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Litigation Releases
The list below provides links to litigation releases concerning civil lawsuits brought by the Commission in federal court.
Second Quarter | First Quarter
Additional Archives
2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995
 SEC Litigation Releases RSS Feed
| Release No. |
Date |
Action |
| Second Quarter |
| LR-20563 |
May 8, 2008 |
Gregory N. McKnight, et al
|
| LR-20562 |
May 8, 2008 |
Jason R. Hyatt, Jay Johnson and Hyatt Johnson Capital, LLC
|
| LR-20561 |
May 8, 2008 |
Quogue Capital LLC and Wayne P. Rothbaum
See also: Complaint in this matter
|
| LR-20560 |
May 8, 2008 |
Absolutefuture.com, et al.; Wamex Holdings, Inc., et al.
|
| LR-20559 |
May 8, 2008 |
Marvell Technology Group, Ltd. and Weili Dai
See also: Complaint in this matter
|
| LR-20558 |
May 7, 2008 |
Intracom Corporation, et al.
|
| LR-20557 |
May 7, 2008 |
Gold-Quest International, et al.
See also: Complaint in this matter
|
| LR-20556 |
May 5, 2008 |
Steven J. Ott and Roger Michael Young; Yaw Osei Amoako
See also: Complaint in this matter |
| LR-20555 |
May 5, 2008 |
Robert F. Gruder and Stinger Systems, Inc. |
| LR-20554 |
May 5, 2008 |
Plus Money, Inc., and Matthew La Madrid, et al.
See also: Complaint in this matter
|
| LR-20553 |
May 2, 2008 |
Sherwin P. Brown, Jamerica Financial and Brawta Ventures, LLC
|
| LR-20552 |
May 2, 2008 |
Safevest, LLC, et al.
See also: Complaint in this matter
|
| LR-20551 |
May 1, 2008 |
Chanin Capital LLC
See also: Complaint in this matter
|
| LR-20550 |
May 1, 2008 |
GlobeTel Communications Corp., Timothy J. Huff, Thomas Y. Jimenez and Lawrence E. Lynch
See also: Complaint in this matter
|
| LR-20549 |
May 1, 2008 |
Harry H. Yim
|
| LR-20548 |
May 1, 2008 |
Hong Liang Lu and Michael J. Sophie
Other Release No.: AAER-2820
See also: Complaint in this matter
|
| LR-20547 |
May 1, 2008 |
Interpublic Group of Companies, Inc. and McCann-Erickson Worldwide, Inc.; Salvatore LaGreca and Brian Watson
Other Release No.: AAER-2819
See also: Complaints in this matter: LaGreca and IPG |
| LR-20546 |
Apr. 30, 2008 |
Frank A. Dunn et al.
|
| LR-20545 |
Apr. 30, 2008 |
Larry P. Langford, William B. Blount, Blount Parrish & Co., Inc., and Albert W. LaPierre
See also: Complaint in this matter
|
| LR-20544 |
Apr. 30, 2008 |
James J. Treacy
Other Release No.: AAER-2817
See also: Complaint in this matter
|
| LR-20543 |
Apr. 29, 2008 |
Elfindepan, S.A., et al.
|
| LR-20542 |
Apr. 29, 2008 |
Charles R. Norton and Chad R. Norton
|
| LR-20541 |
Apr. 28, 2008 |
Edward O. Boshell and Donald J. Pochopien
See also: Complaint in this matter
|
| LR-20540 |
Apr. 24, 2008 |
Jason R. Hyatt, Jay Johnson and Hyatt Johnson Capital, LLC
See also: Complaint in this matter
|
| LR-20539 |
Apr. 24, 2008 |
Marc J. Gabelli and Bruce Alpert
|
| LR-20538 |
Apr. 24, 2008 |
Don L. Lambert
|
| LR-20537 |
Apr. 24, 2008 |
Paul S. Berliner
See also: Complaint in this matter
|
| LR-20536 |
Apr. 23, 2008 |
Joseph Milanowski
See also: Complaint in this matter
|
| LR-20535 |
Apr. 23, 2008 |
Michael W. Crow, Duncan Capital LLC, Duncan Capital Group LLC, Robert David Fuchs, and Robert MacGregor
See also: Complaint in this matter
|
| LR-20534 |
Apr. 23, 2008 |
Marc Freedman
|
| LR-20533 |
Apr. 23, 2008 |
Global 1 Investment Holdings Corporation and W. E. Tucker a/k/a Willie E. Tucker, Jr.
|
| LR-20532 |
Apr. 22, 2008 |
Broadcom Corp.
Other Release No.: AAER-2811
|
| LR-20531 |
Apr. 17, 2008 |
Sidney Mondschein and UNCI, Inc.
|
| LR-20530 |
Apr. 17, 2008 |
Southwestern Medical Solutions, Inc. et al.
See also: Complaint in this matter
|
| LR-20529 |
Apr. 17, 2008 |
Michael A. Stummer
See also: Complaint in this matter
|
| LR-20528 |
Apr. 16, 2008 |
David K. Donovan, Jr. and David R. Hinkle
See also: Complaint in this matter
|
| LR-20527 |
Apr. 15, 2008 |
Savvides & Partners/PKF Cyprus, et al.
Other Release No.: AAER-2810
|
| LR-20526 |
Apr. 15, 2008 |
Robert Durant, et al.
See also: Complaint in this matter
|
| LR-20525 |
Apr. 10, 2008 |
Compass Capital Group, Inc., Mark A. Lefkowitz, Alvin L. Dahl, John R. Dumble, John C. Hopf, Kevin D. Romney, and Shane H. Traveller
See also: Complaint in this matter
|
| LR-20524 |
Apr. 10, 2008 |
Headstart Advisers Limited
See also: Complaint in this matter
|
| LR-20523 |
Apr. 8, 2008 |
Homeland Communications Corporation, et al. |
| LR-20522 |
Apr. 7, 2008 |
Michael T. Uberuaga, et al.
See also: Complaint in this matter
|
| LR-20521 |
Apr. 7, 2008 |
Ameer Khan, Raquel Kohler, and Stephen Ziegler
|
| LR-20520 |
Apr. 7, 2008 |
One or More Unknown Traders in the Common Stock of Certain Issuers a/k/a AWE Trading, Inc. and Andrew Andersen
See also: Complaint in this matter
|
| LR-20519 |
Apr. 7, 2008 |
CMKM Diamonds, Inc., et. al.
See also: Complaint in this matter
|
| LR-20518 |
Apr. 7, 2008 |
John N. Milne
Other Release No.: AAER-2807
See also: Complaint in this matter
|
| LR-20517 |
Apr. 4, 2008 |
The Children's Internet, Inc., Nasser V. Hamedani, Sholeh A. Hamedani, Peter A. Perez, Cort L. Poyner and Two Dog Net, Inc.
|
| LR-20516 |
Apr. 3, 2008 |
Pentagon Capital Management PLC
See also: Complaint in this matter
|
| LR-20515 |
Apr. 3, 2008 |
W Financial Group, LLC, Adley H. Abdulwahab, Michael K. Wallens, Sr. and Michael K. Wallens, Jr.
|
| LR-20514 |
Apr. 2, 2008 |
Jeffrey B. Schmidt, et al.
|
| First Quarter |
| LR-20513 |
Mar. 31, 2008 |
Madison Real Estate Group, LLC, a Wyoming limited liability company, Richard Ames Higgins, Brandon S. Higgins, and Allan D. Christensen
|
| LR-20512 |
Mar. 27, 2008 |
Gary L. McDuff, Gary L. Lancaster, and Robert T. Reese
|
| LR-20511 |
Mar. 25, 2008 |
IDPM Group, Inc., Craig H. Reinhard and Debra R. Bzik
|
| LR-20510 |
Mar. 25, 2008 |
Conrad M. Black, F. David Radler and Hollinger Inc.
Other Release No.: AAER-2803
|
| LR-20509 |
Mar. 25, 2008 |
Inter Global Technologies, Inc. and Michael E. Tomayko
|
| LR-20508 |
Mar. 25, 2008 |
Romulus S. Pereira, Robert B. Stanton, L. John Kern, Andrew D. Feldman, William F. McFarland, Lori H. Cornmesser
Other Release No.: AAER-2802
See also:
Order of Permanent Injunction Against Pereira
Order of Permanent Injunction Against Stanton
Order of Permanent Injunction Against Kern
Order of Permanent Injunction Against Feldman
Order of Permanent Injunction Against McFarland
Order of Permanent Injunction Against Cornmesser
|
| LR-20507 |
Mar. 25, 2008 |
America In Line Corporation, et. al.
|
| LR-20506 |
Mar. 24, 2008 |
Biovail Corporation, Eugene Melnyk, Brian Crombie, John Miszuk, and Kenneth G. Howling
Other Release No.: AAER-2801
See also: Complaint in this matter
|
| LR-20505 |
Mar. 21, 2008 |
Michael Lauer, et al.
|
| LR-20504 |
Mar. 20, 2008 |
AB Volvo
See also: Complaint in this matter
|
| LR-20503 |
Mar. 19, 2008 |
Ralph Gregory Gibbs
See also: Complaint in this matter
|
| LR-20502 |
Mar. 19, 2008 |
Michael Saquella, a.k.a. Michael Paloma, and Lawrence Kaplan
|
| LR-20501 |
Mar. 18, 2008 |
W.P. Carey & Co. LLC et al.
See also: Complaint in this matter
|
| LR-20500 |
Mar. 18, 2008 |
Tuco Trading, LLC, and Douglas G. Frederick
|
| LR-20499 |
Mar. 17, 2008 |
Robert M. Esposito, Gregory A. King, Jack R. Belluscio and Anscott Industries, Inc.
See also: Complaint in this matter
|
| LR-20498 |
Mar. 14, 2008 |
William A. DiBella, et al
|
| LR-20497 |
Mar. 14, 2008 |
Martin J. Druffner, et. al.
|
| LR-20496 |
Mar. 14, 2008 |
Ryan M. Reynolds, et al.
See also: Complaint in this matter
|
| LR-20495 |
Mar. 13, 2008 |
Gary L. Monroe, William J. Rauwerdink, John R. Messinger and Robert T. Bassman
Other Release No.: AAER-2799
|
| LR-20494 |
Mar. 13, 2008 |
Robert G. Cole
See also: Complaint in this matter
|
| LR-20493 |
Mar. 13, 2008 |
Lorine Sweeney and Gary Scherping
Other Release No.: AAER-2798 |
| LR-20492 |
Mar. 13, 2008 |
Anne P. Hovis |
| LR-20491 |
Mar. 13, 2008 |
John F. Marshall, Ph.D., et al.
See also: Complaint in this matter
|
| LR-20490 |
Mar. 13, 2008 |
Paul Simmons, Rodney Gilbert, John Zankowski, Esq., Kerry Kennedy, Stanley Siciliano and Eric Littman, Esq. |
| LR-20489 |
Mar. 12, 2008 |
High Park Investment Group Inc., Harbor Financial Investment Group, Inc., and Edward R. Showalter
|
| LR-20488 |
Mar. 11, 2008 |
Peter Krieger, Sheldon Krieger and John Madey
|
| LR-20487 |
Mar. 11, 2008 |
Theodore Roxford a/k/a Lawrence David Niren and Hollingsworth, Rothwell and Roxford
|
| LR-20486 |
Mar. 11, 2008 |
Linda Woolf, David Gengler, Hands On Capital, Inc., and Lashaico, Inc.
See also: Complaint in this matter
|
| LR-20485 |
Mar. 10, 2008 |
Kent G. Barkouras
See also: Complaint in this matter
|
| LR-20484 |
Mar. 10, 2008 |
Brad A. Weaver
|
| LR-20483 |
Mar. 7, 2008 |
Baxter, et. al.
|
| LR-20482 |
Mar. 7, 2008 |
Enterprise Trust Company, et al.
See also: Complaint in this matter
|
| LR-20481 |
Mar. 6, 2008 |
W. Anthony Huff, Danny L. Pixler, Anthony R. Russo, Otha Ray McCartha and Charles J. Spinelli
|
| LR-20480 |
Mar. 6, 2008 |
Tuco Trading, LLC, and Douglas G. Frederick
See also: Complaint in this matter
|
| LR-20479 |
Mar. 5, 2008 |
Douglas M. Beahm and James P. Crilly
See also: Complaint in this matter
|
| LR-20478 |
Mar. 5, 2008 |
Timothy N. Jenson and TDH Enterprises, LLC
See also: Complaint in this matter
|
| LR-20477 |
Mar. 5, 2008 |
Richard E. Fresia
|
| LR-20476 |
Mar. 4, 2008 |
Nancy M. Tullos
See also: Complaint in this matter
|
| LR-20475 |
Mar. 4, 2008 |
Thompson Consulting, Inc
See also: Complaint in this matter
|
| LR-20474 |
Mar. 4, 2008 |
Stanley Manne
See also: Complaint in this matter
|
| LR-20473 |
Mar. 3, 2008 |
Alan C. Goldsworthy, Walter T. Hilger, and Mark E. Sullivan
Other Release No.: AAER-2793
|
| LR-20472 |
Mar. 3, 2008 |
Keith Mohn, Mohn Asset Management, L.L.C., Mohn Financial Group, L.L.C., J. Patrick Kisor, PDK International, Inc., Agave, Ltd., Genesis Trading Associates, L.L.C., NCB Investments, Inc., PCM, L.L.C., Jason Malkin, and Gilbert Howard
|
| LR-20471 |
Feb. 29, 2008 |
KPMG, LLP, et al., and Paul A. Allaire, G. Richard Thoman, Barry D. Romeril, Philip D. Fishback, Daniel S. Marchibroda, and Gregory B. Tayler
|
| LR-20470 |
Feb. 28, 2008 |
Bally Total Fitness Holding Corporation
See also: Complaint in this matter
|
| LR-20469 |
Feb. 27, 2008 |
James B. Duncan, Hendrix M. Montecastro, Maurice E. Mcleod, Pacific Wealth Management, LLC, Stonewood Consulting, Inc., and Total Return Fund, LLC, Defendants; and Christopher J. Oetting, DBA Oetting Industries, Anthony M. Contreras, and Biocybernaut Institute, Inc.; Relief Defendants
See also: Complaint in this matter
|
| LR-20468 |
Feb. 27, 2008 |
Frank J. Russo
|
| LR-20467 |
Feb. 25, 2008 |
Chester E. Howard
Other Release No.: AAER-2790
See also: Complaint in this matter
|
| LR-20466 |
Feb. 25, 2008 |
Mario A. Pino
See also: Complaint in this matter
|
| LR-20465 |
Feb. 25, 2008 |
GMC Holding Corporation and Richard Brace
See also: Complaint in this matter
|
| LR-20464 |
Feb. 22, 2008 |
Vencent A. Donlan, Defendant, and Robin D. Colls Donlan, Relief Defendant
|
| LR-20463 |
Feb. 21, 2008 |
Clean Care Technologies, Inc., et al.
|
| LR-20462 |
Feb. 21, 2008 |
Vincent A. Lenarcic, Jr. and New Vision Investment Funds, LLC, Defendants, and QMA Investment Management, LLC, Relief Defendant
|
| LR-20461 |
Feb. 21, 2008 |
Flowserve Corporation
See also: Complaint in this matter
|
| LR-20460 |
Feb. 19, 2008 |
Phillip R. Bennett
Other Release No.: AAER-2788
See also: Complaint in this matter
|
| LR-20459 |
Feb. 15, 2008 |
Ameer Khan, Raquel Kohler and Stephen Ziegler
See also:
Complaint v. Khan
Complaint v. Kohler
Complaint v. Ziegler
|
| LR-20458 |
Feb. 14, 2008 |
Mark Barbera
See also: Complaint in this matter
|
| LR-20457 |
Feb. 14, 2008 |
Westinghouse Air Brake Technologies Corporation
See also: Complaint in this matter
|
| LR-20456 |
Feb. 13, 2008 |
Dean A. Esposito, Frederick J. Birks, Joseph DeVito, Theodore B. Holbrook and Walter A. Tye
See also: Complaint in this matter
|
| LR-20455 |
Feb. 13, 2008 |
R&G Financial Corporation
See also: Complaint in this matter
|
| LR-20454 |
Feb. 11, 2008 |
Bartholomew F. Palmisano, Jr.
See also: Complaint in this matter
|
| LR-20453 |
Feb. 11, 2008 |
William G. Williams
See also: Complaint in this matter
|
| LR-20452 |
Feb. 8, 2008 |
FacePrint Global Solutions, Inc. and Pierre Cote
|
| LR-20451 |
Feb. 7, 2008 |
Strategic Management & Opportunity Corporation, Robert J. Pratt, and Jeffrey A. Brommer
See also: Complaint in this matter
|
| LR-20450 |
Feb. 6, 2008 |
VesCor Capital Corp., VesCor Capital, Inc., Vescorp Capital, LLC, VesCorp Capital IV-A, LLC, VesCorp Capital IV-M, LLC and Val E. Southwick
See also: Complaint in this matter
|
| LR-20449 |
Feb. 6, 2008 |
Stephen P. Gardner, et al.
Other Release No.: AAER-2781
|
| LR-20448 |
Feb. 5, 2008 |
F. Douglas Murrell
See also: Complaint in this matter
|
| LR-20447 |
Feb. 5, 2008 |
Kan King Wong, Charlotte Ka On Wong Leung, Michael Leung Kai Hung and David Li Kwok Po
See also: Complaint in this matter
|
| LR-20446 |
Feb. 1, 2008 |
James Charles Blue, Randy Cook, and Victor Campbell
Other Release No.: AAER-2780
|
| LR-20445 |
Feb. 1, 2008 |
Thomas A. Skoulis and Peter M. Frankl
|
| LR-20444 |
Jan. 29, 2008 |
Coadum Advisors, Inc.; Mansell Capital Partners III, LLC; James A. Jeffery; Thomas E. Repke; Coadum Capital Fund 1, LLC; Coadum Capital Fund II, LP; Coadum Capital Fund III, LP; and Mansell Acquisition Company LP
|
| LR-20443 |
Jan. 28, 2008 |
Robert F. Gruder and Stinger Systems, Inc.
See also: Complaint in this matter
|
| LR-20442 |
Jan. 28, 2008 |
Daryn P. Fleming and Mathew C. Bruce; International Broadcasting Corporation
See also:
Complaint v. Fleming and Bruce
Complaint v. International Broadcasting Corporation
|
| LR-20441 |
Jan. 28, 2008 |
David B. Duncan
Other Release No.: AAER-2777
See also: Complaint in this matter
|
| LR-20440 |
Jan. 25, 2008 |
Michael K. Openshaw
Other Release No.: AAER-2773
|
| LR-20439 |
Jan. 25, 2008 |
Patrick Kirkland, et al.
|
| LR-20438 |
Jan. 24, 2008 |
Daniel William Heath, Denis Timothy O'Brien, John William Heath, and Larre Jaye Schlarmann
|
| LR-20437 |
Jan. 24, 2008 |
Aimsi Technologies, Inc., et al.
|
| LR-20436 |
Jan. 23, 2008 |
AirTrac, Inc., Clarence Friend et al.
|
| LR-20435 |
Jan. 23, 2008 |
Andrew J. McKelvey
See also: Complaint in this matter
|
| LR-20434 |
Jan. 22, 2008 |
Saiyed Atiq Raza
See also: Complaint in this matter
|
| LR-20433 |
Jan. 18, 2008 |
Gerald H. Levine and Marie A. Levine
See also: Complaint in this matter
|
| LR-20432 |
Jan. 17, 2008 |
Morris Gad and Nathan Rosenblatt
|
| LR-20431A |
Jan. 18, 2008 |
Ernesto Tapanes
See also: Complaint in this matter
|
| LR-20430 |
Jan. 16, 2008 |
Anatoly Russ
See also: Complaint in this matter
|
| LR-20429 |
Jan. 15, 2008 |
Gregory B. Raben and William Patrick Borchard
See also: Complaint in this matter
|
| LR-20428 |
Jan. 14, 2008 |
Justin M. Paperny
See also: Complaint in this matter
|
| LR-20427 |
Jan. 10, 2008 |
Bryan S. Behrens, et al.
See also: Complaint in this matter
|
| LR-20426 |
Jan. 10, 2008 |
Chancellor Corporation, et al.
Other Release No.: AAER-2767
|
| LR-20425 |
Jan. 8, 2008 |
K.W. Brown and Company, et al.
|
| LR-20424 |
Jan. 8, 2008 |
Lazare Industries, Inc., et al.
|
| LR-20423 |
Jan. 4, 2008 |
Mark Michel, et al.
|
| LR-20422 |
Jan. 3, 2008 |
Coadum Advisors, Inc.; Mansell Capital Partners III, LLC; James A. Jeffery; Thomas E. Repke; Coadum Capital Fund 1, LLC; Coadum Capital Fund II, LP; Coadum Capital Fund III, LP; and Mansell Acquisition Company LP
See also: Complaint in this matter
|
| LR-20421 |
Jan. 3, 2008 |
One Wall Street, Inc., Donte C. Jarvis, Alan Brown, Willis "Bill" White III, and Cecil Baptiste, a/k/a John Latorri
|
| LR-20420 |
Jan. 3, 2008 |
James E. Koenig
Other Release No.: AAER-2763
|
| LR-20419 |
Jan. 2, 2008 |
Mitchell S. Drucker and Ronald Drucker, Defendants, and William Minerva, Relief Defendant
|
http://www.sec.gov/litigation/litreleases.shtml
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