Unregistered Soliciting Entities

Public Alert: Rosen and Associates

July 30, 2019

The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, government agencies, or international organizations.

Rosen and Associates

48th Floor John Hancock Tower
Clarendon Street
Boston, MA 02116
Phone: 1-617-778-2372
www.rcrosenassoc.com

Last Reviewed or Updated: June 28, 2024