SIC: 6282 - INVESTMENT ADVICE
State location: X0 | State of Inc.: Y9 | Fiscal Year End: 1231
formerly: HENDERSON GROUP PLC (filings through 2017-05-25)
formerly: HHG PLC (filings through 2005-04-18)
(CF Office: 02 Finance)
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File Number: 333-216824
Filings | Format | Description | Filed/Effective | File/Film Number |
---|---|---|---|---|
EFFECT | Documents | Notice of Effectiveness Acc-no: 9999999995-17-001736 (33 Act) Size: 1 KB |
2017-07-05 | 333-216824 17950768 |
POS AM | Documents | Post-Effective amendments for registration statement Acc-no: 0001104659-17-042386 (33 Act) Size: 69 KB |
2017-06-29 | 333-216824 17937078 |
424B3 | Documents | Prospectus [Rule 424(b)(3)] Acc-no: 0001104659-17-024359 (33 Act) Size: 34 KB |
2017-04-19 | 333-216824 17768791 |
EFFECT | Documents | Notice of Effectiveness Acc-no: 9999999995-17-000615 (33 Act) Size: 1 KB |
2017-03-21 16:00:00 | 333-216824 17705464 |
424B3 | Documents | Prospectus [Rule 424(b)(3)] Acc-no: 0001047469-17-001849 (33 Act) Size: 6 MB |
2017-03-21 | 333-216824 17704777 |
F-4 | Documents | Registration of securities, foreign private issuers, business combinations Acc-no: 0001047469-17-001769 (33 Act) Size: 12 MB |
2017-03-20 | 333-216824 17700186 |