ALJ Orders: Administrative Law Judges

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

Quick Links

Date	Respondents
Date: Dec. 12, 2001	Respondents: Michael J. Rothmeier, Clark T. Blizzard, Rudolph Abel, Donald C. Berry, Christopher P. Roach, Craig Janutol, and East West Institutional Services, Inc. Release No. 3-10007
Date: Dec. 7, 2001	Respondents: Alpha Tech Stock Transfer, and James W. Farrell Release No. 3-10456
Date: Nov. 27, 2001	Respondents: Hunter Adams, Gregg Adams, Alan Berkun, Robert Lisnoff, James L. Bila, Leonard Bila, Christian Blake, Brian Carroll, Joseph Digirolamo, and Joseph Mannino Release No. 3-10624
Date: Nov. 27, 2001	Respondents: Toks Inc. Release No. 3-10635
Date: Nov. 20, 2001	Respondents: Michael A. Furr Release No. 3-10581 File Number: 3-10581
Date: Nov. 15, 2001	Respondents: Robert Bruce Lohmann Release No. 3-10611
Date: Oct. 22, 2001	Respondents: Madera International, Inc. Release No. 3-10577
Date: Oct. 9, 2001	Respondents: Jean-Paul Bolduc, et al. Release No. 3-9793
Date: Oct. 4, 2001	Respondents: Jonathan Aerospace Materials, Corp. Release No. 3-10585
Date: Oct. 3, 2001	Respondents: James L. Binge and Eric V. Bartoli Release No. 3-10526 File Number: 3-10526
Date: July 23, 2001	Respondents: Richard S. Chancis, Michael J. Anton, Antonio R. Campos, Luis R. Loza, and Wayne W. Schumacher Release No. 3-10470 File Number: 3-10470
Date: July 18, 2001	Respondents: Am-Pac International, Inc. Release No. 3-10503 File Number: 3-10503
Date: June 29, 2001	Respondents: Van R. Lewis III Release No. 3-10467 File Number: 3-10467
Date: April 12, 2001	Respondents: Mumtaz Saxena Release No. 3-10319 File Number: 3-10319
Date: March 14, 2001	Respondents: Kevin E. Orton, CPA, and Orton & Company Release No. 3-9872
Date: Feb. 28, 2001	Respondents: Clark T. Blizzard, Rudolph Abel, Christopher P. Roach, and East West Institutional Services, Inc. Release No. 3-10007