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Systemic Risk Reporting:
Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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(Click here for meetings with SEC officials)
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| Jun. 4, 2011 | Eric E. Williams, Lemon Grove, California |
| Oct. 2, 2010 | Mildred Piechota |
| Oct. 1, 2010 | James W. Toffey, CEO, Benchmark Solutions |
| Aug. 17, 2010 | Ron Medley, President, Moloney Securities Asset Management, Manchester, Missouri |
| Aug. 2, 2010 | Peter Schwartz, Hoboken, New Jersey |
| Jul. 30, 2010 | Jean Gilchrist |
| Jul. 28, 2010 | Robin McLeish, Virginia Beach, Virginia
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Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Feb. 8, 2011 | Memorandum from the Division of Investment Management regarding a January 19, 2011, Conference Call with Representatives of Managed Funds Association |
| Nov. 16, 2010 | Memorandum from the Office of Investment Adviser Regulation, Division of Investment Management regarding an November 16, 2010, meeting with representatives of RiskMetrics Group |
| Nov. 4, 2010 | Memorandum from the Office of Investment Adviser Regulation, Division of Investment Management regarding an November 4, 2010, meeting with representatives of Albourne Partners Limited |
| Oct. 13, 2010 | Memorandum from the Office of Investment Adviser Regulation, Division of Investment Management regarding an October 12, 2010, conference call with The Yale Endowment |
| Oct. 8, 2010 | Memorandum from the Office of the Chairman regarding an October 7, 2010 meeting with representatives from the Alternative Investment Management Association |
| Oct. 8, 2010 | Memorandum from the Office of the Chairman regarding an October 6, 2010, meeting with representatives of the Financial Services Forum |
| Oct. 8, 2010 | Memorandum from the Office of the Chairman regarding an October 1, 2010, meeting with representatives of the Financial Services Roundtable |
| Oct. 7, 2010 | Memorandum from the Office of Commissioner Elisse B. Walter regarding an October 7, 2010 meeting with representatives from the Securities Industry and Financial Markets Association |
| Sep. 17, 2010 | Memorandum from the Office of Investment Adviser Regulation and Division of Investment Management regarding a conference call with Tiedemann Wealth Management, LLC |
| Sep. 9, 2010 | Memorandum from the Division of Investment Management regarding a September 9, 2010 meeting with representatives from the Alternative Investment Management Association |
| Sep. 9, 2010 | Memorandum from the Office of Commissioner Aguilar regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association |
| Sep. 9, 2010 | Memorandum from the Office of Commissioner Walter regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association |
| Aug. 11, 2010 | Memorandum from the Division of Investment Management and the Division of Risk, Strategy and Financial Innovation, regarding an August 11, 2010 conference call with representatives from the Managed Funds Association and staff from the Commodity Futures Trading Commission |
http://www.sec.gov/comments/df-title-iv/systemic-risk/systemic-risk.shtml
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