Adding Disqualification Requirements to Regulation D Offerings: Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act

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Date Sort descending	Letter Type	Commenter Name
May 12, 2011	Meeting with SEC Officials	Memorandum from Division of Corporation Finance regarding May 3, 2011, panel discussion with representatives of the Real Estate Investment Securities Association
May 11, 2011	Meeting with SEC Officials	Memorandum from the Division of Corporation Finance regarding a May 4, 2011, meeting with representatives of the Real Estate Investment Securities Association
April 18, 2011	Meeting with SEC Officials	Memorandum from the Division of Investment Management regarding an April 15, 2011, meeting with representatives of the Private Equity Growth Company Council
March 2, 2011	Public Comment	Jack L. Hollander, Chairman, Executive Committee, Investment Program Association
Feb. 14, 2011	Meeting with SEC Officials	Memorandum from Division of Corporation Finance regarding February 14, 2011 meeting with representatives of Real Estate Investment Securities Association
Nov. 4, 2010	Public Comment	David Massey, NASAA President and Deputy Securities Commissioner, North Carolina Department of the Secretary of State
Sept. 22, 2010	Public Comment	Richard H. Baker, President and CEO, Managed Funds Association

Last Reviewed or Updated: Dec. 18, 2025