During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below. 

ALJ Orders: Administrative Law Judges Table

Respondents
Date: Respondents:
Release No. 3-12747
Date: Respondents:
Release No. 3-11893
Date: Respondents:
Release No. 3-12747
Date: Respondents:
Release No. 3-12887
Date: Respondents:
Release No. 3-12836
Date: Respondents:
Release No. 3-12882
Date: Respondents:
Release No. 3-12886
Date: Respondents:
Release No. 3-12872
Date: Respondents:
Release No. 3-12873
Date: Respondents:
Release No. 3-12820
Date: Respondents:
Release No. 3-12802
Date: Respondents:
Release No. 3-12559
Date: Respondents:
Release No. 3-11893
Date: Respondents:
Release No. 3-12738
Date: Respondents:
Release No. 3-12800
Date: Respondents:
Release No. 3-12654
Date: Respondents:
Release No. 3-12754
Date: Respondents:
Release No. 3-12756
Date: Respondents:
Release No. 3-12559
Date: Respondents:
Release No. 3-12640
Date: Respondents:
Release No. 3-12738
Date: Respondents:
Release No. 3-12758
Date: Respondents:
Release No. 3-12626
Date: Respondents:
Release No. 3-12614
Date: Respondents:
Release No. 3-12658
Date: Respondents:
Release No. 3-12700
Date: Respondents:
Release No. 3-12626
Date: Respondents:
Release No. 3-12663
Date: Respondents:
Release No. 3-12670
Date: Respondents:
Release No. 3-12671
Date: Respondents:
Release No. 3-12672
Date: Respondents:
Release No. 3-12559
Date: Respondents:
Release No. 3-11893
Date: Respondents:
Release No. 3-12436
Date: Respondents:
Release No. 3-11893
Date: Respondents:
Release No. 3-12614
Date: Respondents:
Release No. 3-12614
Date: Respondents:
Release No. 3-12554
Date: Respondents:
Release No. 3-12554
Date: Respondents:
Release No. 3-12554
Date: Respondents:
Release No. 3-12554
Date: Respondents:
Release No. 3-12554
Date: Respondents:
Release No. 3-12620
Date: Respondents:
Release No. 3-12208
Date: Respondents:
Release No. 3-12554
Date: Respondents:
Release No. 3-12606
Date: Respondents:
Release No. 3-12617
Date: Respondents:
Release No. 3-12633
Date: Respondents:
Release No. 3-12554
Date: Respondents:
Release No. 3-12556
Date: Respondents:
Release No. 3-12612
Date: Respondents:
Release No. 3-12620
Date: Respondents:
Release No. 3-12208
Date: Respondents:
Release No. 3-12398
Date: Respondents:
Release No. 3-12359
Date: Respondents:
Release No. 3-12359
Date: Respondents:
Release No. 3-12608
Date: Respondents:
Release No. 3-12554
Date: Respondents:
Release No. 3-12559
Date: Respondents:
Release No. 3-12554
Date: Respondents:
Release No. 3-12559
Date: Respondents:
Release No. 3-12554
Date: Respondents:
Release No. 3-12386
Date: Respondents:
Release No. 3-12493
Date: Respondents:
Release No. 3-12559
Date: Respondents:
Release No. 3-12288
Date: Respondents:
Release No. 3-12565
Date: Respondents:
Release No. 3-12559
Date: Respondents:
Release No. 3-12562
Date: Respondents:
Release No. 3-12554
Date: Respondents:
Release No. 3-12485
Date: Respondents:
Release No. 3-12531
Date: Respondents:
Release No. 3-12494
Date: Respondents:
Release No. 3-12386
Date: Respondents:
Release No. 3-12519
Date: Respondents:
Release No. 3-12519
Date: Respondents:
Release No. 3-12532
Date: Respondents:
Release No. 3-12504
Date: Respondents:
Release No. 3-12359
Date: Respondents:
Release No. 3-12488
Date: Respondents:
Release No. 3-12436
Date: Respondents:
Release No. 3-12486
Date: Respondents:
Release No. 3-12429
Date: Respondents:
Release No. 3-12492