FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
GIBRALTAR INDUSTRIES, INC. [ 97rock** ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 10/29/2004 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common stock | 10/29/2004 | J(1) | V | 232,990 | A | $0 | 661,471 | I | By Trust(2) | |
Common stock | 10/29/2004 | J(1) | V | 316 | A | $0 | 948.95 | I | Gibraltar Industries, Inc. 401(k) Savings Plan(3) | |
Common stock | 10/29/2004 | J(1) | V | 59,848 | A | $0 | 179,544 | I | Rush Creek(4) | |
Common stock | 10/29/2004 | J(1) | V | 14,540 | A | $0 | 43,620 | I | By Trust(5) | |
Common stock | 10/29/2004 | J(1) | V | 2,662 | A | $0 | 7,987 | I | By Trust(6) | |
Common stock | 10/29/2004 | J(1) | V | 2,802 | A | $0 | 8,407 | I | By Trust(7) | |
Common stock | 10/29/2004 | J(1) | V | 15,000 | A | $0 | 45,000 | I | By Trust(8) | |
Common stock | 10/29/2004 | J(1) | V | 30,440 | A | $0 | 91,320 | I | By Trust(9) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option to buy(10) | $21.75 | 10/29/2004 | J(1) | V | 1,250 | 07/08/1998 | 07/08/2007 | Common stock | 3,750 | $0 | 3,750 | D | |||
Option to buy(11) | $14.07 | 10/29/2004 | J(1) | V | 1,250 | 07/18/2004 | 07/18/2010 | Common stock | 3,750 | $0 | 3,750 | D | |||
Option to buy(11) | $15.625 | 10/29/2004 | J(1) | V | 1,250 | 10/08/1999 | 10/07/2008 | Common stock | 3,750 | $0 | 3,750 | D |
Explanation of Responses: |
1. Dividend relating to stock split. |
2. Represents shares held by a trust for the benefit of reporting person, of which she serves as one of three trustees and shares voting and investment power. |
3. Represents shares held in Gibraltar Industries Inc. 401(k) Savings Plan f/b/o reporting person. |
4. Shares held indirectly representing the pecuniary interest of reporting person in shares of Gibraltar Industries Inc. common stock held by Rush Creek Investment Co., LP. The reporting person disclaims beneficial interest in such shares, except to the extent of his beneficial interest. |
5. Represents shares held by trust for the benefit of reporting person. |
6. Represents shares held by reporting person's daughter under UGMANY. |
7. Represents shares held by a trust for the benefit of the reporting person's daughter of which trust the reporting person serves as one of four trustees and shares voting and investment power. |
8. Represents shares held by trust for the benefit of the reporting person of which trust she serves as one of five trustees and shares voting and investment power. |
9. Represents shares held by trust for the benefit of an insider of Gibraltar Industries Inc. of which trust reporting person serves as one of five trustees and shares voting and investment power and as to which shares she disclaims beneficial ownership. |
10. Grant to reporting person of option to buy shares of common stock under the Gibraltar Industries Inc. Non-qualified Stock Option Plan. Options are exercisable at the rate of 25% per year. |
11. Grant to reporting person of option to buy shares of common stock under the Gibraltar Industries Inc. Incentive Stock Option Plan. The options are exercisable at the rate of 25% per year. |
/s/Janet N. Gabel, Attorney in Fact for Meredith A. Lipke | 11/19/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |