|
|
 |
Proposed Rule: Elimination of Flash Order Exception From Rule 602 of Regulation NMS
[Release No. 34-60684; File No. S7-21-09]
|
| Nov. 21, 2009 | S. F., Connecticut |
| Nov. 20, 2009 | Eric Hess, General Counsel, Direct Edge Holdings LLC |
| Nov. 20, 2009 | John C. Nagel, Managing Director and Deputy General Counsel, Head of Global Compliance, Citadel Investment Group, L.L.C. |
| Nov. 20, 2009 | Eric Swanson, BATS Exchange, Inc., Lenexa, Kansas |
| Nov. 20, 2009 | David W. Colwick, Esq., LL.M Candidate, Banking, Corporate and Finance Law, New York, New York |
| Nov. 18, 2009 | William J. Brodsky, Chairman and CEO, Chicago Board Options Exchange, Inc., Chicago, Illinois |
| Nov. 17, 2009 | Memorandum from the Office of Commissioner Aguilar concerning an October 19, 2009, meeting with representatives of Morgan Stanley |
| Nov. 17, 2009 | William A. Thayer, San Diego, California |
| Nov. 16, 2009 | William E. McDonnell, Jr., CCO, Atherton Lane Advisers, LLC, Menlo Park, California |
| Nov. 12, 2009 | Rex Urich DVM, Bend, Oregon |
| Nov. 12, 2009 | Kenton C. Blanton, Fremont, California |
| Nov. 8, 2009 | Bob O., Plymouth, Minnesota |
| Nov. 6, 2009 | Seth Merrin, CEO, Liquidnet, New York, New York |
| Nov. 3, 2009 | Raghavan Guruswami, Ph.D, Hyderabad, India |
| Nov. 2, 2009 | Memorandum from the Office of Commissioner Aguilar concerning an October 16, 2009, meeting with representatives of the International Securities Exchange |
| Nov. 1, 2009 | Dennis B. Fowler, Anderson, South Carolina |
| Oct. 30, 2009 | Jess L. Haberman, West Orange, New Jersey |
| Oct. 30, 2009 | Heinz Geyer, London, United Kingdom |
| Oct. 29, 2009 | Wallace Ungles |
| Oct. 29, 2009 | Bob G. Mall |
| Oct. 29, 2009 | Laurent Mayer, Atherton, California |
| Oct. 28, 2009 | Sue Schneider |
| Oct. 27, 2009 | Matthew A. Haley, Great Falls, Virginia |
| Oct. 27, 2009 | Steven U. Leitner, Esquire, New York, New York |
| Oct. 27, 2009 | Dave R. Kliman, Glen Cove, New York |
| Oct. 27, 2009 | David Blumenthal |
| Oct. 25, 2009 | Timothy J. Moeller |
| Oct. 24, 2009 | Evan Sabattus |
| Oct. 22, 2009 | Memorandum from the Office of Commissioner Aguilar regarding a September 24, 2009, meeting with representatives of Goldman Sachs |
| Oct. 22, 2009 | Memorandum from the Office of the Chairman regarding an October 16, 2009, meeting with representatives of the International Securities Exchange |
| Oct. 20, 2009 | George Determann |
| Oct. 19, 2009 | Memorandum from the Office of Commissioner Paredes concerning an October 19, 2009, meeting with representatives of Morgan Stanley |
| Oct. 19, 2009 | Thomas H. Brasso, Jr., Owasso, Oklahoma |
| Oct. 16, 2009 | Peter J. Chepucavage, The International Association of Small Broker Dealers and Advisors |
| Oct. 16, 2009 | Memorandum from the Division of Trading and Markets regarding an October 16, 2009, meeting with representatives of the International Securities Exchange |
| Oct. 16, 2009 | Memorandum from the Office of Commissioner Casey regarding an October 16, 2009, meeting with representatives of the International Securities Exchange |
| Oct. 14, 2009 | Joseph Affrunti, Great River, New York |
| Oct. 12, 2009 | Mark Nielson, Ph.D., MacroEcon LLC |
| Oct. 10, 2009 | Mark Nielson, Ph.D., MacroEcon LLC, New York |
| Oct. 9, 2009 | Paul M. Graham, Seattle, Washington |
| Oct. 7, 2009 | David Kim |
| Oct. 7, 2009 | Michael E. Russell, Largo, Florida |
| Oct. 6, 2009 | Richard S. Zbyszynski, MBA, Freehold, New Jersey |
| Oct. 6, 2009 | Jeffrey Gross |
| Oct. 5, 2009 | W. Hardy Callcott |
| Oct. 4, 2009 | Bhanu Saini, Purdue University, Columbia University, New York, New York |
| Oct. 3, 2009 | Robert L. Annear, Jr., Engineering, Portland, Oregon |
| Oct. 3, 2009 | Jerry Flores, San Jose, California |
| Oct. 2, 2009 | Memorandum from the Office of the Chairman regarding a September 30, 2009 meeting with repensentatives form the Managed Funds Association |
| Sep. 30, 2009 | Michael Trocchio, Individual Investor |
| Sep. 30, 2009 | William A. Thayer, Certified Financial Planner (retired), San Diego, California |
| Sep. 29, 2009 | Robert Baron |
| Sep. 29, 2009 | Walter Chanter, III, Sharholder, Lake Oswego, Oregon |
| Sep. 26, 2009 | Roy Malis, Certified Financial Planner, Wyncote, Pennsylvania |
| Sep. 25, 2009 | Scott Lederman, Livingston, New Jersey |
| Sep. 25, 2009 | Angelo P. Datis, Los Angeles, California |
| Sep. 25, 2009 | Jeffrey L. Stang |
| Sep. 24, 2009 | Jeffrey Hunt Mantel, The Mantel Group |
| Sep. 24, 2009 | Charles Pierson, III |
| Sep. 24, 2009 | Ken Yu, Shenzhen, China |
| Sep. 24, 2009 | J. J. Tucson |
| Sep. 24, 2009 | Kirill Miroshnychenko, Kyiv, Ukraine |
| Sep. 23, 2009 | Garth Illingworth, Ph. D., University of California |
| Sep. 23, 2009 | Douglas Johnson, Raleigh, North Carolina |
| Sep. 23, 2009 | Matt Knickerbocker |
| Sep. 22, 2009 | Jerry Charlton, Calgary, Canada |
| Sep. 21, 2009 | Michael Doyle, Youngstown, Ohio |
| Sep. 20, 2009 | Anonymous |
| Sep. 20, 2009 | Richard S. Barkley, Phoenixville, Pennsylvania |
| Sep. 19, 2009 | Ted Wolf |
| Sep. 19, 2009 | Junius W. Peake, Monfort Distinguished Professor Emeritus of Finance, University of Northern Colorado, Greeley, Colorado |
| Sep. 19, 2009 | Bobby Johnson, CPA, Huffman, Texas |
| Sep. 19, 2009 | Edward J. Culotta, Cumming, Georgia |
| Sep. 19, 2009 | Christopher J. Wiltse, Lethbridge, Canada |
| Sep. 18, 2009 | Paul Balliet, Cuyahoga Falls, Ohio |
| Sep. 18, 2009 | Greg B. Gilbert, President, Infinity Financial Services |
| Sep. 18, 2009 | Kevin P. Quinn, Los Angeles, California |
| Sep. 18, 2009 | Aadil Farid, Naperviile, Illinois |
| Sep. 18, 2009 | Robert Haley, Network Engineer, Shelbyville, Kentucky |
| Sep. 18, 2009 | Adam Gretzinger, Beaverton, Oregon |
| Sep. 18, 2009 | Richard Gorton, SMTS, AMD, Framingham, Massachusetts |
| Sep. 18, 2009 | Allen A. She, Washington, District of Columbia |
http://www.sec.gov/comments/s7-21-09/s72109.shtml
|
