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Litigation Releases
The list below provides links to litigation releases concerning civil lawsuits brought by the Commission in federal court.
First Quarter
Additional Archives
2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995
 SEC Litigation Releases RSS Feed
| Release No. |
Date |
Action |
| First Quarter |
| LR-22254 |
Feb. 6, 2012 |
Kenneth A. Dachman, Scott A. Wolf and Stone Lion Management, Inc.
See also: SEC Complaint
|
| LR-22253 |
Feb. 6, 2012 |
W. Anthony Huff, Defendant-Appellant, and Sheri Huff and Midwest Merger Management, LLC, Relief Defendants-Appellants
|
| LR-22252 |
Feb. 6, 2012 |
Smith & Nephew PLC
Other Release No.: AAER-3363
See also: SEC Complaint
|
| LR-22251 |
Feb. 3, 2012 |
Todd Leslie Treadway
|
| LR-22250 |
Feb. 2, 2012 |
Cutillo et al.
|
| LR-22249 |
Feb. 2, 2012 |
Lloyd V. Barriger
|
| LR-22248 |
Feb. 2, 2012 |
Robert J. Therrien
|
| LR-22247 |
Feb. 1, 2012 |
Kareem Serageldin et al.
|
| LR-22246 |
Jan. 31, 2012 |
Christopher T. Vulliez, et al.
|
| LR-22245 |
Jan. 31, 2012 |
Francisco Illarramendi, Highview Point Partners, LLC and Michael Kenwood Capital Management, LLC, as Defendants, and Highview Point Master Fund, Ltd., Highview Point Offshore, Ltd., Highview Point LP, Michael Kenwood Asset Management, LLC, Michael Kenwood Energy and Infrastructure LLC, and MKEI Solar, LP, as Relief Defendants
|
| LR-22244 |
Jan. 31, 2012 |
John J. Todd, Robert D. Manza, and Jeffrey Weitzen
|
| LR-22243 |
Jan. 30, 2012 |
Robert Chiu (a/k/a Chi Hung Chiu); James Li (a/k/a Ching Hua Li), Thomas Chow (a/k/a Man Kit Chow), Roger Kao (a/k/a Chao Chun Kao), Christopher Liu (a/k/a Chi Lei Liu), and Wayne A. Pratt
Other Release No.: AAER-3360
See also: SEC Complaint
|
| LR-22242 |
Jan. 30, 2012 |
Marcin Malarz et al.
|
| LR-22241 |
Jan. 30, 2012 |
Richard J. Senior et al. and Brian S. Moore
See also: SEC Complaint v. Senior et al.; SEC Complaint v. Moore
|
| LR-22240 |
Jan. 26, 2012 |
First Resource Group LLC, and David H. Stern
See also: SEC Complaint
|
| LR-22239 |
Jan. 26, 2012 |
Integrity Financial AZ, LLC, Steven R. Long, Stanley M. Paulic, Walter W. Knitter, and Robert C. Koeller
|
| LR-22238 |
Jan. 26, 2012 |
Igors Nagaicevs
See also: SEC Complaint
|
| LR-22237 |
Jan. 25, 2012 |
Len A. Familant and Paul V. Greene
Other Release No.: AAER-3356
See also: SEC Complaint
|
| LR-22236 |
Jan. 25, 2012 |
Mark Anthony Longoria, et al.
|
| LR-22235 |
Jan. 25, 2012 |
(Intentionally omittted)
|
| LR-22234 |
Jan. 24, 2012 |
Robert Ward, Benjamin Lewis, Stanley Lewis, and Jamie Lewis
See also: SEC Complaint
|
| LR-22233 |
Jan. 24, 2012 |
Dale Shafer, Joseph Mroz and Jason Gonski
See also: SEC Complaint
|
| LR-22232 |
Jan. 24, 2012 |
Carlo G. Chiaese, et al.
|
| LR-22231 |
Jan. 23, 2012 |
Eric Aronson, Vincent Buonauro, Jr., Robert Kondratick, Fredric Aaron, PermaPave Industries, LLC, PermaPave USA Corp., PermaPave Distributions, Inc., Permeable Solutions, Inc., Verigreen, LLC, and Interlink-US-Network, Ltd., Defendants, and Caroline Aronson, Deborah Buonauro, DASH Development, LLC, Aron Holdings, Inc., PermaPave Construction Corp., Dymoncrete Industries, LLC, Dymon Rock LI, LLC, and Lumi-Coat, Inc., Relief Defendants
|
| LR-22230 |
Jan. 18, 2012 |
Spyridon Adondakis, Anthony Chiasson, Sandeep Goyal, Jon Horvath, Danny Kuo, Todd Newman, Jesse Tortora, Diamondback Capital Management, LLC, and Level Global Investors, L.P.
See also: SEC Complaint
|
| LR-22229 |
Jan. 18, 2012 |
BankAtlantic Bancorp., Inc. and Alan Levan
See also: SEC Complaint
|
| LR-22228 |
Jan. 18, 2012 |
Burton Douglas Morriss, et al.
See also: SEC Complaint
|
| LR-22227 |
Jan. 17, 2012 |
Farzin Bazshushtari
See also: SEC Complaint
|
| LR-22226 |
Jan. 13, 2012 |
Compania International Financiera S.A., et al.
|
| LR-22225 |
Jan. 11, 2012 |
Allen E. Weintraub and AWMS Acquisitions, Inc., d/b/a Sterling Global Holdings
|
| LR-22224 |
Jan. 11, 2012 |
Imperiali, Inc.
Other Release No.: AAER-3355
See also: SEC Complaint
|
| LR-22223 |
Jan. 11, 2012 |
Earl C. Arrowood and Parker H. "Pete" Petit
See also: SEC Complaint
|
| LR-22222 |
Jan. 10, 2012 |
Kathleen S. Dobens, Charles T. Dobens, Joseph A. Roche, Silex Group, LLC, Preakness Apartments I & II, LLC, Cherry Hills Apartments of Forth Worth, LLC, and Clear River Partners, LLC, as Defendants, and East Coast Investment Solutions, LLC, The Dobens Company, LLC, Crosscreeks Apartments I and Crosscreeks Apartments II, LLC, as Relief Defendants
|
| LR-22221 |
Jan. 10, 2012 |
Todd Farha, et al.
Other Release No.: AAER-3353
See also: SEC Complaint
|
| LR-22220 |
Jan. 4, 2012 |
JBI, Inc., John Bordynuik and Ronald Baldwin, Jr.
Other Release No.: AAER-3352
See also: SEC Complaint
|
| LR-22219 |
Jan. 4, 2012 |
Life Partners Holdings, Inc., Brian D. Pardo, R. Scott Peden and David M. Martin
Other Release No.: AAER-3351 |
| LR-22218 |
Jan. 4, 2012 |
Kevin J. Wilcox, Jennifer E. Thoennes, and Eric R. Nelson
|
| LR-22217 |
Jan. 3, 2012 |
Edward L. Moskop and Financial Services Moskop & Associates, Inc.
|
| LR-22216 |
Jan. 3, 2012 |
Jeffrey L. Mowen, Thomas R. Fry, Bevan J. Wilde, Gary W. Hansen, Michael G. Butcher, James B. Mooring, David G. Bartholomew, and Michael W. Averett, Defendants, and Erin O’Malley, f/k/a Erin O. Mowen, Relief Defendant
|
| LR-22215 |
Jan. 3, 2012 |
Chalmer E. Detling, II, Esq.
See also: SEC Complaint
|
| LR-22214 |
Jan. 3, 2012 |
Charles A. Aiken, et al.
See also: SEC Complaint
|
http://www.sec.gov/litigation/litreleases.shtml
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