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Loan or Borrowing of Securities/Securities Lending Activities:
Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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(Click here for meetings with SEC officials)
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| Oct. 22, 2011 | Salvatore L. Saravo, Citiwide Appraisal Services, Ozone Park, New York |
| Sep. 30, 2011 | Anne Sheehan, Director of Corporate Governance, California State Teachers' Retirement System, West Sacramento, California |
| Jul. 19, 2011 | Ashbel C. Williams, Executive Director & CIO, State Board of Administration of Florida |
| Jul. 5, 2011 | Ed Blount, CEO, The Center for the Study of Financial Market Evolution |
| Mar. 18, 2011 | Captive Commerical Equipment ABS Issuer Group |
| Sep. 3, 2010 | Anonymous |
| Sep. 3, 2010 | Albert J Sesona, St. Augustine, Florida |
| Aug. 2, 2010 | Robin McLeish, Virginia Beach, Virginia |
| Jul. 6, 2010 | Judith Polzer, Managing Director, J.P. Morgan |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Mar. 30, 2015 | Memorandum from the Division of Trading and Markets regarding a March 30, 2015 teleconference with representatives of EquiLend |
| Mar. 23, 2015 | Memorandum from the Division of Trading and Markets regarding a March 23, 2015 meeting with representatives of SunGard |
| Jun. 21, 2012 | Memorandum from the Division of Trading and Markets regarding a June 21, 2012 meeting with representatives of the Securities Industry and Financial Markets Association (SIFMA) |
| Jun. 5, 2012 | Memorandum from the Division of Trading and Markets regarding a June 5, 2012 meeting with representatives of the Risk Management Association ("RMA") |
| Apr. 3, 2012 | Memorandum from the Division of Trading and Markets regarding an April 3, 2012 teleconference with representatives of Data Explorers |
| Feb. 27, 2012 | Memorandum from the Division of Trading and Markets regarding a February 27, 2012 meeting with representatives of FINRA |
| Feb. 23, 2012 | Memorandum from the Division of Trading and Markets regarding a February 23, 2012 meeting with representatives of SunGard |
| Feb. 10, 2012 | Memorandum from the Division of Trading and Markets regarding a February 10, 2012 teleconference with representatives of the State of Wisconsin Investment Board |
| Jan. 27, 2012 | Memorandum from the Division of Trading and Markets regarding a January 27, 2012 meeting with personnel from SunGard |
| Oct. 28, 2011 | Memorandum from the Division of Trading and Markets regarding an October 28, 2011 teleconference with representatives of SIFMA |
| Oct. 20, 2011 | Memorandum from the Division of Trading and Markets regarding an October 20, 2011 meeting with representatives of the Options Clearing Corporation (OCC) |
| Sep. 15, 2011 | Memorandum from the Division of Trading and Markets regarding a September 15, 2011 teleconference with representatives of the National Association of Insurance Commissioners (NAIC) |
| Jul. 20, 2011 | Memorandum from the Division of Trading and Markets regarding a July 20, 2011 meeting with representatives of Data Explorers |
| Jun. 29, 2011 | Memorandum from the Division of Trading and Markets regarding a June 29, 2011 meeting with representatives of Quadriserv |
| Jun. 14, 2011 | Memorandum from the Division of Trading and Markets regarding a June 14, 2011 teleconference with representatives of SunGard |
| Apr. 20, 2011 | Memorandum from the Division of Trading and Markets regarding an April 20, 2011 teleconference with Professor James Angel of Georgetown University |
| Mar. 30, 2011 | Memorandum from the Division of Trading and Markets regarding a March 30, 2011, meeting with representatives of Equilend |
| Mar. 30, 2011 | Memorandum from the Division of Trading and Markets regarding a March 30, 2011, meeting with representatives of the Center for Study of Financial Market Evolution (CSFME) |
| Mar. 29, 2011 | Memorandum from the Division of Trading and Markets regarding an March 29, 2011 meeting with representatives of Risk Management Association (RMA) |
| Mar. 22, 2011 | Memorandum from the Division of Trading and Markets regarding an March 22, 2011 meeting with representatives of Data Explorers |
| Mar. 9, 2011 | Memorandum from the Division of Trading and Markets regarding a March 9, 2011, teleconference with representatives of ICI (Investment Company Institute) |
| Mar. 8, 2011 | Memorandum from the Division of Trading and Markets regarding a March 8, 2011, meeting with representatives of Quadriserv |
| Mar. 7, 2011 | Memorandum from the Division of Trading and Markets regarding a March 7, 2011, teleconference with representatives of ISLA (International Securities Lending Association) |
| Mar. 3, 2011 | Memorandum from the Division of Trading and Markets regarding a March 3, 2011, meeting with representatives of ESeclending |
| Feb. 18, 2011 | Memorandum from the Division of Trading and Markets regarding a February 18, 2011, meeting with representatives from SIFMA |
| Feb. 16, 2011 | Memorandum from the Division of Trading and Markets regarding a February 15, 2011, teleconference with representatives from the MFA |
| Feb. 14, 2011 | Memorandum from the Division of Trading and Markets regarding a February 4, 2011, meeting with representatives from Data Explorers |
| Feb. 14, 2011 | Memorandum from the Division of Trading and Markets regarding a February 10, 2011, meeting with representatives from Sun Guard |
| Jan. 27, 2011 | Memorandum from the Division of Trading and Markets regarding a January 27, 2011, Teleconference with Representatives of the National Association of Insurance Commissioners |
| Jan. 20, 2011 | Memorandum from the Division of Trading and Markets regarding a Meeting with Representatives of the Financial Industry Regulatory Authority |
http://www.sec.gov/comments/df-title-ix/lending-borrowing/lending-borrowing.shtml
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