ALJ Orders: Administrative Law Judges

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

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Date	Respondents
Date: Dec. 30, 2002	Respondents: Chris Woessner Release No. 3-10607
Date: Dec. 16, 2002	Respondents: Chris Woessner Release No. 3-10607
Date: Dec. 13, 2002	Respondents: J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. CubeMayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, and Michael B. Scott Release No. 3-10765
Date: Dec. 11, 2002	Respondents: Ernst & Young, LLP Release No. 3-10933
Date: Dec. 11, 2002	Respondents: Jeffrey D. Pokross Release No. 3-9161
Date: Dec. 5, 2002	Respondents: Applications of Enron Corp. Release No. 3-10909
Date: Nov. 21, 2002	Respondents: F.X.C. Investors Corp. and Francis X. Curzio Release No. 3-10625
Date: Nov. 20, 2002	Respondents: Enrique E. Perusquia Release No. 3-10890 File Number: 3-10890
Date: Nov. 18, 2002	Respondents: J. Charles Reives Release No. 3-10923 File Number: 3-10923
Date: Nov. 13, 2002	Respondents: J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. CubeMayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, and Michael B. Scott Release No. 3-10765
Date: Nov. 8, 2002	Respondents: Robert F. Curley Release No. 3-10893 File Number: 3-10893
Date: Nov. 4, 2002	Respondents: R & RX Group, Inc., formerly know as Neoteric Group, Inc. Release No. 3-10886
Date: Oct. 24, 2002	Respondents: Ambassador Eyewear Group, Inc. Release No. 3-10900 File Number: 3-10900
Date: Oct. 22, 2002	Respondents: J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. CubeMayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, and Michael B. Scott Release No. 3-10765
Date: Oct. 17, 2002	Respondents: R & RX Group, Inc., formerly know as Neoteric Group, Inc. Release No. 3-10886
Date: Oct. 16, 2002	Respondents: J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. Cube, Mayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, Michael B. Scott Release No. 3-10765
Date: Oct. 16, 2002	Respondents: Louis M. Lazorwitz Release No. 3-10892 File Number: 3-10892
Date: Oct. 15, 2002	Respondents: Oxford Capital Management, Inc. and John G. Danz, Jr. Release No. 3-10895
Date: Sept. 24, 2002	Respondents: Kfir Barzilay, Yan Dikshteyn, Boris Fidler, Lawrence Pross, and Eugene Beigelman Release No. 3-10784
Date: Sept. 20, 2002	Respondents: Joseph Orlando and Victor Samaha Release No. 3-10865 File Number: 3-10865
Date: Sept. 19, 2002	Respondents: Monica Lynn Coleman Release No. 3-10875
Date: Sept. 18, 2002	Respondents: J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. CubeMayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, and Michael B. Scott Release No. 3-10765
Date: Sept. 6, 2002	Respondents: NetAir.com, Inc. Release No. 3-10855 File Number: 3-10855
Date: Aug. 6, 2002	Respondents: James A. Nies Release No. 3-10830 File Number: 3-10830
Date: July 29, 2002	Respondents: A.S. Goldmen & Co., Inc., Anthony J. Marchiano, Stuart E. Winkler, John T. Diasabeyagunawardena, (a.k.a. John Abbey), John P. Delcioppo, Christopher M. Delcioppo, Vincent J. Lia, Duane P. Taylor, and Charles Trento Release No. 3-9933
Date: July 19, 2002	Respondents: Hightec, Inc. Release No. 3-10768 File Number: 3-10768
Date: July 16, 2002	Respondents: H.J. Meyers & Co., Inc., Robert Setteducati, William Masucci, Michael Vanechanos, and James Alan Villa Release No. 3-10140
Date: July 15, 2002	Respondents: John Adams, Jr., et al. Release No. 3-10702 File Number: 3-10702
Date: July 9, 2002	Respondents: Joseph E. Erwin Release No. 3-10783 File Number: 3-10783
Date: July 2, 2002	Respondents: Ernst & Young, LLP Release No. 3-10786, 34-46710 See Also: Rel. No. 34-46710
Date: June 28, 2002	Respondents: Andrew P. Bodnar Release No. 3-10770 File Number: 3-10770
Date: June 25, 2002	Respondents: John Adams, Jr., et al. Release No. 3-10702 File Number: 3-10702
Date: June 24, 2002	Respondents: The S.I.N.C.L.A.R.E. Group, Inc. Release No. 3-10767 File Number: 3-10767
Date: June 13, 2002	Respondents: J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. CubeMayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, and Michael B. Scott Release No. 3-10765
Date: June 12, 2002	Respondents: John Adams, Jr., et al. Release No. 3-10702 File Number: 3-10702
Date: June 11, 2002	Respondents: Hightec, Inc. Release No. 3-10768
Date: June 10, 2002	Respondents: Clarke T. Blizzard and Rudolph Abel Release No. 3-10007
Date: June 6, 2002	Respondents: Allen Z. Wolfson, Michael T. Grecco, John M. Black, Jr., Spiro Lazaretos, Robert Balsamo, Vladimir Carvallo, and Konstantinos Dino Sonitis Release No. 3-10230
Date: May 24, 2002	Respondents: Horton & Company and Edward C. Horton Release No. 3-10355
Date: May 13, 2002	Respondents: John Adams, Jr., et al. Release No. 3-10702 File Number: 3-10702
Date: May 9, 2002	Respondents: F.X.C. Investors Corp. and Francis X. Curzio Release No. 3-10625
Date: April 29, 2002	Respondents: John Adams, Jr., et al. Release No. 3-10702 File Number: 3-10702
Date: April 23, 2002	Respondents: Craig P. Scanlon Release No. 3-10698
Date: April 23, 2002	Respondents: John Adams, Jr., et al. Release No. 3-10702 File Number: 3-10702
Date: April 17, 2002	Respondents: John Adams, Jr., et al. Release No. 3-10702 File Number: 3-10702
Date: April 15, 2002	Respondents: Harvest Financial Corporation, Inc., Frank D. Ruscetti, and Robert A. Papariella Release No. 3-10739
Date: April 11, 2002	Respondents: Robert Bruce Lohmann Release No. 3-10611
Date: April 10, 2002	Respondents: Lee E. Gahr Release No. 3-10648
Date: April 5, 2002	Respondents: Rajiv Vohra Release No. 3-10596 File Number: 3-10596
Date: April 4, 2002	Respondents: John Adams, Jr., et al. Release No. 3-10702 File Number: 3-10702
Date: April 1, 2002	Respondents: Clarke T. Blizzard and Rudolph Abel Release No. 3-10007
Date: March 15, 2002	Respondents: H.J. Meyers & Co., Inc., Robert Setteducati, William Masucci, Michael Vanechanos, and James Alan Villa Release No. 3-10140
Date: March 13, 2002	Respondents: Clarke T. Blizzard and Rudolph Abel Release No. 3-10007
Date: March 13, 2002	Respondents: Bruce E. Straughn Release No. 3-10640 File Number: 3-10640
Date: March 12, 2002	Respondents: Clarke T. Blizzard and Rudolph Abel Release No. 3-10007
Date: March 12, 2002	Respondents: Alpha Tech Stock Transfer, and James W. Farrell Release No. 3-10456
Date: March 8, 2002	Respondents: Clarke T. Blizzard and Rudolph Abel Release No. 3-10007
Date: March 4, 2002	Respondents: Ellsworth Wayne McLaws and Alan Clagg Release No. 3-10535 File Number: 3-10535
Date: March 4, 2002	Respondents: F.X.C. Investors Corp. and Francis X. Curzio Release No. 3-10625
Date: March 1, 2002	Respondents: WSF Corporation Release No. 3-10668
Date: Feb. 28, 2002	Respondents: Chris Woessner Release No. 3-10607
Date: Feb. 28, 2002	Respondents: Bruce E. Straughn Release No. 3-10640
Date: Feb. 20, 2002	Respondents: Clarke T. Blizzard, Rudolph Abel, Christopher P. Roach, and East West Institutional Services, Inc. Release No. 3-10007
Date: Feb. 15, 2002	Respondents: Clarke T. Blizzard, et al. Release No. 3-10007
Date: Feb. 4, 2002	Respondents: Chris Woessner Release No. 3-10607
Date: Jan. 4, 2002	Respondents: Merrimac Advisors Company and Fredric J. French Release No. 3-10594 File Number: 3-10594
Date: Jan. 4, 2002	Respondents: Bruce E. Straughn Release No. 3-10640