-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IyZ+4eU5+Yje/7I5Ylwpaox4rGBQ4jhoiGcpIJ2dU8EBBEpKKRpZea2+vKQ+EwAh Ot3ZJ9qDI9STWIQm3e5Jmg== 0000949853-09-000014.txt : 20091110 0000949853-09-000014.hdr.sgml : 20091110 20091110122803 ACCESSION NUMBER: 0000949853-09-000014 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091110 DATE AS OF CHANGE: 20091110 EFFECTIVENESS DATE: 20091110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: P.A.W. CAPITAL CORP CENTRAL INDEX KEY: 0000949853 IRS NUMBER: 061386936 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04519 FILM NUMBER: 091171038 BUSINESS ADDRESS: STREET 1: 4 GREENWICH OFFICE PARK STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-5153 BUSINESS PHONE: 203-862-3388 MAIL ADDRESS: STREET 1: 4 GREENWICH OFFICE PARK STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-5153 FORMER COMPANY: FORMER CONFORMED NAME: PAW CAPITAL CORP DATE OF NAME CHANGE: 19960730 13F-HR 1 pawpart092009.txt 3RD QTR 2009 FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: P.A.W. CAPITAL PARTNERS INC. Address: 4 Greenwich Office Park, 3rd Floor Greenwich, CT. 06831 13 File Number: 28-04519 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Arnold L. Barnes Title: Phone: Signature, Place and Date of Signing: Arnold L. Barnes October 21, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 93 Form 13F Information Table Value Total: 179996 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D ABBOTT LABORATORIES COM STK COMMON STOCK 002824100 2572 52000 SH SOLE 52000 0 0 D AKAMAI TECHNOLOGIES INC COM ST COMMON STOCK 00971T101 3739 190000 SH SOLE 190000 0 0 D AKORN INC COM STK COMMON STOCK 009728106 617 450000 SH SOLE 450000 0 0 D ALLERGAN INC COM STK COMMON STOCK 018490102 1135 20000 SH SOLE 20000 0 0 D ALLSCRIPTS-MISYS HEALTHCARE SO COMMON STOCK 01988P108 1419 70000 SH SOLE 70000 0 0 D ALTRIA GROUP INC COMMON STOCK 02209S103 267 15000 SH SOLE 15000 0 0 D AMDOCS LTD COM STK COMMON STOCK G02602103 2419 90000 SH SOLE 90000 0 0 D ARIBA INC COMMON STOCK 04033V203 1218 105000 SH SOLE 105000 0 0 D BED BATH BEYOND INC COM STK COMMON STOCK 075896100 319 8500 SH SOLE 8500 0 0 D BIG LOTS INC COM STK COMMON STOCK 089302103 538 21500 SH SOLE 21500 0 0 D BLUE COAT SYST COMMON STOCK 09534T508 1694 75000 SH SOLE 75000 0 0 D BMC SOFTWARE INC COM STK COMMON STOCK 055921100 1126 30000 SH SOLE 30000 0 0 D BP AMOCO PLC ADR ADRS STOCKS 055622104 266 5000 SH SOLE 5000 0 0 D BRIDGELINE SOFTWARE INC COM S COMMON STOCK 10807Q205 756 630000 SH SOLE 630000 0 0 D CALLIDUS SOFTWRE COMMON STOCK 13123E500 2483 825000 SH SOLE 825000 0 0 D CELSION CORP COM STK COMMON STOCK 15117N305 1053 300000 SH SOLE 300000 0 0 D CHIMERA INVESTMENT CORP COM ST REITS/RICS 16934Q109 183 48000 SH SOLE 48000 0 0 D CHIPOTLE MEXICAN GRILL INC COM COMMON STOCK 169656105 1407 14500 SH SOLE 14500 0 0 D COCA COLA CO COM STK COMMON STOCK 191216100 322 6000 SH SOLE 6000 0 0 D COGNIZANT TECHNOLOGY SOLUTION COMMON STOCK 192446102 3866 100000 SH SOLE 100000 0 0 D COSTCO WHSL CORP NEW COM STK COMMON STOCK 22160K105 282 5000 SH SOLE 5000 0 0 D D.R. HORTON INC COM STK OPTIONS - PUTS 99OBV1TY1 114 10000 SH PUT SOLE 10000 0 0 D DELIAS INC COM STK COMMON STOCK 246911101 344 160000 SH SOLE 160000 0 0 D DICK'S SPORTING GOODS COM COMMON STOCK 253393102 280 12500 SH SOLE 12500 0 0 D DR REDDY'S LABORATOR IES LTD A OPTIONS - PUTS 99OC85LB4 1170 60000 SH PUT SOLE 60000 0 0 D EBAY INC COM STK COMMON STOCK 278642103 3540 150000 SH SOLE 150000 0 0 D ELECTRONIC ARTS INC COM STK COMMON STOCK 285512109 1524 80000 SH SOLE 80000 0 0 D EXAR CORP COM STK COMMON STOCK 300645108 1544 210000 SH SOLE 210000 0 0 D GENERAL ELECTRIC CO COM STK COMMON STOCK 369604103 411 25000 SH SOLE 25000 0 0 D GUESS INC COM STK COMMON STOCK 401617105 222 6000 SH SOLE 6000 0 0 D HARIS STRATEX A COMMON STOCK 41457P106 1470 210000 SH SOLE 210000 0 0 D HEWLETT-PACKARD CO COM STK COMMON STOCK 428236103 2361 50000 SH SOLE 50000 0 0 D INSPIRE PHARMACEUTIC ALS INC C COMMON STOCK 457733103 1175 225000 SH SOLE 225000 0 0 D INTEGRATED SILICON S OLUTION I COMMON STOCK 45812P107 812 216000 SH SOLE 216000 0 0 D INTEL CORP COM STK COMMON STOCK 458140100 2544 130000 SH SOLE 130000 0 0 D J CREW GROUP INC COMMON STOCK 46612H402 1075 30000 SH SOLE 30000 0 0 D JOHNSON & JOHNSON COM COMMON STOCK 478160104 244 4000 SH SOLE 4000 0 0 D JONES APPAREL GROUP INC COM ST COMMON STOCK 480074103 394 22000 SH SOLE 22000 0 0 D LATTICE SEMICONDUCTO R CORP CO COMMON STOCK 518415104 432 192000 SH SOLE 192000 0 0 D LIFETIME BRANDS INC COM STK COMMON STOCK 53222Q103 228 40000 SH SOLE 40000 0 0 D LOWES COS INC COM STK COMMON STOCK 548661107 565 27000 SH SOLE 27000 0 0 D MACYS INC COM STK COMMON STOCK 55616P104 1463 80000 SH SOLE 80000 0 0 D MAGMA DESIGN AUTOMAT ION INC C COMMON STOCK 559181102 1254 600000 SH SOLE 600000 0 0 D MATTEL INC COM STK COMMON STOCK 577081102 258 14000 SH SOLE 14000 0 0 D MCAFEE INC COM COMMON STOCK 579064106 2627 60000 SH SOLE 60000 0 0 D MICROSOFT CORP COM STK COMMON STOCK 594918104 4501 175000 SH SOLE 175000 0 0 D MOMENTA PHARM COMMON STOCK 60877T100 1379 130000 SH SOLE 130000 0 0 D MONSTER WORLDWIDE INC COM COMMON STOCK 611742107 2272 130000 SH SOLE 130000 0 0 D NAVISITE INC COM STK COMMON STOCK 63935M208 1445 660000 SH SOLE 660000 0 0 D NUANCE COMMUNICATION S INC COM COMMON STOCK 67020Y100 6104 408000 SH SOLE 408000 0 0 D OCLARO INC COM STK COMMON STOCK 67555N107 2860 2600000 SH SOLE 2600000 0 0 D OPENWAVE SYSTEMS INC COM STK COMMON STOCK 683718308 1092 420000 SH SOLE 420000 0 0 D OPNET TECHNOLOGIES I NC COM ST COMMON STOCK 683757108 1312 120000 SH SOLE 120000 0 0 D PACIFIC SUNWEAR CALI F INC COM COMMON STOCK 694873100 4687 910000 SH SOLE 910000 0 0 D PACIFIC SUNWEAR CALI F INC COM OPTIONS - CALLS 99OC2XP25 67 13000 SH CALL SOLE 13000 0 0 D PEPSICO INC COM STK COMMON STOCK 713448108 293 5000 SH SOLE 5000 0 0 D PFIZER INC COM COMMON STOCK 717081103 331 20000 SH SOLE 20000 0 0 D PHILIP MORRIS INTL COMMON STOCK 718172109 244 5000 SH SOLE 5000 0 0 D PHILLIPS-VAN HEUSEN CORP COM S COMMON STOCK 718592108 257 6000 SH SOLE 6000 0 0 D PHOTOMEDEX INC COM STK COMMON STOCK 719358202 59 83000 SH SOLE 83000 0 0 D POWERSHARES QQQ NASD AQ 100 OPTIONS - PUTS 99OC69RY2 25350 600000 SH PUT SOLE 600000 0 0 D PULTE HOMES INC COM STK COMMON STOCK 745867101 231 21000 SH SOLE 21000 0 0 D RADWARE LTD COM STK COMMON STOCK M81873107 10264 914000 SH SOLE 914000 0 0 D RED ROBIN GOURMET BU RGERS INC COMMON STOCK 75689M101 592 29000 SH SOLE 29000 0 0 D RICHARDSON ELECTRS L TD COM ST COMMON STOCK 763165107 184 36000 SH SOLE 36000 0 0 D ROYAL DUTCH SHELL PL C ADR ADRS STOCKS 780259206 343 6000 SH SOLE 6000 0 0 D S & P DEPOSITORY RECEIPTS TR U OPTIONS - PUTS 99OC6FKG4 15839 150000 SH PUT SOLE 150000 0 0 D SANMINA-SCI CORP COM STK COMMON STOCK 800907206 6364 740000 SH SOLE 740000 0 0 D SKECHERS U S A INC CL A COM ST COMMON STOCK 830566105 566 33000 SH SOLE 33000 0 0 D STANDARD MICROSYSTEM S CORP CO COMMON STOCK 853626109 2089 90000 SH SOLE 90000 0 0 D STANDARD MICROSYSTEM S CORP CO OPTIONS - CALLS 99OC07ZX5 1393 60000 SH CALL SOLE 60000 0 0 D STARENT NETWORKS CORP COM STK OPTIONS - PUTS 99OC6B0W0 1017 40000 SH PUT SOLE 40000 0 0 D SUPPORT.COM INC COM STK COMMON STOCK 86858W101 1344 560000 SH SOLE 560000 0 0 D SYMANTEC CORP COM STK COMMON STOCK 871503108 1976 120000 SH SOLE 120000 0 0 D TAKE-TWO INTERACTIVE SOFTWARE COMMON STOCK 874054109 2522 225000 SH SOLE 225000 0 0 D TALEO CORP COM STK COMMON STOCK 87424N104 1223 54000 SH SOLE 54000 0 0 D TARGET CORP COM STK COMMON STOCK 87612E106 3548 76000 SH SOLE 76000 0 0 D THQ INC COM STK COMMON STOCK 872443403 1642 240000 SH SOLE 240000 0 0 D TOLL BROTHERS INC COM STK COMMON STOCK 889478103 332 17000 SH SOLE 17000 0 0 D TUESDAY MORNING CORP COM STK COMMON STOCK 899035505 141 34000 SH SOLE 34000 0 0 D ULTA SALON COSMETICS & FRAGRA COMMON STOCK 90384S303 297 18000 SH SOLE 18000 0 0 D ULTRATECH INC COM STK COMMON STOCK 904034105 2580 195000 SH SOLE 195000 0 0 D UNDER ARMOUR INC CL A COM STK COMMON STOCK 904311107 390 14000 SH SOLE 14000 0 0 D URBAN OUTFITTERS INC COM STK COMMON STOCK 917047102 2474 82000 SH SOLE 82000 0 0 D VERIZON COMMUNICATIONS COMMON STOCK 92343V104 303 10000 SH SOLE 10000 0 0 D VICOR CORP COM STK COMMON STOCK 925815102 4478 580000 SH SOLE 580000 0 0 D VIRAGE LOGIC CORP COM STK COMMON STOCK 92763R104 1563 300000 SH SOLE 300000 0 0 D WARNACO GROUP INC COM STK OPTIONS - PUTS 99OBSH0W5 219 5000 SH PUT SOLE 5000 0 0 D WEB COM INC DEL COM STK COMMON STOCK 94733A104 3403 480000 SH SOLE 480000 0 0 D WHOLE FOODS MKT INC COM STK COMMON STOCK 966837106 244 8000 SH SOLE 8000 0 0 D YAHOO INC COM STK COMMON STOCK 984332106 2672 150000 SH SOLE 150000 0 0 D YAHOO INC COM STK OPTIONS - CALLS 99OC8FZ68 2672 150000 SH CALL SOLE 150000 0 0 D ZORAN CORP COM STK COMMON STOCK 98975F101 1106 96000 SH SOLE 96000 0 0 S REPORT SUMMARY 93 DATA RECORDS 179996 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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