Comments on Study Required by Section 989G(b) of the Dodd-Frank Act Regarding Compliance with Section 404(b) of the Sarbanes-Oxley Act

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Date Received
Date Letter Type Commenter Name
Public Comment Edgar M. Dawai, Investor, Mombasa, Kenya
Public Comment Michael L. Gullette, Vice President, Accounting and Financial Management, American Bankers Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Walter regarding a November 17, 2010, meeting with representatives of BNY ConvergEx Group, LLC
Public Comment Grant Thornton LLP
Public Comment Georg Merkl, Binz, Switzerland
Public Comment Kurt N. Schacht, Managing Director, Standards and Financial Market Integrity Division, and James C. Allen, Head, Capital Markets Policy, CFA Institute
Public Comment Alan F. Eisenberg, Executive Vice President, Emerging Companies and Business Development, Biotechnology Industry Organization (BIO)
Public Comment Christopher Cole, Senior Vice President and Senior Regulatory Counsel, Independent Community Bankers of America
Public Comment Cynthia M.Fornelli, Executive Director, Center for Audit Quality
Public Comment Deloitte & Touche LLP
Public Comment Ernst & Young LLP
Public Comment James B. Vorhies, Arlington, Texas
Public Comment Jeff Mahoney, General Counsel, Council of Institutional Investors
Public Comment Stephen A. Boyko
Public Comment John L. Pierschbacher, Des Moines, Iowa

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-29-10
Release Number
34-63108
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