Conflicts of Interest Relating to Certain Securitizations: Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a February 4, 2011, meeting with representatives of Barclays Capital, Inc.
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a January 10, 2011 meeting with representatives of Credit Suisse
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a January 5, 2011 meeting with representatives of Morgan Stanley
Public Comment Richard A. Dorfman, Managing Director, Head of Securitization, and Christopher B. Killian, Vice President, SIFMA
Public Comment Mark Page, Director of Management and Budget, The City of New York
Public Comment Jeffrey W. Rubin, Chair, Committee on Federal Regulation of Securities and Vicki O. Tucker, Chair, Committee on Securitization and Structured Finance, American Bar Association
Meeting with SEC Officials Memorandum from the Division of Trading and Markets and the Division of Risk, Strategy and Financial Innovation regarding an October 22, 2010 meeting with representatives of Association of Institutional Investors
Public Comment Tom Deutsch, Executive Director, American Securitization Forum
Meeting with SEC Officials Memorandum from the Division of Corporation Finance and the Division of Risk, Strategy and Financial Innovation regarding an October 14, 2010, meeting with Morgan Stanley
Public Comment Robert O.L. Lynn, Financial services consultant, New Jersey
Public Comment Timothy A Hogan, Chicago, Illinois
Public Comment Senators Jeffrey Merkley and Carl Levin, U.S. Senate
Public Comment Robin McLeish, Virginia Beach, Virginia

Last Reviewed or Updated: Dec. 18, 2025

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