During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below. 

ALJ Orders: Administrative Law Judges Table

Respondents
Date: Respondents:
Release No. 3-10315
File Number: 3-10315
Date: Respondents:
Release No. 3-10223
Date: Respondents:
Release No. 3-10170
Date: Respondents:
Release No. 3-10105
File Number: 3-10105