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ASA Gold & Precious Metals Ltd (0001230869)
State location: ME | State of Inc.: DE | Fiscal Year End: 1130
formerly: ASA BERMUDA LTD (until 2007-02-08)
formerly: ASA LTD (until 2011-04-25)
Business Address
APEX FUND SERVICES
THREE CANAL PLAZA
PORTLAND ME 04101
207-347-2000
Mailing Address
APEX FUND SERVICES
THREE CANAL PLAZA
PORTLAND ME 04101
Ownership Reports from: (Click on owner name to see other issuer holdings for the owner, or CIK for owner filings.)

Owner Filings Transaction Date Type of Owner
Jones Andrew Nicholas 0001961892 2025-03-28 officer: Deputy CCO
Desai Ketu 0001818968 2024-05-01 director
Kazarian Paul Charles 0001863958 2024-05-01 director
Artabane Anthony J. 0001647374 2023-11-30 director
Saba Capital Management, L.P. 0001510281 2023-10-11 10 percent owner
Weinstein Boaz 0001608233 2023-10-11 10 percent owner
Tyminski Nancy J. 0001946945 2022-08-19 other: Deputy CCO
Holman James E 0001922506 2022-04-11 other: Analyst, Merk Investments, LLC
Donovan William 0001798856 2020-03-19 director
Merk Alexander 0001772159 2020-01-17 officer: COO
Maletis Peter 0001772161 2020-01-17 officer: President
Tackett Zachary R 0001634816 2019-11-01 officer: Secretary
MALASPINA GINO E 0001600684 2019-03-26 officer: Secretary
Shaw Karen 0001634769 2019-03-26 officer: PFO
Kulp Danielle 0001726705 2017-12-13 officer: Secretary and Deputy CCO
Nash James Robert 0001669674 2016-03-15 officer: Secretary
Huntington John Price JR 0001660081 2015-09-24 officer: Chief Compliance Officer
Lin David Shunhua 0001619988 2014-09-19 officer: Principal Financial Officer
HANSEN BRUCE D 0001064614 2014-03-13 director
Hoene Mary Joan 0001301324 2014-03-13 director
HESTON SARA C 0001598263 2014-03-13 officer: VP Investments
GLYNN GARY A 0001571528 2013-03-14 director
Djeu Deborah Daphne 0001558568 2012-09-13 officer: CCO, CLO, and Secretary
YEE RODNEY D 0001502661 2010-09-27 officer: CFO, Treasurer and COO
Schantz Steven M 0001502662 2010-09-27 officer: Gen. Counsel, CCO & Secretary
Mead Michael Lee 0001487242 2010-03-11 director
Nardolillo Lawrence G. 0001457930 2009-02-17 officer: Treasurer and CFO
PEGGE ANDREW 0001255866 2008-05-02 director
GOLDSTEIN PHILLIP 0001067621 2008-04-29 director
Reid Julian 0001306801 2008-04-29 director
CHRISTENSEN DAVID J 0001199188 2007-05-10 officer: Vice President - Investments
FARRELL JOSEPH C 0001073306 2004-10-05 director
CONGER HARRY M 0001203737 2004-10-05 director
BRECK HENRY R 0001239700 2004-10-05 director
CROCKER CHESTER A 0001239701 2004-10-05 director, officer: Assistant Secretary
IRWIN ROBERT J A 0001239702 2004-10-05 director, 10 percent owner, officer: Chairman, CEO, Pres and Treas.
MACNAUGHT MALCOLM W 0001239703 2004-10-05 director
MCCARTHY RONALD L 0001239704 2004-10-05 director, officer: Assistant Treasurer
PILKINGTON ROBERT A 0001239706 2004-10-05 director
ROSHOLT A MICHAEL 0001239708 2004-10-05 director
WUSTRACK PAUL K JR 0001239710 2004-10-05 officer: Secretary & Chief Comp Officer
INGLIS JAMES G 0001240621 2004-10-05 director


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Reporting Owner Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Owner CIK Security Name
A 2025-01-16   Merk Alexander 4 P-Purchase --D 31248.0000 304305.0000 1 0001772159 ASA Gold & Precious Metals Ltd
A 2025-01-14   Merk Alexander 4 P-Purchase --D 29700.0000 273057.0000 1 0001772159 ASA Gold & Precious Metals Ltd
A 2025-01-10   Donovan William 4/A P-Purchase --D 100.0000 4300.0000 2 0001798856 ASA Gold & Precious Metals Ltd
A 2025-01-10   Donovan William 4/A P-Purchase --D 200.0000 4200.0000 1 0001798856 ASA Gold & Precious Metals Ltd
A 2025-01-10   Merk Alexander 4 P-Purchase --D 28160.0000 243357.0000 2 0001772159 ASA Gold & Precious Metals Ltd
A 2025-01-10   Donovan William 4 P-Purchase --D 200.0000 4400.0000 2 0001798856 ASA Gold & Precious Metals Ltd
A 2025-01-10   Donovan William 4 P-Purchase --D 200.0000 4200.0000 1 0001798856 ASA Gold & Precious Metals Ltd
A 2025-01-08   Merk Alexander 4 P-Purchase --D 700.0000 215197.0000 1 0001772159 ASA Gold & Precious Metals Ltd
A 2025-01-07   Merk Alexander 4 P-Purchase --D 12374.0000 214497.0000 2 0001772159 ASA Gold & Precious Metals Ltd
A 2025-01-06   Merk Alexander 4 P-Purchase --D 21400.0000 202123.0000 1 0001772159 ASA Gold & Precious Metals Ltd
A 2025-01-06   Hoene Mary Joan 4 P-Purchase --D 200.0000 8800.0000 2 0001301324 ASA Gold & Precious Metals Ltd
A 2025-01-03   Hoene Mary Joan 4 P-Purchase --D 220.0000 8600.0000 1 0001301324 ASA Gold & Precious Metals Ltd
A 2025-01-03   Merk Alexander 4 P-Purchase --D 30825.0000 180723.0000 1 0001772159 ASA Gold & Precious Metals Ltd
A 2025-01-02   Merk Alexander 4/A P-Purchase --D 11075.0000 149898.0000 2 0001772159 ASA Gold & Pecious Metals Ltd
A 2025-01-02   Merk Alexander 4 P-Purchase --D 11075.0000 163253.0000 2 0001772159 ASA Gold & Pecious Metals Ltd
A 2024-12-31   Merk Alexander 4/A P-Purchase --D 3366.0000 138823.0000 1 0001772159 ASA Gold & Pecious Metals Ltd
A 2024-12-31   Merk Alexander 4 P-Purchase --D 3366.0000 152178.0000 1 0001772159 ASA Gold & Pecious Metals Ltd
A 2024-12-27   Merk Alexander 4 P-Purchase --D 23068.0000 135457.0000 2 0001772159 ASA Gold & Pecious Metals Ltd
A 2024-12-26   Merk Alexander 4 P-Purchase --D 1100.0000 112389.0000 1 0001772159 ASA Gold & Pecious Metals Ltd
A 2024-11-14   Hoene Mary Joan 4/A P-Purchase --D 380.0000 8380.0000 1 0001301324 ASA Gold & Pecious Metals Ltd
A 2024-11-14   Hoene Mary Joan 4 P-Purchase --D 380.0000 7478.4000 1 0001301324 ASA Gold & Pecious Metals Ltd
A 2024-01-08   Hoene Mary Joan 4 P-Purchase --D 400.0000 8000.0000 1 0001301324 ASA Gold and Precious Metals Limited
A 2024-01-03   Hoene Mary Joan 4 P-Purchase --D 100.0000 7600.0000 1 0001301324 ASA Gold and Precious Metals Limited
A 2024-01-02   Hoene Mary Joan 4 P-Purchase --D 500.0000 7500.0000 1 0001301324 ASA Gold and Precious Metals Limited
A 2024-01-02   Merk Alexander 4 P-Purchase --D 25549.0000 111289.0000 1 0001772159 ASA Gold and Precious Metals Limited
A 2024-01-02   HANSEN BRUCE D 4 P-Purchase --D 2000.0000 4000.0000 1 0001064614 ASA Gold and Precious Metals Limited
A 2023-12-26   Saba Capital Management, L.P. 4 P-Purchase --I 3297.0000 3253837.0000 1 0001510281 Common Stock
A 2023-12-20   Hoene Mary Joan 4 P-Purchase --D 500.0000 7000.0000 1 0001301324 ASA Gold and Precious Metals Limited
A 2023-12-19   Saba Capital Management, L.P. 4 P-Purchase --I 223381.0000 3250540.0000 1 0001510281 Common Stock
A 2023-12-19   Donovan William 4 P-Purchase --D 1500.0000 4000.0000 1 0001798856 ASA Gold and Precious Metals Limited
A 2023-12-18   Saba Capital Management, L.P. 4 P-Purchase --I 107445.0000 3027159.0000 1 0001510281 Common Stock
A 2023-12-14   Merk Alexander 4 P-Purchase --D 24400.0000 85740.0000 1 0001772159 ASA Gold and Precious Metals Limited
A 2023-12-13   Saba Capital Management, L.P. 4 P-Purchase --I 4110.0000 2919714.0000 1 0001510281 Common Stock
A 2023-12-12   Merk Alexander 4 P-Purchase --D 7720.0000 61340.0000 2 0001772159 ASA Gold and Precious Metals Limited
A 2023-12-11   Merk Alexander 4 P-Purchase --D 100.0000 53620.0000 1 0001772159 ASA Gold and Precious Metals Limited
A 2023-12-11   Merk Alexander 4 P-Purchase --D 4350.0000 53520.0000 1 0001772159 ASA Gold and Precious Metals Limited
A 2023-12-08   Hoene Mary Joan 4 P-Purchase --D 500.0000 6500.0000 1 0001301324 ASA Gold and Precious Metals Limited
A 2023-12-08   Merk Alexander 4 P-Purchase --D 6700.0000 49170.0000 1 0001772159 ASA Gold and Precious Metals Limited
A 2023-12-07   Saba Capital Management, L.P. 4 P-Purchase --I 18699.0000 2915604.0000 1 0001510281 Common Stock
A 2023-12-07   Merk Alexander 4 P-Purchase --D 4500.0000 42470.0000 1 0001772159 ASA Gold and Precious Metals Limited
A 2023-12-06   Saba Capital Management, L.P. 4 P-Purchase --I 16370.0000 2896905.0000 2 0001510281 Common Stock
A 2023-12-06   Merk Alexander 4 P-Purchase --D 3600.0000 37970.0000 1 0001772159 ASA Gold and Precious Metals Limited
A 2023-12-05   Saba Capital Management, L.P. 4 P-Purchase --I 4075.0000 2880535.0000 1 0001510281 Common Stock
A 2023-12-05   Merk Alexander 4 P-Purchase --D 2100.0000 34370.0000 1 0001772159 ASA Gold and Precious Metals Limited
A 2023-12-04   Saba Capital Management, L.P. 4 P-Purchase --I 24546.0000 2876460.0000 2 0001510281 Common Stock
A 2023-12-01   Saba Capital Management, L.P. 4 P-Purchase --I 16482.0000 2851914.0000 1 0001510281 Common Stock
A 2023-11-30   Saba Capital Management, L.P. 4 P-Purchase --I 78340.0000 2835432.0000 2 0001510281 Common Stock
A 2023-11-29   Saba Capital Management, L.P. 4 P-Purchase --I 8762.0000 2757092.0000 1 0001510281 Common Stock
A 2023-11-28   Saba Capital Management, L.P. 4 P-Purchase --I 46897.0000 2748330.0000 2 0001510281 Common Stock
A 2023-11-27   Saba Capital Management, L.P. 4 P-Purchase --I 50965.0000 2701433.0000 1 0001510281 Common Stock
A 2023-11-22   Saba Capital Management, L.P. 4 P-Purchase --I 56000.0000 2650468.0000 1 0001510281 Common Stock
A 2023-11-21   Saba Capital Management, L.P. 4 P-Purchase --I 40147.0000 2594468.0000 2 0001510281 Common Stock
A 2023-11-20   Saba Capital Management, L.P. 4 P-Purchase --I 104428.0000 2554321.0000 1 0001510281 Common Stock
A 2023-11-17   Saba Capital Management, L.P. 4 P-Purchase --I 10203.0000 2449893.0000 3 0001510281 Common Stock
A 2023-11-16   Saba Capital Management, L.P. 4 P-Purchase --I 37936.0000 2439690.0000 2 0001510281 Common Stock
A 2023-11-15   Saba Capital Management, L.P. 4 P-Purchase --I 87142.0000 2401754.0000 1 0001510281 Common Stock
A 2023-11-14   Saba Capital Management, L.P. 4 P-Purchase --I 131187.0000 2314612.0000 2 0001510281 Common Stock
A 2023-11-13   Saba Capital Management, L.P. 4 P-Purchase --I 21714.0000 2183425.0000 1 0001510281 Common Stock
A 2023-11-09   Saba Capital Management, L.P. 4 P-Purchase --I 31110.0000 2161711.0000 1 0001510281 Common Stock
A 2023-11-08   Saba Capital Management, L.P. 4 P-Purchase --I 189.0000 2130601.0000 1 0001510281 Common Stock
A 2023-11-06   Saba Capital Management, L.P. 4 P-Purchase --I 18656.0000 2130412.0000 2 0001510281 Common Stock
A 2023-11-03   Saba Capital Management, L.P. 4 P-Purchase --I 59013.0000 2111756.0000 1 0001510281 Common Stock
A 2023-10-30   Saba Capital Management, L.P. 4 P-Purchase --I 534.0000 2052743.0000 1 0001510281 Common Stock
A 2023-10-26   Saba Capital Management, L.P. 4 P-Purchase --I 13005.0000 2052209.0000 1 0001510281 Common Stock
A 2023-10-25   Saba Capital Management, L.P. 4 P-Purchase --I 24581.0000 2039204.0000 2 0001510281 Common Stock
A 2023-10-24   Saba Capital Management, L.P. 4 P-Purchase --I 23403.0000 2014623.0000 1 0001510281 Common Stock
A 2022-09-28   HANSEN BRUCE D 4 P-Purchase --D 1.0000 2000.0000 3 0001064614 ASA Gold and Precious Metals
A 2022-09-27   HANSEN BRUCE D 4 P-Purchase --D 100.0000 1999.0000 2 0001064614 ASA Gold and Precious Metals
A 2022-09-27   HANSEN BRUCE D 4 P-Purchase --D 899.0000 1899.0000 1 0001064614 ASA Gold and Precious Metals
A 2022-07-25   Donovan William 4 P-Purchase --D 500.0000 2500.0000 1 0001798856 ASA Gold and Precious Metals Limited
A 2022-07-05   Hoene Mary Joan 4 P-Purchase --D 100.0000 6000.0000 1 0001301324 ASA Gold and Precious Metals Limited
A 2022-01-19   Hoene Mary Joan 4 P-Purchase --D 70.0000 5900.0000 1 0001301324 ASA Gold and Precious Metals Limited
A 2021-07-01   Hoene Mary Joan 4 P-Purchase --D 47.0000 5830.0000 2 0001301324 ASA Gold and Precious Metals Limited
A 2021-06-30   Hoene Mary Joan 4 P-Purchase --D 13.0000 5783.0000 1 0001301324 ASA Gold and Precious Metals Limited
A 2021-03-05   Donovan William 4 P-Purchase --D 1000.0000 2000.0000 1 0001798856 ASA Gold and Precious Metals Limited
A 2021-01-22   Hoene Mary Joan 4 P-Purchase --D 36.0000 5770.0000 3 0001301324 ASA Gold and Precious Metals Limited
A 2021-01-22   Hoene Mary Joan 4 P-Purchase --D 200.0000 5734.0000 2 0001301324 ASA Gold and Precious Metals Limited
A 2021-01-21   Hoene Mary Joan 4 P-Purchase --D 34.0000 5534.0000 1 0001301324 ASA Gold and Precious Metals Limited
A 2021-01-19   Maletis Peter 4 P-Purchase --D 500.0000 1000.0000 1 0001772161 ASA Gold and Precious Metals Limited
A 2020-11-23   Hoene Mary Joan 4 P-Purchase --D 500.0000 5500.0000 1 0001301324 ASA Gold and Precious Metals Limited

http://www.sec.gov/cgi-bin/own-disp


Modified: 04/22/2016