SIC: 6211 - SECURITY BROKERS, DEALERS & FLOTATION COMPANIES
State location: MO | State of Inc.: DE | Fiscal Year End: 1231
(CF Office: 02 Finance)
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| Filings | Format | Description | Filing Date | File/Film Number |
|---|---|---|---|---|
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0001209191-23-026054 Size: 3 KB |
2023-04-28 | |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0001209191-23-026051 Size: 3 KB |
2023-04-28 | |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0001209191-22-045236 Size: 4 KB |
2022-08-10 | |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0001209191-20-023130 Size: 5 KB |
2020-04-03 | |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0001209191-19-046140 Size: 4 KB |
2019-08-15 | |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0001209191-19-046139 Size: 4 KB |
2019-08-15 | |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0000720672-17-000077 Size: 4 KB |
2017-06-15 | |
| 3/A | Documents | [Amend] Initial statement of beneficial ownership of securities Acc-no: 0000720672-17-000031 Size: 4 KB |
2017-02-14 | |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0000720672-16-000148 Size: 2 KB |
2016-06-17 | |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0000720672-16-000147 Size: 2 KB |
2016-06-17 | |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0000720672-15-000051 Size: 4 KB |
2015-04-08 | |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0000720672-15-000050 Size: 4 KB |
2015-04-08 | |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0000950138-14-000179 (34 Act) Size: 5 KB |
2014-02-18 | 814-01054 14620946 |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0000950138-13-000367 (34 Act) Size: 3 KB |
2013-08-30 | 814-00995 131073095 |
| 3/A | Documents | [Amend] Initial statement of beneficial ownership of securities Acc-no: 0000720672-13-000062 Size: 3 KB |
2013-03-26 | |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0000720672-13-000035 Size: 3 KB |
2013-02-22 | |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0000720672-13-000034 Size: 3 KB |
2013-02-22 | |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0000720672-12-000003 Size: 4 KB |
2012-01-10 | |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0000720672-11-000056 Size: 5 KB |
2011-04-11 | |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0000720672-10-000086 Size: 6 KB |
2010-08-13 | |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0000720672-10-000085 Size: 5 KB |
2010-08-12 | |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0000720672-10-000084 Size: 7 KB |
2010-08-12 | |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0000720672-10-000083 Size: 6 KB |
2010-08-12 | |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0000720672-09-000073 Size: 4 KB |
2009-08-20 | |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0000720672-07-000105 Size: 3 KB |
2007-08-13 | |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0000720672-07-000052 Size: 3 KB |
2007-03-09 | |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0001209191-07-016820 Size: 4 KB |
2007-03-09 | |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0000720672-05-000097 Size: 3 KB |
2005-12-09 | |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0000720672-05-000096 Size: 3 KB |
2005-12-09 | |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0000720672-05-000095 Size: 3 KB |
2005-12-09 | |
| 3/A | Documents | [Amend] Initial statement of beneficial ownership of securities Acc-no: 0000720672-05-000047 Size: 4 KB |
2005-04-08 | |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0001307666-04-000001 Size: 5 KB |
2004-11-02 | |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0000720672-03-000030 Size: 4 KB |
2003-11-13 | |
| 3 | Documents | Initial statement of beneficial ownership of securities Acc-no: 0000720672-03-000029 Size: 5 KB |
2003-11-13 |