-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hd8fdHQ7HaBcYzDk8GDxu+h+s08du2MrYWVb0qhDdZxymiQN1Uy0WgxVsp+uojea DXEsfspVpKSkOpP0+MbChA== 0000949664-08-000006.txt : 20080731 0000949664-08-000006.hdr.sgml : 20080731 20080731122012 ACCESSION NUMBER: 0000949664-08-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080731 DATE AS OF CHANGE: 20080731 EFFECTIVENESS DATE: 20080731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LIGHTHOUSE CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0000949664 IRS NUMBER: 760244946 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05076 FILM NUMBER: 08981068 BUSINESS ADDRESS: STREET 1: 10000 MEMORIAL DRIVE STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: 7136886881 MAIL ADDRESS: STREET 1: 10000 MEMORIAL DRIVE STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77024 FORMER COMPANY: FORMER CONFORMED NAME: LIGHTHOUSE CAPITAL MANAGEMENT INC/TX DATE OF NAME CHANGE: 19990325 13F-HR 1 lc13f208.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for Calendar Year or Quarter Ended: June 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Lighthouse Capital Management Address: 10000 Memorial Drive Suite 300 Houston, TX 77024 13F File Number: 28-5076 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this report on the behalf of Reporting Manager: Name: Christine Cobb Title: Compliance Officer Phone: 713-688-6881 Signature, Place, and Date of Signing: /s/ Christine Cobb Houston, Texas July 31, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of other managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES AND EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of other Included Managers: 0 Form 13F Information Table Entry Total: 84 Form 13F Information Table Value Total: 288,892 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Agere 6.5% 12/15/09 Conv Bond 00845VAA8 3054 3021000 SH SOLE 3021000 Alaska Communications Common Stock 01167P101 5439 455491 SH SOLE 455491 Allstate Common Stock 020002101 4218 92523 SH SOLE 92523 Alpine Global Premier Properti Common Stock 02083A103 5180 477419 SH SOLE 477419 Anadarko Petroleum Common Stock 032511107 8189 109416 SH SOLE 109416 Analog Devices Common Stock 032654105 1117 35153 SH SOLE 35153 Arkansas Best Common Stock 040790107 2711 73998 SH SOLE 73998 Arlington Tanker Ltd Common Stock G04899103 6903 297304 SH SOLE 297304 ATMI Inc. Common Stock 00207R101 5053 180983 SH SOLE 180983 Avocent Corp Common Stock 053893103 4725 254048 SH SOLE 254048 Barrett Business Svcs Common Stock 068463108 4308 364126 SH SOLE 364126 Benihana CL A Common Stock 082047200 648 102275 SH SOLE 102275 Bottomline Technologies Common Stock 101388106 567 58300 SH SOLE 58300 Capital Partners L P Common Stock 411082107 4996 251800 SH SOLE 251800 Capstead Mortgage Common Stock 14067E506 3881 357675 SH SOLE 357675 Career Education Common Stock 141665109 1575 107819 SH SOLE 107819 Cascade Microtech Common Stock 147322101 601 91300 SH SOLE 91300 CBS Corp 'B' Common Stock 124857202 4148 212804 SH SOLE 212804 CEC Entertainment Common Stock 125137109 2542 90745 SH SOLE 90745 Celgene Common Stock 151020104 5967 93427 SH SOLE 93427 Central Garden & Pet CL A Common Stock 153527106 2395 584097 SH SOLE 584097 Charming Shoppes Common Stock 161133103 2134 464971 SH SOLE 464971 Christopher & Banks Common Stock 171046105 3900 573497 SH SOLE 573497 Collegiate Pac 5.75% Conv 12/1 Conv Bond 194589AB3 5047 5315000 SH SOLE 5315000 Dell Computer Common Stock 247025109 5722 261503 SH SOLE 261503 Digi International Common Stock 253798102 1366 173950 SH SOLE 173950 Diodes Common Stock 254543101 5794 209634 SH SOLE 209634 Eagle Bulk Shipping Common Stock Y2187A101 6551 221540 SH SOLE 221540 Eaton Vance Ltd Duration Common Stock 27828H105 5282 364406 SH SOLE 364406 Enbridge Energy Partners Common Stock 29250R106 1092 21700 SH SOLE 21700 Enterprise Prd Prtners LP Common Stock 293792107 961 32520 SH SOLE 32520 Exxon Mobil Common Stock 30231G102 936 10623 SH SOLE 10623 Felcor Lodging Pfd Preferred Stock 31430F200 2413 126575 SH SOLE 126575 First Mercury Financial Common Stock 320841109 3238 183541 SH SOLE 183541 Flotek Industries Common Stock 343389102 524 25400 SH SOLE 25400 Forest Laboratories Common Stock 345838106 5288 152217 SH SOLE 152217 GMX Resources Common Stock 38011M108 2121 28625 SH SOLE 28625 Haverty Furniture Common Stock 419596101 556 55343 SH SOLE 55343 Heidrick & Struggles Common Stock 422819102 4333 156749 SH SOLE 156749 Home Diagnostics Common Stock 437080104 1401 154600 SH SOLE 154600 Intel Common Stock 458140100 5070 236037 SH SOLE 236037 International Rectifier Common Stock 460254105 3646 189886 SH SOLE 189886 Intevac Common Stock 461148108 2926 259412 SH SOLE 259412 ISIS Pharmaceuticals Common Stock 464330109 3470 254550 SH SOLE 254550 Lattice Semiconductor Common Stock 518415104 5319 1699410 SH SOLE 1699410 Microchip Technology Common Stock 595017104 4659 152567 SH SOLE 152567 Micron Technology Common Stock 595112103 2428 404688 SH SOLE 404688 Monster Worldwide Common Stock 611742107 3907 189556 SH SOLE 189556 NASDAQ Biotech Index Fund Common Stock 464287556 5110 66496 SH SOLE 66496 Newport Corp Common Stock 651824104 5293 464666 SH SOLE 464666 Nighthawk Radiology Common Stock 65411N105 3485 492279 SH SOLE 492279 Omnivision Technologies Common Stock 682128103 3018 249609 SH SOLE 249609 Oplink Communications Common Stock 68375Q106 5741 597988 SH SOLE 597988 Pacer International Common Stock 69373H106 6382 296698 SH SOLE 296698 Paragon Shipping Common Stock 69913R309 6183 368253 SH SOLE 368253 Patriot Capital Funding Common Stock 70335Y104 3210 513581 SH SOLE 513581 Petsmart Common Stock 716768106 4590 230099 SH SOLE 230099 Plains All Amern Pipeline LP Common Stock 726503105 5994 132864 SH SOLE 132864 PowerShares Consumer Discr Common Stock 73935X419 373 18890 SH SOLE 18890 PowerShares Healthcare Common Stock 73935X351 604 24125 SH SOLE 24125 Precision Drilling Common Stock 740215108 1760 64613 SH SOLE 64613 Radyne Common Stock 750611402 1021 89345 SH SOLE 89345 Ship Finance Intl Common Stock G81075106 6281 212697 SH SOLE 212697 Standard Microsystems Common Stock 853626109 5103 187961 SH SOLE 187961 Sterling Bancshares Common Stock 858907108 5120 563287 SH SOLE 563287 Symmetry Medical Common Stock 871546206 893 55042 SH SOLE 55042 Syneron Medical Common Stock M87245102 4003 243512 SH SOLE 243512 Synovus Financial Common Stock 87161C105 4164 477002 SH SOLE 477002 Techwell Common Stock 87874D101 1007 81750 SH SOLE 81750 Tellabs Common Stock 879664100 3303 710248 SH SOLE 710248 TEPPCO Partners LP Common Stock 872384102 942 28368 SH SOLE 28368 Tesco Corp Common Stock 88157K101 1003 31400 SH SOLE 31400 Texas Capital Bancshares Common Stock 88224Q107 3832 239507 SH SOLE 239507 Transmontaigne Partners LP Common Stock 89376V100 535 19800 SH SOLE 19800 Travelers Common Stock 792860108 3773 86942 SH SOLE 86942 Tuesday Morning Common Stock 899035505 4360 1060725 SH SOLE 1060725 Ultra Petroleum Common Stock 903914109 8747 89078 SH SOLE 89078 UnitedHealth Common Stock 91324P102 3810 145139 SH SOLE 145139 Universal Display Common Stock 91347P105 720 58464 SH SOLE 58464 Vanguard Info Technology Common Stock 92204A702 536 10160 SH SOLE 10160 Viacom Inc B Common Stock 92553P201 927 30340 SH SOLE 30340 Vital Images Inc Common Stock 92846N104 2961 237995 SH SOLE 237995 Volcom Common Stock 92864N101 3896 162822 SH SOLE 162822 Wabash Natl 3.25% 8/1/08 Conv Bond 929566AD9 1916 1977000 SH SOLE 1977000
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