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Conflicts of Interest Relating to Certain Securitizations:
Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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(Click here for meetings with SEC officials)
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| Dec. 10, 2010 | Richard A. Dorfman, Managing Director, Head of Securitization, and Christopher B. Killian, Vice President, SIFMA |
| Nov. 12, 2010 | Mark Page, Director of Management and Budget, The City of New York |
| Oct. 29, 2010 | Jeffrey W. Rubin, Chair, Committee on Federal Regulation of Securities and Vicki O. Tucker, Chair, Committee on Securitization and Structured Finance, American Bar Association |
| Oct. 21, 2010 | Tom Deutsch, Executive Director, American Securitization Forum |
| Oct. 6, 2010 | Robert O.L. Lynn, Financial services consultant, New Jersey |
| Sep. 15, 2010 | Timothy A Hogan, Chicago, Illinois |
| Aug. 3, 2010 | Senators Jeffrey Merkley and Carl Levin, U.S. Senate |
| Jul. 28, 2010 | Robin McLeish, Virginia Beach, Virginia |
Meetings with SEC Officials
(Click here for submitted comments from the public) |
| Feb. 4, 2011 | Memorandum from the Office of the Chairman regarding a February 4, 2011, meeting with representatives of Barclays Capital, Inc. |
| Jan. 11, 2011 | Memorandum from the Office of the Chairman regarding a January 5, 2011 meeting with representatives of Morgan Stanley |
| Jan. 11, 2011 | Memorandum from the Office of the Chairman regarding a January 10, 2011 meeting with representatives of Credit Suisse |
| Oct. 22, 2010 | Memorandum from the Division of Trading and Markets and the Division of Risk, Strategy and Financial Innovation regarding an October 22, 2010 meeting with representatives of Association of Institutional Investors |
| Oct. 14, 2010 | Memorandum from the Division of Corporation Finance and the Division of Risk, Strategy and Financial Innovation regarding an October 14, 2010, meeting with Morgan Stanley |
http://www.sec.gov/comments/df-title-vi/conflicts-of-interest/conflicts-of-interest.shtml
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