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Rules of Practice

May 12, 2017

Current Rules of Practice and Rules on Fair Funds and Disgorgement Plans

Current Rules of Practice Governing Disapproval Proceedings for SRO Proposed Rule Change Filings and for Proposed NMS Plans and Plan Amendments

Previous Versions of Rules of Practice and Rules on Fair Funds and Disgorgement Plans

Previous Versions of the Rules of Practice

Previous Versions of the Rules on Fair Funds and Disgorgement Plans

Last Reviewed or Updated: Sept. 27, 2016