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Reports and Publications

This listing includes periodic SEC reports and publications. See also FOIA Frequently Requested Documents and SEC Data Resources for periodic data reports and updates. For occasional reports on current trends and issues facing the securities industry, choose “Special Studies” from the “Category” field below.

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Date	Title	Category
June 27, 2024	FY25 OIAD Report On Objectives (PDF)	Annual Reports
June 18, 2024	Semi-Annual Report to Congress Regarding Public and Internal Use of Machine-Readable Data for Corporate Disclosures (June 2024) (PDF)	Annual Reports
April 10, 2024	FY23 Annual No FEAR Act Report to Congress (PDF)	Annual Reports
March 22, 2024	2022 OMWI Diversity Assessment Report (PDF)	Annual Reports
March 22, 2024	SEC OMWI FY 2023 Annual Report to Congress (PDF)	Annual Reports
Dec. 18, 2023	Semi-Annual Report to Congress Regarding Public and Internal Use of Machine-Readable Data for Corporate Disclosures (December 2023) (PDF)	Annual Reports
Dec. 18, 2023	FY22 SEC Affirmative Action Plan for Persons with Disabilities (PDF)	Annual Reports
Dec. 18, 2023	FY22 EEO Annual Program Status Report (PDF)	Annual Reports
Dec. 14, 2023	2023 OASB Annual Report (PDF)	Annual Reports
Dec. 5, 2023	2023 OIAD Annual Report (PDF)	Annual Reports
Nov. 16, 2023	2023 Annual Report to Congress on the Dodd-Frank Whistleblower Program (PDF)	Annual Reports
Nov. 15, 2023	2023 Agency Financial Report	Annual Reports
Sept. 26, 2023	2023 Small Business Forum Report (PDF)	Annual Reports
June 30, 2023	Semi-Annual Report to Congress Regarding Public and Internal Use of Machine-Readable Data for Corporate Disclosures (June 2023) (PDF)	Annual Reports
June 29, 2023	FY24 OIAD Report On Objectives (PDF)	Annual Reports
April 14, 2023	FY22 Annual No FEAR Act Report to Congress (PDF)	Annual Reports
April 4, 2023	SEC OMWI FY 2022 Annual Report to Congress (PDF)	Annual Reports
Dec. 20, 2022	FY21 EEO Annual redacted report 508 (PDF)	Annual Reports
Dec. 15, 2022	2022 OASB Annual Report (PDF)	Annual Reports
Dec. 15, 2022	FY22 OIAD Report On Activities (PDF)	Annual Reports
Dec. 9, 2022	2022 Annual Report on SEC Website Modernization Pursuant to Section 3(d) of the 21st Century Integrated Digital Experience Act (PDF)	Annual Reports
Nov. 15, 2022	2022 Annual Report to Congress on the Dodd-Frank Whistleblower Program (PDF)	Annual Reports
Nov. 15, 2022	2022 Agency Financial Report	Annual Reports
July 27, 2022	2022 Small Business Forum Report (PDF)	Annual Reports
June 30, 2022	Office of the Investor Advocate Report on Objectives for Fiscal Year 2023 (PDF)	Annual Reports
June 1, 2022	FY21 Annual No FEAR Act Report to Congress (PDF)	Annual Reports
April 4, 2022	SEC OMWI FY 2021 Annual Report to Congress (PDF)	Annual Reports
Dec. 16, 2021	2021 Annual Report on Existing SEC Websites and Digital Services Pursuant to Section 3 of the 21st Century Integrated Digital Experience Act (PDF)	Annual Reports
Dec. 16, 2021	FY21 OIAD Report On Activities (PDF)	Annual Reports
Dec. 9, 2021	2021 OASB Annual Report (PDF)	Annual Reports
Nov. 18, 2021	FY21 Enforcement Results (PDF)	Annual Reports
Nov. 16, 2021	2021 Annual Report to Congress on the Dodd-Frank Whistleblower Program (PDF)	Annual Reports
Nov. 15, 2021	2021 Agency Financial Report	Annual Reports
Sept. 24, 2021	2021 Small Business Forum Report (PDF)	Annual Reports
June 28, 2021	Office of the Investor Advocate Report on Objectives for Fiscal Year 2022 (PDF)	Annual Reports
May 13, 2021	FY20 Annual No FEAR Act Report to Congress (PDF)	Annual Reports
May 3, 2021	SEC OMWI FY 2020 Annual Report to Congress (PDF)	Annual Reports
Feb. 9, 2021	Annual Equal Employment Opportunity Program Status Report 2019 (PDF) Equal Employment Opportunity (PDF)	Annual Reports
Dec. 29, 2020	Office of the Investor Advocate Report on Activities for FY 2020 (PDF)	Annual Reports
Dec. 18, 2020	2020 OASB Annual Report (PDF)	Annual Reports
Dec. 18, 2020	Annual Report to Congress on Nationally Recognized Statistical Rating Organizations - June 26, 2019 - June 25, 2020 (PDF)	Annual Reports
Dec. 18, 2020	2020 Summary Report of Commission Staff’s Examinations of Each Nationally Recognized Statistical Rating Organization (PDF)	Annual Reports
Dec. 18, 2020	2020 Small Business Forum Report (PDF)	Annual Reports
Nov. 16, 2020	2020 Annual Report to Congress on the Dodd-Frank Whistleblower Program (PDF)	Annual Reports
Nov. 16, 2020	2020 Agency Financial Report	Annual Reports
Nov. 2, 2020	Division of Enforcement 2020 Annual Report (PDF)	Annual Reports
June 29, 2020	Office of the Investor Advocate Report on Objectives for Fiscal Year 2021 (PDF)	Annual Reports
May 1, 2020	SEC OMWI FY 2019 Annual Report to Congress (PDF)	Annual Reports
Jan. 24, 2020	2019 Summary Report of Commission Staff’s Examinations of Each Nationally Recognized Statistical Rating Organization (PDF)	Annual Reports
Jan. 24, 2020	Annual Report to Congress on Nationally Recognized Statistical Rating Organizations - June 26, 2018 - June 25, 2019 (PDF)	Annual Reports
Dec. 19, 2019	Office of the Investor Advocate Report on Activities for FY 2019 (PDF)	Annual Reports
Dec. 19, 2019	2019 Small Business Forum Report (PDF)	Annual Reports
Nov. 15, 2019	2019 Annual Report to Congress on the Dodd-Frank Whistleblower Program (PDF)	Annual Reports
Nov. 15, 2019	Fiscal Year 2019 Agency Financial Report	Annual Reports
Nov. 6, 2019	Division of Enforcement 2019 Annual Report (PDF)	Annual Reports
June 27, 2019	Office of the Investor Advocate Report on Objectives for Fiscal Year 2020 (PDF)	Annual Reports
June 6, 2019	SEC OMWI FY 2018 Annual Report to Congress (PDF)	Annual Reports
Dec. 20, 2018	Office of the Investor Advocate FY 2018 Report on Activities (PDF)	Annual Reports
Dec. 18, 2018	Annual Report to Congress on Nationally Recognized Statistical Rating Organization - June 26, 2017 - June 25, 2018 (PDF)	Annual Reports
Nov. 15, 2018	Fiscal Year 2018 Agency Financial Report	Annual Reports
Nov. 14, 2018	2018 Annual Report to Congress on the Dodd-Frank Whistleblower Program (PDF)	Annual Reports
Nov. 2, 2018	Division of Enforcement 2018 Annual Report (PDF)	Annual Reports
June 29, 2018	Office of the Investor Advocate Report on Objectives for Fiscal Year 2019 (PDF)	Annual Reports
March 30, 2018	SEC OMWI FY 2017 Annual Report to Congress (PDF)	Annual Reports
Dec. 20, 2017	Office of the Investor Advocate FY 2017 Report on Activities (PDF)	Annual Reports
Nov. 15, 2017	2017 Annual Report to Congress on the Dodd-Frank Whistleblower Program (PDF)	Annual Reports
Nov. 14, 2017	Fiscal Year 2017 Agency Financial Report	Annual Reports
June 29, 2017	Office of the Investor Advocate Report on Objectives for Fiscal Year 2018 (PDF)	Annual Reports
March 30, 2017	SEC OMWI FY 2016 Annual Report to Congress (PDF)	Annual Reports
Jan. 19, 2017	Summary of Performance and Financial Information, Fiscal Year 2016 (PDF)	Annual Reports
Dec. 21, 2016	Annual Report to Congress on Nationally Recognized Statistical Rating Organizations - June 26, 2015 – June 25, 2016 (PDF)	Annual Reports
Dec. 21, 2016	Office of the Investor Advocate FY 2016 Report on Activities (PDF)	Annual Reports
Nov. 15, 2016	2016 Annual Report to Congress on the Dodd-Frank Whistleblower Program (PDF)	Annual Reports
Nov. 15, 2016	Fiscal Year 2016 Agency Financial Report	Annual Reports
June 30, 2016	Office of the Investor Advocate Report on Objectives for FY 2017 (PDF)	Annual Reports
March 31, 2016	SEC OMWI FY 2015 Annual Report to Congress (PDF)	Annual Reports
Feb. 11, 2016	Summary of Performance and Financial Information, Fiscal Year 2015 (PDF)	Annual Reports
Dec. 28, 2015	Annual Report to Congress on Nationally Recognized Statistical Rating Organizations - June 26, 2014 – June 25, 2015 (PDF)	Annual Reports
Dec. 23, 2015	Office of the Investor Advocate FY 2015 Report on Activities (PDF)	Annual Reports
Nov. 16, 2015	Fiscal Year 2015 Agency Financial Report	Annual Reports
Nov. 16, 2015	2015 Annual Report on the Dodd-Frank Whistleblower Program (PDF)	Annual Reports
June 30, 2015	Office of the Investor Advocate Report on Objectives for FY 2016 (PDF)	Annual Reports
April 6, 2015	SEC OMWI FY 2014 Annual Report to Congress (PDF)	Annual Reports
Feb. 12, 2015	Summary of Performance and Financial Information, Fiscal Year 2014 (PDF)	Annual Reports
Dec. 23, 2014	Annual Report to Congress - June 26, 2013 – June 25, 2014 (PDF)	Annual Reports
Nov. 17, 2014	2014 Annual Report on the Dodd-Frank Whistleblower Program (PDF)	Annual Reports
Nov. 17, 2014	Fiscal Year 2014 Agency Financial Report	Annual Reports
June 30, 2014	Report on Objectives - Office of the Investor Advocate (PDF)	Annual Reports
April 18, 2014	SEC OMWI FY 2013 Annual Report to Congress (PDF)	Annual Reports
Dec. 16, 2013	2013 Agency Financial Report	Annual Reports
Dec. 1, 2013	Annual Report to Congress - June 26, 2012 to June 25, 2013 (PDF)	Annual Reports
Nov. 18, 2013	2013 Annual Report on the Dodd-Frank Whistleblower Program (PDF)	Annual Reports
April 24, 2013	Office of Minority and Women Inclusion Annual Report (PDF)	Annual Reports
Feb. 7, 2013	Summary of Performance and Financial Information, Fiscal Year 2012 (PDF) (PDF)	Annual Reports
Dec. 1, 2012	Annual Report to Congress - June 26, 2011 to June 25, 2012 (PDF)	Annual Reports
Nov. 15, 2012	2012 Annual Report on the Dodd-Frank Whistleblower Program (PDF)	Annual Reports
April 10, 2012	Office of Minority and Women Inclusion Annual Report (PDF)	Annual Reports
March 1, 2012	Annual Report to Congress - June 26, 2010 to June 25, 2011 (PDF)	Annual Reports
Jan. 1, 2012	2012 Agency Financial Report	Annual Reports
Nov. 14, 2011	2011 Annual Report on the Dodd-Frank Whistleblower Program (PDF)	Annual Reports
Jan. 1, 2011	2011 Annual Report	Annual Reports
Jan. 1, 2011	Annual Report to Congress - June 26, 2009 to June 25, 2010 (PDF)	Annual Reports
Jan. 1, 2010	2010 Annual Report	Annual Reports
Sept. 1, 2009	Annual Report to Congress - June 26, 2008 to June 25, 2009 (PDF)	Annual Reports
Jan. 1, 2009	2009 Annual Report	Annual Reports
June 1, 2008	Annual Report to Congress - June 26, 2007 to June 25, 2008 (PDF)	Annual Reports
Jan. 1, 2008	2008 Annual Report — Performance and Accountability Report	Annual Reports
Jan. 1, 2008	2008 Citizens’ Report	Annual Reports
Jan. 1, 2007	2007 Annual Report — Performance and Accountability Report	Annual Reports
Jan. 1, 2006	2006 Annual Report — Performance and Accountability Report	Annual Reports
Jan. 1, 2005	2005 Annual Report — Performance and Accountability Report	Annual Reports
Jan. 1, 2004	2004 Annual Report — Performance and Accountability Report	Annual Reports
Jan. 1, 2003	2003 Annual Report	Annual Reports
Jan. 1, 2002	2002 Annual Report	Annual Reports
Jan. 1, 2001	2001 Annual Report	Annual Reports
Jan. 1, 2000	2000 Annual Report	Annual Reports
Jan. 1, 1999	1999 Annual Report	Annual Reports
Jan. 1, 1998	1998 Annual Report (PDF)	Annual Reports
Jan. 1, 1997	1997 Annual Report (PDF)	Annual Reports
Jan. 1, 1996	1996 Annual Report (PDF)	Annual Reports
Jan. 1, 1995	1995 Annual Report (PDF)	Annual Reports
Jan. 1, 1994	1994 Annual Report (PDF)	Annual Reports
Jan. 1, 1993	1993 Annual Report (PDF)	Annual Reports
Jan. 1, 1992	1992 Annual Report (PDF)	Annual Reports
Jan. 1, 1991	1991 Annual Report (PDF)	Annual Reports
Jan. 1, 1990	1990 Annual Report (PDF)	Annual Reports
Jan. 1, 1989	1989 Annual Report (PDF)	Annual Reports
Jan. 1, 1988	1988 Annual Report (PDF)	Annual Reports
Jan. 1, 1987	1987 Annual Report (PDF)	Annual Reports
Jan. 1, 1986	1986 Annual Report (PDF)	Annual Reports
Jan. 1, 1985	1985 Annual Report (PDF)	Annual Reports
Jan. 1, 1984	1984 Annual Report (PDF)	Annual Reports
Jan. 1, 1983	1983 Annual Report (PDF)	Annual Reports
Jan. 1, 1982	1982 Annual Report (PDF)	Annual Reports
Jan. 1, 1981	1981 Annual Report (PDF)	Annual Reports
Jan. 1, 1980	1980 Annual Report (PDF)	Annual Reports
Jan. 1, 1979	1979 Annual Report (PDF)	Annual Reports
Jan. 1, 1978	1978 Annual Report (PDF)	Annual Reports
Jan. 1, 1977	1977 Annual Report (PDF)	Annual Reports
Jan. 1, 1976	1976 Annual Report (PDF)	Annual Reports
Jan. 1, 1975	1975 Annual Report (PDF)	Annual Reports
Jan. 1, 1974	1974 Annual Report (PDF)	Annual Reports
Jan. 1, 1973	1973 Annual Report (PDF)	Annual Reports
Jan. 1, 1972	1972 Annual Report (PDF)	Annual Reports
Jan. 1, 1971	1971 Annual Report (PDF)	Annual Reports
Jan. 1, 1970	1970 Annual Report (PDF)	Annual Reports
Jan. 1, 1969	1969 Annual Report (PDF)	Annual Reports
Jan. 1, 1968	1968 Annual Report (PDF)	Annual Reports
Jan. 1, 1967	1967 Annual Report (PDF)	Annual Reports
Jan. 1, 1966	1966 Annual Report (PDF)	Annual Reports
Jan. 1, 1965	1965 Annual Report (PDF)	Annual Reports
Jan. 1, 1964	1964 Annual Report (PDF)	Annual Reports
Jan. 1, 1963	1963 Annual Report (PDF)	Annual Reports
Jan. 1, 1962	1962 Annual Report (PDF)	Annual Reports
Jan. 1, 1961	1961 Annual Report (PDF)	Annual Reports
Jan. 1, 1960	1960 Annual Report (PDF)	Annual Reports
Jan. 1, 1959	1959 Annual Report (PDF)	Annual Reports
Jan. 1, 1958	1958 Annual Report (PDF)	Annual Reports
Jan. 1, 1957	1957 Annual Report (PDF)	Annual Reports
Jan. 1, 1956	1956 Annual Report (PDF)	Annual Reports
Jan. 1, 1955	1955 Annual Report (PDF)	Annual Reports
Jan. 1, 1954	1954 Annual Report (PDF)	Annual Reports
Jan. 1, 1953	1953 Annual Report (PDF)	Annual Reports
Jan. 1, 1952	1952 Annual Report (PDF)	Annual Reports
Jan. 1, 1951	1951 Annual Report (PDF)	Annual Reports
Jan. 1, 1950	1950 Annual Report (PDF)	Annual Reports
Jan. 1, 1949	1949 Annual Report (PDF)	Annual Reports
Jan. 1, 1948	1948 Annual Report (PDF)	Annual Reports
Jan. 1, 1947	1947 Annual Report (PDF)	Annual Reports
Jan. 1, 1946	1946 Annual Report (PDF)	Annual Reports
Jan. 1, 1945	1945 Annual Report (PDF)	Annual Reports
Jan. 1, 1944	1944 Annual Report (PDF)	Annual Reports
Jan. 1, 1943	1943 Annual Report (PDF)	Annual Reports
Jan. 1, 1942	1942 Annual Report (PDF)	Annual Reports
Jan. 1, 1941	1941 Annual Report (PDF)	Annual Reports
Jan. 1, 1940	1940 Annual Report (PDF)	Annual Reports
Jan. 1, 1939	1939 Annual Report (PDF)	Annual Reports
Jan. 1, 1938	1938 Annual Report (PDF)	Annual Reports
Jan. 1, 1937	1937 Annual Report (PDF)	Annual Reports
Jan. 1, 1936	1936 Annual Report (PDF)	Annual Reports
Jan. 1, 1935	1935 Annual Report (PDF)	Annual Reports