-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q3rKH2AIeXZx0ZJL7fR980EjssLaUrit8qZ3OcP6X/FZihd4zFDlPFDHLHiUh2Wd FtpAD7p0wthER6hGcsgwjw== 0001085146-09-003491.txt : 20091113 0001085146-09-003491.hdr.sgml : 20091113 20091113163945 ACCESSION NUMBER: 0001085146-09-003491 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091113 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LOEB PARTNERS CORP CENTRAL INDEX KEY: 0000942618 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13526 FILM NUMBER: 091182120 BUSINESS ADDRESS: STREET 1: 61 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 MAIL ADDRESS: STREET 1: 61 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 13F-HR 1 loeb3q09.txt LOEB PARTNERS CORPORATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Loeb Partners Corporation Address: 61 Broadway New York, NY 10006 13F File Number: 28-13526 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Edward Campbell Title: Senior Vice President Phone: (212) 483-7078 Signature, Place, and Date of Signing: /s/ Edward Campbell New York, NY November 09, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 182 Form13F Information Table Value Total: $198,450 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579y101 1328 18000 SH SOLE 9000 0 9000 AASTROM BIOSCIENCES INC COM 00253u107 6 15000 SH SOLE 0 0 15000 ACCO BRANDS CORP COM 00081t108 144 20000 SH OTHER 0 0 20000 AFLAC INC COM 001055102 1709 39988 SH SOLE 0 0 39988 AMERICAN TOWER CORP CL A 029912201 1085 29800 SH SOLE 11000 0 18800 ANADARKO PETE CORP COM 032511107 627 10000 SH SOLE 5000 0 5000 AT&T INC COM 00206r102 600 22209 SH SOLE 6195 0 16014 AVIS BUDGET GROUP COM 053774105 187 14014 SH SOLE 5050 0 8964 BANCO BRADESCO S A SP ADR PFD NEW 059460303 398 20000 SH OTHER 0 0 20000 BANK OF AMERICA CORPORATION COM 060505104 677 40000 SH OTHER 0 0 40000 BANK OF AMERICA CORPORATION COM 060505104 5219 308468 SH SOLE 84500 0 223968 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1414 14 SH SOLE 0 0 14 BP PLC SPONSORED ADR 055622104 1862 34988 SH SOLE 32344 0 2644 BRIGHAM EXPLORATION CO COM 109178103 363 40000 SH OTHER 0 0 40000 BRIGHAM EXPLORATION CO COM 109178103 1076 118500 SH SOLE 49000 0 69500 BRISTOL MYERS SQUIBB CO COM 110122108 365 16200 SH SOLE 5000 0 11200 BROOKDALE SR LIVING INC COM 112463104 181 10000 SH OTHER 0 0 10000 CAMERON INTERNATIONAL CORP COM 13342b105 378 10000 SH OTHER 0 0 10000 CAMERON INTERNATIONAL CORP COM 13342b105 529 14000 SH SOLE 2000 0 12000 CANADIAN NATL RY CO COM 136375102 235 4800 SH SOLE 4800 0 0 CAPSTONE TURBINE CORP COM 14067d102 26 20000 SH SOLE 0 0 20000 CB RICHARD ELLIS GROUP INC CL A 12497t101 470 40000 SH OTHER 0 0 40000 CB RICHARD ELLIS GROUP INC CL A 12497t101 1286 109500 SH SOLE 42000 0 67500 CENVEO INC COM 15670s105 138 20000 SH OTHER 0 0 20000 CHESAPEAKE ENERGY CORP COM 165167107 284 10000 SH OTHER 0 0 10000 CHESAPEAKE ENERGY CORP COM 165167107 625 22000 SH SOLE 0 0 22000 CHEVRON CORP NEW COM 166764100 1279 18154 SH SOLE 11962 0 6192 CISCO SYS INC COM 17275r102 2715 115340 SH SOLE 76500 0 38840 COCA COLA ENTERPRISES INC COM 191219104 385 18000 SH SOLE 4000 0 14000 COHERENT INC COM 192479103 233 10000 SH OTHER 0 0 10000 COLLECTIVE BRANDS INC COM 19421w100 173 10000 SH OTHER 0 0 10000 CONAGRA FOODS INC COM 205887102 1127 52000 SH SOLE 32000 0 20000 COOPER INDUSTRIES PLC SHS g24140108 376 10000 SH OTHER 0 0 10000 COPART INC COM 217204106 1096 33000 SH SOLE 13500 0 19500 CORRECTIONS CORP AMER NEW COM NEW 22025y407 1361 60100 SH OTHER 0 0 60100 CORRECTIONS CORP AMER NEW COM NEW 22025y407 19842 876032 SH SOLE 283800 0 592232 COVIDIEN PLC SHS g2554f105 1174 27134 SH SOLE 11625 0 15509 CUMMINS INC COM 231021106 448 10000 SH OTHER 0 0 10000 CVS CAREMARK CORPORATION COM 126650100 715 20000 SH SOLE 14000 0 6000 DANAHER CORP DEL COM 235851102 673 10000 SH OTHER 0 0 10000 DELL INC COM 24702r101 158 10350 SH SOLE 0 0 10350 DIAGEO P L C SPON ADR NEW 25243q205 1869 30400 SH SOLE 13000 0 17400 DISNEY WALT CO COM DISNEY 254687106 549 20000 SH OTHER 0 0 20000 DISNEY WALT CO COM DISNEY 254687106 1255 45700 SH SOLE 6000 0 39700 DONNELLEY R R & SONS CO COM 257867101 213 10000 SH OTHER 0 0 10000 DOW CHEM CO COM 260543103 782 30000 SH OTHER 0 0 30000 DOW CHEM CO COM 260543103 104 4000 SH SOLE 0 0 4000 DUN & BRADSTREET CORP DEL NE COM 26483e100 1627 21606 SH SOLE 14606 0 7000 DYAX CORP COM 26746e103 162 45000 SH OTHER 0 0 45000 DYAX CORP COM 26746e103 2914 811738 SH SOLE 0 0 811738 DYCOM INDS INC COM 267475101 123 10000 SH OTHER 0 0 10000 DYNEGY INC DEL CL A 26817g102 1881 737630 SH SOLE 192000 0 545630 E M C CORP MASS COM 268648102 341 20000 SH OTHER 0 0 20000 E M C CORP MASS COM 268648102 112 6587 SH SOLE 5700 0 887 ECOLAB INC COM 278865100 225 4876 SH SOLE 1480 0 3396 EMERITUS CORP COM 291005106 132 6000 SH SOLE 0 0 6000 EMERITUS CORP COM 291005106 219 10000 SH OTHER 0 0 10000 EMERSON ELEC CO COM 291011104 802 20000 SH OTHER 0 0 20000 EMERSON ELEC CO COM 291011104 791 19725 SH SOLE 14000 0 5725 EQT CORP COM 26884l109 691 16221 SH SOLE 8000 0 8221 EXXON MOBIL CORP COM 30231g102 1954 28478 SH SOLE 19198 0 9280 FOREST CITY ENTERPRISES INC CL A 345550107 214 16000 SH OTHER 0 0 16000 FOREST CITY ENTERPRISES INC CL A 345550107 60 4500 SH SOLE 0 0 4500 FUELCELL ENERGY INC COM 35952h106 906 212082 SH SOLE 9000 0 203082 GREAT PLAINS ENERGY INC COM 391164100 193 10753 SH SOLE 0 0 10753 GULFMARK OFFSHORE INC COM 402629109 871 26600 SH SOLE 12000 0 14600 HALLIBURTON CO COM 406216101 271 10000 SH OTHER 0 0 10000 HEWLETT PACKARD CO COM 428236103 3393 71880 SH SOLE 31000 0 40880 HOME DEPOT INC COM 437076102 2194 82350 SH SOLE 34000 0 48350 HOME DEPOT INC COM 437076102 400 15000 SH OTHER 0 0 15000 HOST HOTELS & RESORTS INC COM 44107p104 471 40000 SH OTHER 0 0 40000 HOST HOTELS & RESORTS INC COM 44107p104 1577 134000 SH SOLE 50500 0 83500 ILLINOIS TOOL WKS INC COM 452308109 854 20000 SH OTHER 0 0 20000 ILLINOIS TOOL WKS INC COM 452308109 2392 56000 SH SOLE 23500 0 32500 INTERNATIONAL GAME TECHNOLOG COM 459902102 110 5100 SH SOLE 0 0 5100 INTERNATIONAL GAME TECHNOLOG COM 459902102 430 20000 SH OTHER 0 0 20000 INTERSECTIONS INC COM 460981301 135 23395 SH SOLE 0 0 23395 INTL PAPER CO COM 460146103 667 30000 SH OTHER 0 0 30000 INTL PAPER CO COM 460146103 400 18000 SH SOLE 0 0 18000 INVESCO LTD SHS g491bt108 455 20000 SH OTHER 0 0 20000 INVESCO LTD SHS g491bt108 2005 88100 SH SOLE 35000 0 53100 ISHARES TR DJ BROKER-DEAL 464288794 295 10000 SH OTHER 0 0 10000 ISHARES TR DJ HOME CONSTN 464288752 123 10000 SH OTHER 0 0 10000 ISHARES TR DJ HOME CONSTN 464288752 25 2000 SH SOLE 0 0 2000 ISHARES TR INDEX DJ US REAL EST 464287739 853 20000 SH OTHER 0 0 20000 ISHARES TR INDEX DJ US REAL EST 464287739 213 5000 SH SOLE 0 0 5000 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 443 22000 SH OTHER 0 0 22000 JOHNSON & JOHNSON COM 478160104 430 7070 SH SOLE 0 0 7070 JONES LANG LASALLE INC COM 48020q107 474 10000 SH OTHER 0 0 10000 JONES LANG LASALLE INC COM 48020q107 237 5000 SH SOLE 0 0 5000 JOS A BANK CLOTHIERS INC COM 480838101 448 10000 SH OTHER 0 0 10000 JPMORGAN CHASE & CO COM 46625h100 88 2000 SH SOLE 0 0 2000 JPMORGAN CHASE & CO COM 46625h100 701 16000 SH OTHER 0 0 16000 KELLOGG CO COM 487836108 2866 58221 SH SOLE 23300 0 34921 KIMBERLY CLARK CORP COM 494368103 208 3533 SH SOLE 3533 0 0 KLA-TENCOR CORP COM 482480100 359 10000 SH OTHER 0 0 10000 LAS VEGAS SANDS CORP COM 517834107 337 20000 SH OTHER 0 0 20000 LIBERTY GLOBAL INC COM SER A 530555101 451 20000 SH OTHER 0 0 20000 LIFE TECHNOLOGIES CORP COM 53217v109 698 15000 SH OTHER 0 0 15000 LIFE TECHNOLOGIES CORP COM 53217v109 1117 24000 SH SOLE 11000 0 13000 MACYS INC COM 55616p104 366 20000 SH OTHER 0 0 20000 MACYS INC COM 55616p104 37 2000 SH SOLE 0 0 2000 MARKET VECTORS ETF TR GOLD MINER ETF 57060u100 1404 31000 SH SOLE 6000 0 25000 MARSHALL & ILSLEY CORP NEW COM 571837103 323 40000 SH OTHER 0 0 40000 MARSHALL & ILSLEY CORP NEW COM 571837103 32 4000 SH SOLE 0 0 4000 MARVELL TECHNOLOGY GROUP LTD ORD g5876h105 1310 80936 SH SOLE 26000 0 54936 MARVELL TECHNOLOGY GROUP LTD ORD g5876h105 648 40000 SH OTHER 0 0 40000 MCDERMOTT INTL INC COM 580037109 379 15000 SH OTHER 0 0 15000 MCDONALDS CORP COM 580135101 971 17017 SH SOLE 4000 0 13017 MICRON TECHNOLOGY INC COM 595112103 240 100000 SH CALL OTHER 0 0 0 MICRON TECHNOLOGY INC COM 595112103 82 10000 SH OTHER 0 0 10000 MICRON TECHNOLOGY INC COM 595112103 24 10000 SH CALL SOLE 0 0 0 MICROSOFT CORP COM 594918104 777 30000 SH OTHER 0 0 30000 MICROSOFT CORP COM 594918104 1177 45470 SH SOLE 40000 0 5470 NEWFIELD EXPL CO COM 651290108 426 10000 SH OTHER 0 0 10000 NEWPARK RES INC COM PAR $.01NEW 651718504 32 10000 SH SOLE 10000 0 0 NV ENERGY INC COM 67073y106 522 45000 SH OTHER 0 0 45000 NV ENERGY INC COM 67073y106 3508 302684 SH SOLE 103000 0 199684 NVIDIA CORP COM 67066g104 601 40000 SH OTHER 0 0 40000 NVIDIA CORP COM 67066g104 3159 210200 SH SOLE 52000 0 158200 OCCIDENTAL PETE CORP DEL COM 674599105 784 10000 SH OTHER 0 0 10000 OPEN JT STK CO-VIMPEL COMMUN SPONSORED ADR 68370r109 187 10000 SH OTHER 0 0 10000 PEABODY ENERGY CORP COM 704549104 1117 30005 SH SOLE 15100 0 14905 PEPSICO INC COM 713448108 4416 75275 SH SOLE 34830 0 40445 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654v101 393 10000 SH OTHER 0 0 10000 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654v101 708 18000 SH SOLE 9000 0 9000 PIONEER NAT RES CO COM 723787107 562 15500 SH SOLE 11500 0 4000 PRIDE INTL INC DEL COM 74153q102 304 10000 SH OTHER 0 0 10000 PROCTER & GAMBLE CO COM 742718109 321 5550 SH SOLE 975 0 4575 QUALCOMM INC COM 747525103 3495 77700 SH SOLE 32200 0 45500 REGIONS FINANCIAL CORP NEW COM 7591ep100 25 4000 SH SOLE 0 0 4000 REGIONS FINANCIAL CORP NEW COM 7591ep100 62 10000 SH OTHER 0 0 10000 REPUBLIC SVCS INC COM 760759100 717 27000 SH SOLE 23000 0 4000 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 234 4090 SH SOLE 390 0 3700 SBA COMMUNICATIONS CORP COM 78388j106 216 8000 SH SOLE 0 0 8000 SEAGATE TECHNOLOGY SHS g7945j104 456 30000 SH OTHER 0 0 30000 SELECT SECTOR SPDR TR SBI MATERIALS 81369y100 619 20000 SH OTHER 0 0 20000 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369y506 2539 47086 SH SOLE 21000 0 26086 SELECT SECTOR SPDR TR SBI CONS DISCR 81369y407 8054 293207 SH SOLE 101000 0 192207 SELECT SECTOR SPDR TR SBI CONS DISCR 81369y407 549 20000 SH OTHER 0 0 20000 SELECT SECTOR SPDR TR SBI MATERIALS 81369y100 2785 90000 SH SOLE 34000 0 56000 SELECT SECTOR SPDR TR SBI INT-TECH 81369y803 7186 344341 SH SOLE 115500 0 228841 SELECT SECTOR SPDR TR SBI INT-TECH 81369y803 417 20000 SH OTHER 0 0 20000 SELECT SECTOR SPDR TR SBI INT-INDS 81369y704 7935 301271 SH SOLE 85000 0 216271 SELECT SECTOR SPDR TR SBI INT-FINL 81369y605 1380 92388 SH SOLE 45000 0 47388 SELECT SECTOR SPDR TR SBI INT-INDS 81369y704 527 20000 SH OTHER 0 0 20000 SELECT SECTOR SPDR TR SBI INT-UTILS 81369y886 381 13000 SH SOLE 0 0 13000 SIGMA ALDRICH CORP COM 826552101 972 18000 SH SOLE 3000 0 15000 SOUTHERN UN CO NEW COM 844030106 443 21310 SH OTHER 0 0 21310 SOUTHERN UN CO NEW COM 844030106 5101 245377 SH SOLE 78630 0 166747 SPDR GOLD TRUST GOLD SHS 78463v107 9257 93650 SH SOLE 34450 0 59200 SPDR GOLD TRUST GOLD SHS 78463v107 988 10000 SH OTHER 0 0 10000 SPDR GOLD TRUST GOLD SHS 78463V107 272 20000 SH CALL OTHER 0 0 0 SPDR TR UNIT SER 1 78462F103 420 150000 SH PUT OTHER 0 0 0 SPDR TR UNIT SER 1 78462F103 42 15000 SH PUT SOLE 0 0 0 STANDARD PARKING CORP COM 853790103 175 10000 SH OTHER 0 0 10000 STANDARD REGISTER CO COM 853887107 118 20000 SH OTHER 0 0 20000 STEEL DYNAMICS INC COM 858119100 1457 95000 SH SOLE 46000 0 49000 STEEL DYNAMICS INC COM 858119100 460 30000 SH OTHER 0 0 30000 SYSCO CORP COM 871829107 1906 76700 SH SOLE 45500 0 31200 TARGET CORP COM 87612e106 467 10000 SH OTHER 0 0 10000 TARGET CORP COM 87612e106 1900 40700 SH SOLE 20500 0 20200 TERADYNE INC COM 880770102 370 40000 SH OTHER 0 0 40000 TEXAS INSTRS INC COM 882508104 1327 56000 SH SOLE 25000 0 31000 TEXTRON INC COM 883203101 380 20000 SH OTHER 0 0 20000 TIFFANY & CO NEW COM 886547108 578 15000 SH OTHER 0 0 15000 TIFFANY & CO NEW COM 886547108 811 21050 SH SOLE 14000 0 7050 TYCO ELECTRONICS LTD SWITZER SHS h8912p106 588 26384 SH SOLE 10875 0 15509 TYCO INTERNATIONAL LTD SHS h89128104 690 20000 SH OTHER 0 0 20000 TYCO INTERNATIONAL LTD SHS h89128104 3047 88359 SH SOLE 28500 0 59859 UNIVERSAL CORP VA COM 913456109 418 10000 SH OTHER 0 0 10000 URSTADT BIDDLE PPTYS INS COM 917286106 147 11200 SH SOLE 0 0 11200 VECTREN CORP COM 92240g101 201 8745 SH SOLE 8745 0 0 VERMONT PURE HLDGS LTD NEW COM 924237100 13 19800 SH SOLE 0 0 19800 VIRGIN MEDIA INC COM 92769l101 278 20000 SH OTHER 0 0 20000 VIRGIN MEDIA INC COM 92769l101 98 7037 SH SOLE 0 0 7037 WAL MART STORES INC COM 931142103 839 17085 SH SOLE 4000 0 13085 WEYERHAEUSER CO COM 962166104 623 17000 SH SOLE 3000 0 14000 WOODWARD GOVERNOR CO COM 980745103 243 10000 SH OTHER 0 0 10000 WYNDHAM WORLDWIDE CORP COM 98310w108 484 29687 SH SOLE 10700 0 18987 XTO ENERGY INC COM 98385x106 1574 38104 SH SOLE 14800 0 23304 YUM BRANDS INC COM 988498101 1299 38480 SH SOLE 18000 0 20480
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