its desire to obtain an accounting benefit; and (v) the inclusion of a false reason for the price increase in one of the contracts documenting the marketing support agreement. Scientific-Atlanta, without admitting or denying the allegations in the complaint, has consented to the entry of a final judgment, subject to court approval, that requires Scientific-Atlanta to pay $20 million in disgorgement and enjoins Scientific-Atlanta from violating and aiding and abetting any violations and any future violations of Sections 13(a), 13(b)(2)(A), and 13(b)(2)(B) of the Securities Exchange Act of 1934 (Exchange Act), and Rules 12b-20, 13a-1, and 13a- 13 thereunder. The settlement takes into consideration Scientific- Atlanta's cooperation during the investigation. The Commission's Orders against Haislip and Eidson find that they were the most senior Scientific-Atlanta executives responsible for approving the form of the marketing support agreement, and that they should have been on notice that it was unlikely that Adelphia was using the marketing support agreement to market Scientific-Atlanta set-top boxes. The Orders order Haislip and Eidson to cease and desist from causing any violations and any future violations of Sections 13(a), 13(b)(2)(A), and 13(b)(2)(B) of the Exchange Act and Rules 12b- 20, 13a-1, and 13a-13 thereunder. Haislip and Eidson agreed to the settlements without admitting or denying the findings in the SEC's Orders. [SEC v. Scientific-Atlanta, Inc., Civil Action No. 06-Civ-4823 (PKC) SDNY] (LR-19735; AAE Rel. No. 2443); Administrative Proceedings - Haislip - (Rel. 34-54030; AAE Rel. No. 2444; File No. 3-12339) and Eidson - (Rel. 34-54031; AAE Rel. No. 2445; File No. 3-12340) SEC FILES SETTLED INSIDER TRADING CHARGES AGAINST FORMER MANAGING DIRECTOR OF PRIVATE EQUITY FIRM The Commission announced that today it charged Justin Huscher, a former managing director of a major private equity firm, with insider trading based on his advance knowledge of the acquisition of Unisource Energy Corp. (Unisource). According to the Commission, Huscher made more than $54,000 in illegal profits by buying Unisource stock after he learned of Unisource's impending acquisition from a good friend who was involved in the investor consortium that acquired Unisource. Without admitting or denying the Commission's allegations, Huscher has agreed to pay more than $108,000 in disgorgement and civil penalties and agreed to a bar from association with any investment adviser, with a right to reapply after four years. The Commission's complaint, filed in the U.S. District Court for the Northern District of Illinois, alleges that Huscher, 52, of Chicago, Illinois, first learned of a possible Unisource acquisition through his work as a managing director at Madison Dearborn Partners, LLC and Madison Dearborn Partners, Inc. (collectively referred to as MDP). According to the complaint, in the summer of 2002, a managing director at JP Morgan Securities Inc. (JP Morgan Securities), who was one of Huscher's close friends and business associates, called Huscher to see if MDP had any interest in helping to fund the acquisition of Unisource. The complaint alleges that, after expressing interest, Huscher agreed on behalf of MDP to keep in strict confidence all nonpublic information about Unisource. In October 2002, MDP decided to drop out of the investor consortium. JP Morgan Securities, however, moved ahead with the effort and, in November 2003, reached an agreement to acquire Unisource. According to the complaint, Huscher's friend at JP Morgan Securities called Huscher shortly before the announcement of the acquisition to tell Huscher that Unisource would soon be acquired by an investor consortium headed by JP Morgan Securities. The complaint alleges that Huscher, after learning of the impending acquisition, purchased 8,000 shares of Unisource stock through his personal brokerage accounts. The complaint further alleges that, following the announcement of the acquisition on Nov. 24, 2003, the price of Unisource stock rose approximately 26%, yielding Huscher $54,692.25 in illegal profits. The complaint charges Huscher with trading on the basis of material, nonpublic information in violation of Section 10(b) of Securities Exchange Act of 1934 and Rule 10b-5 thereunder. Huscher, without admitting or denying the allegations in the complaint, agreed to the entry of a permanent injunction against future violations of Section 10(b) of the Exchange Act and Rule 10b-5 thereunder. Huscher also agreed to pay disgorgement of $54,692.25, prejudgment interest of $7,280.38, and a $54,692.25 civil penalty. Huscher also has consented to the entry of an order in a public administrative proceeding to be instituted by the Commission barring him from association with any investment adviser, with the right to reapply for association after four years to the appropriate self-regulatory organization, or if there is none, to the Commission pursuant to Section 203(f) of the Investment Advisers Act. [SEC v. Justin Huscher, Civil Action No. 06C- 3397, USDC, ND Ill.)] (LR-19736) INVESTMENT COMPANY ACT RELEASES NORTH AMERICAN SEPARATE ACCOUNT VAI An order has been issued on an application filed by North American Separate Account VAI pursuant to Section 8(f) of the Investment Company Act declaring that it has ceased to be an investment company. (Rel. IC-27400 - June 21) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-Phlx-2005-42) and Amendment Nos. 1, 2 and 3 thereto submitted under Section 19(b)(1) of the Securities Exchange Act of 1934 by the Philadelphia Stock Exchange relating to establishment of a neutral "Referee." Publication is expected in the Federal Register during the week of June 19. (Rel. 34- 54009) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change and Amendment No. 1 thereto (SR-ISE-2006-32) filed by the International Securities Exchange relating to fee changes has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 19. (Rel. 34-54016) The Commission issued notice of immediate effectiveness of a proposed rule change submitted by the Philadelphia Stock Exchange (SR-Phlx- 2006-38) relating to priority in trades involving synthetic option orders. Publication is expected in the Federal Register during the week of June 19. (Rel. 34-54017) A proposed rule change (CBOE-2006-55) filed by the Chicago Board Options Exchange regarding position limits for VIX options has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 19. (Rel. 34-54019) PROPOSED RULE CHANGES The National Stock Exchange filed a proposed rule change (SR-NSX-2006- 06) to allow the primary market print protection rule to be applied on an optional basis. Publication is expected in the Federal Register during the week of June 19. (Rel. 34-54018) The Chicago Stock Exchange filed a proposed rule change (SR-CHX-2005- 06) and Amendment No. 1 relating to the Exchange's disciplinary process. Publication is expected in the Federal Register during the week of June 19. (Rel. 34-54021) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change, as amended by Amendment No. 1, submitted by the New York Stock Exchange (SR-NYSE-2006-35) to list and trade the shares of six CurrencyShares Trusts. Publication is expected in the Federal Register during the week of June 19. (Rel. 34-54020) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 ORBIMAGE INC, 21700 ATLANTIC BLVD, DULLES, VA, 20166, 7034807500 - 0 ($250,000,000.00) Equity, (File 333-135171 - Jun. 21) (BR. 11C) S-4 CRC Health CORP, 20400 STEVENS CREEK BOULEVARD, SUITE 600, CUPERTINO, CA, 95014, 877-272-8668 - 0 ($200,000,000.00) Equity, (File 333-135172 - Jun. 21) (BR. 01) S-3 XO HOLDINGS INC, 11111 SUNSET HILLS ROAD, RESTON, VA, 20190, 7035472000 - 0 ($96,462,000.00) Equity, (File 333-135173 - Jun. 21) (BR. 11C) SB-2 Converted Organics Inc., 7A COMMERCIAL WHARF WEST, BOSTON, MA, 02110, 617 624 0111 - 0 ($67,740,000.00) Equity, (File 333-135174 - Jun. 21) (BR. 09) S-3 NEOMEDIA TECHNOLOGIES INC, 2201 SECOND ST STE 600, STE 600, FORT MYERS, FL, 33901, 6303554404 - 0 ($71,800,852.42) Equity, (File 333-135175 - Jun. 21) (BR. 03A) S-3ASR WILLIS GROUP HOLDINGS LTD, 0114402074 - 0 ($0.00) Other, (File 333-135176 - Jun. 21) (BR. 01C) S-8 INTEL CORP, 2200 MISSION COLLEGE BLVD, SANTA CLARA, CA, 95052, 4087658080 - 175,000,000 ($3,195,500,000.00) Equity, (File 333-135177 - Jun. 21) (BR. 10B) S-8 INTEL CORP, 2200 MISSION COLLEGE BLVD, SANTA CLARA, CA, 95052, 4087658080 - 240,000,000 ($3,724,800,000.00) Equity, (File 333-135178 - Jun. 21) (BR. 10B) S-8 ZEBRA TECHNOLOGIES CORP/DE, 333 CORPORATE WOODS PKWY, VERNON HILLS, IL, 60061, 7086346700 - 0 ($111,480,790.00) Equity, (File 333-135179 - Jun. 21) (BR. 10C) S-8 BigString CORP, 3 HARDING ROAD, SUITE F, RED BANK, NJ, 07701, 732-359-0270 - 15,000,000 ($9,000,000.00) Other, (File 333-135180 - Jun. 21) (BR. 08B) SB-2 RVision, Inc., 2365 A PARAGON DRIVE, SAN JOSE, CA, 95131, 408-437-5777 - 1 ($1.00) Equity, (File 333-135182 - Jun. 21) (BR. 09) F-3 LINUX GOLD CORP, 1103 - 11871 HORSESHOE WAY, RICHMOND, A1, V7A 5H5, 604-278-5996 - 25,526,270 ($11,810,508.00) Equity, (File 333-135183 - Jun. 21) (BR. 04C) S-8 ELAN CORP PLC, TREASURY BUILDING, LOWER GRAND CANAL STREET, DUBLIN 2, L2, 00000, 35317094000 - 1,500,000 ($24,570,000.00) Equity, (File 333-135184 - Jun. 21) (BR. 01A) S-8 ELAN CORP PLC, TREASURY BUILDING, LOWER GRAND CANAL STREET, DUBLIN 2, L2, 00000, 35317094000 - 10,000,000 ($163,800,000.00) Equity, (File 333-135185 - Jun. 21) (BR. 01A) SB-2 REEDS INC, 13000 SOUTH SPRING STREET, LOS ANGELES, CA, 90061, 800-997-1361 - 333,156 ($1,332,624.00) Equity, (File 333-135186 - Jun. 21) (BR. 02) S-3 BOSTON PROPERTIES INC, 111 HUNTINGTON AVEUE, SUITE 300, BOSTON, MA, 02199, 6172363300 - 77,276 ($6,670,850.70) Equity, (File 333-135187 - Jun. 21) (BR. 08A) SB-2 Drivers Passport, Inc., PO BOX 13458, GRAND FORKS, ND, 58201, 800-743-1824 - 2,217,000 ($73,900.00) Equity, (File 333-135188 - Jun. 21) (BR. ) S-3 BOSTON PROPERTIES INC, 111 HUNTINGTON AVEUE, SUITE 300, BOSTON, MA, 02199, 6172363300 - 253,860 ($21,914,464.50) Equity, (File 333-135189 - Jun. 21) (BR. 08A) S-3 BOSTON PROPERTIES INC, 111 HUNTINGTON AVEUE, SUITE 300, BOSTON, MA, 02199, 6172363300 - 40,120 ($3,463,359.00) Equity, (File 333-135190 - Jun. 21) (BR. 08A) S-8 HOMEBANC CORP, 2002 SUMMIT BLVD, STE 100, ATLANTA, GA, 30319, 404-459-7400 - 5,000,000 ($35,950,000.00) Equity, (File 333-135191 - Jun. 21) (BR. 08C) S-3 ARGAN INC, ONE CHURCH STREET, SUITE 302, ROCKVILLE, MD, 20850, 301 315-0027 - 1,751,192 ($4,640,658.80) Equity, (File 333-135192 - Jun. 21) (BR. 01A) S-3ASR RANGE RESOURCES CORP, 777 MAIN STREET, FT WORTH, TX, 76102, 817-870-2601 - 0 ($0.00) Equity, (File 333-135193 - Jun. 21) (BR. 04C) S-8 UNIT CORP, 1000 KENSINGTON TOWER, 7130 SO LEWIS STE 1000, TULSA, OK, 74136, 9184937700 - 2,500,000 ($129,250,000.00) Equity, (File 333-135194 - Jun. 21) (BR. 04C) S-3ASR CAMDEN PROPERTY TRUST, 3 GREENWAY PLAZA, SUITE 1300, HOUSTON, TX, 77046, 7133542500 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-135195 - Jun. 21) (BR. 08A) S-8 RANGE RESOURCES CORP, 777 MAIN STREET, FT WORTH, TX, 76102, 817-870-2601 - 0 ($23,551,286.00) Equity, (File 333-135196 - Jun. 21) (BR. 04C) S-8 NEWPORT INTERNATIONAL GROUP INC, 73061 EL PASEO, SUITE 202, PALM DESERT, CA, 92260, 760-779-0251 - 15,000,000 ($6,300,000.00) Equity, (File 333-135197 - Jun. 21) (BR. 08C) S-8 RANGE RESOURCES CORP, 777 MAIN STREET, FT WORTH, TX, 76102, 817-870-2601 - 0 ($14,645,313.00) Equity, (File 333-135198 - Jun. 21) (BR. 04C) SB-2 FRANKLIN TOWER ENTERPRISES INC, 5 ASH DRIVE, CENTER BARNSTEAD, NH, 03225, 702 943 0714 - 0 ($100,000.00) Equity, (File 333-135199 - Jun. 21) (BR. ) S-8 Emergency Medical Services CORP, 6200 S. SYRACUSE WAY, GREENWOOD VILLAGE, CO, 80111, 303-495-1200 - 4,075,964 ($54,862,475.44) Equity, (File 333-135200 - Jun. 21) (BR. 05) SB-2 Alpine Resources CORP, 938 HOWE STREET, SUITE 807, VANCOUVER, A1, V6Z 2X4, (604) 781-0221 - 2,000,000 ($200,000.00) Equity, (File 333-135201 - Jun. 21) (BR. ) S-4 DYNEGY HOLDINGS INC, 1000 LOUISIANA, SUITE 5800, HOUSTON, TX, 77002, 7133677600 - 0 ($750,000,000.00) Non-Convertible Debt, (File 333-135203 - Jun. 21) (BR. 02C) S-3 CHESAPEAKE UTILITIES CORP, 909 SILVER LAKE BLVD, PO BOX 615, DOVER, DE, 19903-0615, 3027346799 - 0 ($40,000,000.00) Other, (File 333-135204 - Jun. 21) (BR. 02B) SB-2 Tube Media Corp., 11077 BISCAYNE BLVD, SUITE 100, MIAMI, FL, 33161, 305-899-6100 - 17,339,478 ($27,049,586.00) Equity, (File 333-135205 - Jun. 21) (BR. 09A) S-4 Mercator Partners Acquisition Corp., 11911 FREEDOM DRIVE, RESTON, VA, 20190, 703 995 5533 - 0 ($11,046,000.00) Equity, (File 333-135206 - Jun. 21) (BR. 09B) SB-2 RAPTOR PHARMACEUTICALS CORP., 9 COMMERCIAL BLVD, SUITE 200, NOVATO, CA, 94949, 415-382-1390 - 18,266,666 ($12,329,999.55) Equity, (File 333-135207 - Jun. 21) (BR. 05A) S-3ASR INFORMATICA CORP, 100 CARDINAL WAY, REDWOOD CITY, CA, 94063, 6503855000 - 0 ($230,000,000.00) Debt Convertible into Equity, (File 333-135208 - Jun. 21) (BR. 03C) S-8 INFORMATICA CORP, 100 CARDINAL WAY, REDWOOD CITY, CA, 94063, 6503855000 - 0 ($86,114,966.00) Equity, (File 333-135209 - Jun. 21) (BR. 03C) S-3 AMB PROPERTY CORP, PIER 1 BAY 1, SAN FRANCISCO, CA, 94111, 4153949000 - 0 ($500,000,000.00) Debt Convertible into Equity, (File 333-135210 - Jun. 21) (BR. 08A) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------------- ABLE ENERGY INC DE 5.02 06/15/06 Advance America, Cash Advance Centers DE 8.01,9.01 06/19/06 ADVANCED ACCESSORY HOLDINGS CORP DE 1.01,8.01,9.01 06/16/06 ADVANCED LUMITECH INC NV 4.01 06/19/06 Airbee Wireless, Inc. DE 8.01 06/14/06 ALANCO TECHNOLOGIES INC AZ 1.01,3.02,9.01 06/20/06 Aldabra Acquisition CORP DE 1.01,8.01,9.01 06/20/06 ALLEGHENY ENERGY, INC MD 1.02,5.02,9.01 06/19/06 ALLEGHENY GENERATING CO VA 1.02,5.02,9.01 06/19/06 ALLEGHENY GENERATING CO VA 1.02,5.02,9.01 06/21/06 AMEND ALLIED DEFENSE GROUP INC DE 1.01,3.03,5.02,9.01 06/15/06 AMB PROPERTY CORP MD 8.01,9.01 06/21/06 AMB PROPERTY LP DE 8.01,9.01 06/21/06 AMCON DISTRIBUTING CO DE 4.02 05/24/06 AMEND AMERICA SERVICE GROUP INC /DE DE 8.01,9.01 06/20/06 AMERICAN INTERNATIONAL VENTURES INC / DE 8.01 06/15/06 AMERICAN MEDICAL SYSTEMS HOLDINGS INC DE 1.02 06/16/06 AMERITRANS CAPITAL CORP DE 2.02 06/21/06 AMSURG CORP TN 7.01,9.01 06/21/06 ANESIVA, INC. DE 5.03,9.01 06/21/06 ANSYS INC DE 1.01,5.03,9.01 06/15/06 APPLERA CORP DE 1.01 06/15/06 APPLIX INC /MA/ MA 1.01,2.01,2.03,9.01 06/15/06 ARMOR HOLDINGS INC DE 7.01,9.01 06/20/06 ARMOR HOLDINGS INC DE 7.01,8.01,9.01 06/20/06 ARMOR HOLDINGS INC DE 8.01,9.01 06/20/06 ASHLAND INC. KY 7.01,9.01 06/21/06 Assured Pharmacy, Inc. NV 3.03 06/15/06 AUXILIUM PHARMACEUTICALS INC 7.01,9.01 06/21/06 AXIAL VECTOR ENGINE CORP NV 4.02 06/19/06 BABYUNIVERSE, INC. FL 8.01,9.01 06/15/06 Banc of America Alternative Loan Trus DE 8.01,9.01 06/20/06 Bank of Commerce Holdings CA 8.01,9.01 06/21/06 BANK OF HAWAII CORP DE 8.01 06/21/06 Bear Stearns Asset Backed Securities DE 9.01 06/21/06 Bear Stearns Commercial Mortgage Secu DE 8.01,9.01 06/21/06 BEAZER HOMES USA INC DE 1.01,2.03,3.02,9.01 06/15/06 BED BATH & BEYOND INC NY 2.02,9.01 06/21/06 BIG FLASH CORP DE 4.01,5.02 06/15/06 BIGGEST LITTLE INVESTMENTS LP DE 4.01 06/19/06 BIOVERIS CORP DE 1.01 06/21/06 BOTETOURT BANKSHARES INC VA 8.01 06/21/06 BPZ ENERGY INC CO 5.02,9.01 06/15/06 BROADCASTER INC CA 5.02 06/15/06 Builders FirstSource, Inc. DE 5.02,7.01,9.01 06/21/06 BWAY CORP DE 1.01,9.01 06/16/06 CALIFORNIA MICRO DEVICES CORP CA 1.01 06/09/06 CASELLA WASTE SYSTEMS INC DE 1.01 06/15/06 CELL GENESYS INC DE 1.01,9.01 06/20/06 CELSION CORP MD 3.01,9.01 06/15/06 Centennial Bank Holdings, Inc. DE 5.05,7.01 06/15/06 CHAAS ACQUISITIONS LLC DE 1.01,8.01,9.01 06/16/06 CHAMPION ENTERPRISES INC MI 4.01,9.01 06/19/06 CHEMBIO DIAGNOSTICS, INC. NV 1.01,9.01 06/15/06 CHOICE HOTELS INTERNATIONAL INC /DE DE 1.01,1.02,2.03,9.01 06/16/06 CHURCHILL DOWNS INC KY 1.01,9.01 06/15/06 CITIZENS COMMUNICATIONS CO DE 8.01,9.01 06/21/06 CLEAR CHOICE FINANCIAL, INC. NV 5.03,9.01 06/20/06 CNL Hotels & Resorts, Inc. MD 1.01,5.01 06/21/06 COACH INC MD 5.02,8.01,9.01 06/14/06 COLDWATER CREEK INC DE 8.01,9.01 06/21/06 COLONY BANKCORP INC GA 2.02,7.01,9.01 06/21/06 COMARCO INC CA 1.01,9.01 06/20/06 COMM 2006-C7 Mortgage Trust DE 8.01,9.01 06/07/06 COMMERCIAL NATIONAL FINANCIAL CORP /P PA 8.01 06/21/06 COMVERSE TECHNOLOGY INC/NY/ NY 1.01 06/15/06 CORDIA CORP NV 1.01 06/21/06 CORINTHIAN COLLEGES INC 8.01 06/16/06 CORPORATE BOND BACKED CERT TR SER 199 8.01,9.01 06/15/06 CYBERONICS INC DE 1.01,9.01 06/15/06 Cyclacel Pharmaceuticals, Inc. DE 8.01,9.01 06/15/06 CYTRX CORP DE 1.01 06/16/06 DAVI SKIN, INC. NV 5.02,9.01 06/19/06 DIAMETRICS MEDICAL INC MN 1.01,5.03,9.01 06/21/06 DPL INC OH 1.01,9.01 06/15/06 DSLA MORTGAGE LOAN TRUST 2006-AR1 DE 8.01,9.01 06/21/06 DUKE REALTY CORP IN 1.01,8.01,9.01 06/15/06 DUKE REALTY LIMITED PARTNERSHIP/ IN 1.01,9.01 06/15/06 DUNE ENERGY INC DE 8.01,9.01 06/19/06 DUPONT E I DE NEMOURS & CO DE 1.01 06/16/06 DUSA PHARMACEUTICALS INC NJ 8.01,9.01 06/19/06 DYNEX CAPITAL INC VA 5.03,9.01 06/15/06 DYNTEK INC DE 1.01,2.03,8.01,9.01 06/15/06 E CENTIVES INC DE 2.03,3.02,9.01 06/15/06 EAST KANSAS AGRI ENERGY LLC KS 1.01,2.03 06/10/06 EASTMAN KODAK CO NJ 2.03 06/15/06 EDISON MISSION ENERGY DE 1.01,2.03,9.01 06/15/06 EDUCATION LOANS INC /DE DE 8.01,9.01 06/20/06 ELECTRIC & GAS TECHNOLOGY INC TX 8.01,9.01 06/21/06 ELECTRIC & GAS TECHNOLOGY INC TX 8.01,9.01 06/21/06 EMAGIN CORP DE 8.01,9.01 06/21/06 EMISPHERE TECHNOLOGIES INC DE 2.04 06/15/06 EMPIRE DISTRICT ELECTRIC CO KS 8.01,9.01 06/21/06 ENDEAVOUR INTERNATIONAL CORP NV 7.01,9.01 06/21/06 ENESCO GROUP INC IL 7.01,9.01 06/21/06 ENIGMA SOFTWARE GROUP, INC NV 1.01 06/19/06 Enterprise GP Holdings L.P. DE 7.01 06/21/06 ENTERPRISE PRODUCTS PARTNERS L P DE 7.01,9.01 06/21/06 ENZO BIOCHEM INC NY 8.01,9.01 06/20/06 ESB FINANCIAL CORP PA 8.01,9.01 06/21/06 Eternal Energy Corp. 1.01,9.01 12/09/05 AMEND FAIRPOINT COMMUNICATIONS INC DE 7.01,8.01,9.01 06/21/06 FARGO ELECTRONICS INC 8.01,9.01 06/21/06 FCB Bancorp CA 1.01,9.01 06/15/06 Federal Home Loan Bank of Dallas 2.03 06/19/06 FEDERATED DEPARTMENT STORES INC /DE/ DE 1.01,9.01 06/19/06 FEDEX CORP DE 2.02,9.01 06/21/06 FINISH LINE INC /IN/ IN 2.02,9.01 06/21/06 First Business Financial Services, In 7.01,9.01 06/20/06 FIRST CAPITAL INC IN 8.01,9.01 06/20/06 FIRST MERCHANTS CORP IN 5.02,9.01 06/21/06 FIRST OF LONG ISLAND CORP NY 5.02,5.03,9.01 06/20/06 FIRSTMERIT CORP /OH/ OH 1.01,5.02,9.01 06/14/06 FOAMEX INTERNATIONAL INC DE 1.01,9.01 06/15/06 FORCE PROTECTION INC NV 1.01,2.03,9.01 06/19/06 GALAXY NUTRITIONAL FOODS INC DE 8.01 05/26/06 GE Dealer Floorplan Master Note Trust DE 8.01,9.01 06/20/06 GEMSTAR TV GUIDE INTERNATIONAL INC DE 1.01,9.01 06/16/06 GLOBAL GOLD CORP DE 1.01,8.01,9.01 06/21/06 GMACM Home Equity Loan Trust 2006-HE2 DE 9.01 06/21/06 GMACM Home Equity Loan Trust 2006-HE2 DE 8.01,9.01 06/21/06 GOLDEN GRAIN ENERGY 7.01,9.01 06/21/06 GOLDEN PATRIOT CORP NV 8.01,9.01 06/06/06 GOODRICH CORP NY 8.01,9.01 06/20/06 GOODYEAR TIRE & RUBBER CO /OH/ OH 2.05 06/16/06 GRAN TIERRA ENERGY, INC. 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DE 5.02,9.01 06/20/06 MATRIX BANCORP INC CO 7.01 06/15/06 MDU COMMUNICATIONS INTERNATIONAL INC DE 8.01 06/21/06 MEADOW VALLEY CORP NV 8.01,9.01 06/19/06 MEDIA GENERAL INC VA 8.01,9.01 06/21/06 MEDIABAY INC FL 8.01 06/21/06 MENS WEARHOUSE INC TX 8.01 06/21/06 MENTOR CORP /MN/ MN 1.01 06/21/06 Mercantile Bancorp, Inc. DE 8.01,9.01 06/21/06 MERCURY INTERACTIVE CORP DE 1.01,9.01 06/15/06 MICRON ENVIRO SYSTEMS INC NV 8.01,9.01 06/20/06 MICRON ENVIRO SYSTEMS INC NV 8.01,9.01 06/08/06 MICRON ENVIRO SYSTEMS INC NV 8.01,9.01 06/06/06 MISSION ENERGY HOLDING CO DE 1.01,2.03,9.01 06/15/06 MONONGAHELA POWER CO /OH/ OH 1.02,5.02,9.01 06/19/06 MORGAN STANLEY DE 2.02,9.01 06/21/06 MOUNTAIN NATIONAL BANCSHARES INC TN 2.03,7.01 06/20/06 MOVADO GROUP INC NY 1.01,2.03 06/16/06 MUNICIPAL MORTGAGE & EQUITY LLC DE 1.01,9.01 06/15/06 MYRIAD GENETICS INC DE 1.01,9.01 06/16/06 NATIONAL BANCSHARES CORP /OH/ OH 2.02,9.01 06/21/06 NATIONAL MERCANTILE BANCORP CA 1.01,9.01 06/15/06 NB&T FINANCIAL GROUP INC OH 8.01 06/21/06 NBC ACQUISITION CORP DE 2.02,9.01 06/21/06 NBC CAPITAL CORP MS 8.01,9.01 06/20/06 NEBRASKA BOOK CO KS 2.02,9.01 06/21/06 NEOMEDIA TECHNOLOGIES INC DE 2.01,9.01 02/23/06 AMEND NEOPHARM INC DE 1.01,7.01,9.01 06/19/06 NEPHROS INC DE 8.01,9.01 06/21/06 NETBANK INC GA 7.01,9.01 06/20/06 NEW JERSEY RESOURCES CORP NJ 7.01,9.01 06/21/06 NEWAVE INC UT 5.02,9.01 06/13/06 NOVA OIL INC NV 1.01,2.03,5.02 06/15/06 NOVASTAR MORTGAGE FUNDING CORP DE 1.01,9.01 06/08/06 Novelis Inc. 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