|
|
 |
Adding Disqualification Requirements to Regulation D Offerings:
Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
|
|
|
| Mar. 2, 2011 | Jack L. Hollander, Chairman, Executive Committee, Investment Program Association |
| Nov. 4, 2010 | David Massey, NASAA President and Deputy Securities Commissioner, North Carolina Department of the Secretary of State |
| Sep. 22, 2010 | Richard H. Baker, President and CEO, Managed Funds Association |
Meetings with SEC Officials
|
| May 12, 2011 | Memorandum from Division of Corporation Finance regarding May 3, 2011, panel discussion with representatives of the Real Estate Investment Securities Association |
| May 11, 2011 | Memorandum from the Division of Corporation Finance regarding a May 4, 2011, meeting with representatives of the Real Estate Investment Securities Association |
| Apr. 18, 2011 | Memorandum from the Division of Investment Management regarding an April 15, 2011, meeting with representatives of the Private Equity Growth Company Council |
| Feb. 14, 2011 | Memorandum from Division of Corporation Finance regarding February 14, 2011 meeting with representatives of Real Estate Investment Securities Association |
http://www.sec.gov/comments/df-title-ix/regulation-d-disqualification/regulation-d-disqualification.shtml
Modified:
[an error occurred while processing this directive]
|
|
