-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VZNLTM7iZ6Sii0a/nw5u/WO47/bkoZStIFM9BJZwRkwHdzbhumf/kZUdCVBLQ/jK X1M3ghrnt1eiYlikSk1wCw== 0001140361-09-026208.txt : 20091116 0001140361-09-026208.hdr.sgml : 20091116 20091116141458 ACCESSION NUMBER: 0001140361-09-026208 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091116 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 0723 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRIERSON DANIEL K CENTRAL INDEX KEY: 0000949130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 091185576 MAIL ADDRESS: STREET 1: 104 NOWLIN LANE STREET 2: SUITE 101 CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0303 4 2009-11-16 0 0000792987 ASTEC INDUSTRIES INC ASTE 0000949130 FRIERSON DANIEL K 104 NOWLIN LANE SUITE 101 CHATTANOOGA TN 37421 1 0 0 0 Common Stock 2009-11-16 4 M 0 256 24.063 A 4378 D Common Stock 2009-11-16 4 M 0 237 25.5 A 4615 D Common Stock 2009-11-16 4 M 0 243 24.875 A 4858 D Common Stock 2009-11-16 4 M 0 246 17.29 A 5104 D Common Stock 2009-11-16 4 M 0 229 18.579 A 5333 D Common Stock 2009-11-16 4 S 0 1211 26.2103 D 4122 D Common Stock 3918 D Stock Options 24.063 2009-11-16 4 M 0 256 0 D 2000-12-09 2009-12-09 Common Stock 256 0 D Stock Options 25.5 2009-11-16 4 M 0 237 0 D 2001-03-06 2010-03-06 Common Stock 237 0 D Stock Options 24.875 2009-11-16 4 M 0 243 0 D 2001-04-25 2010-04-25 Commosn Stock 243 0 D Stock Options 17.29 2009-11-16 4 M 0 246 0 D 2003-03-13 2012-03-13 Common Stock 246 0 D Stock Options 18.579 2009-11-16 4 M 0 229 0 D 2003-04-25 2012-04-25 Common Stock 229 0 D Stock Options 17.75 2005-04-28 2014-04-28 Common Stock 630 630 D Common Stock 17.03 2005-08-02 2014-08-02 Common Stock 657 657 D The securities consist of deferred stock units (DSU's) acquired under the issuer's 1998 Non-Employee Directors Incentive Plan. The DSU's convert on a one-for-one basis into shares of the Issuer's common stock subsequent to the reporting person's termination of services as a director. Robert Taylor, attorney in fact for Daniel K. Frierson 2009-11-16 -----END PRIVACY-ENHANCED MESSAGE-----