-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MdCMZYgYI8Qqtcdw5Fx96U6nnwEgUICWyY3sVPPcj6jHxErK47NNyjUKhd7ftdq4 zkhFRp6Q13JmNmAQTQ8z+w== 0001127602-10-008840.txt : 20100316 0001127602-10-008840.hdr.sgml : 20100316 20100316173451 ACCESSION NUMBER: 0001127602-10-008840 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100315 FILED AS OF DATE: 20100316 DATE AS OF CHANGE: 20100316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WESTERLUND DAVID A CENTRAL INDEX KEY: 0001205948 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 10686695 MAIL ADDRESS: STREET 1: C/O BALL CORP STREET 2: 10 LONGS PEAK DR CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL CORP CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: BROOMFIELD STATE: CO ZIP: 80038-5000 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-03-15 0000009389 BALL CORP BLL 0001205948 WESTERLUND DAVID A BALL CORPORATION 10 LONGS PEAK DR. BROOMFIELD CO 80021-2510 1 EXEC VP, ADMIN & CORP SEC Common Stock 2010-03-15 4 J 0 121.7078 54.25 A 117157.4811 D Common Stock 2010-03-16 4 M 0 2000 10.6125 A 119157.4811 D Common Stock 2010-03-16 4 S 0 2000 54.3358 D 117157.4811 D Common Stock 2726.7 I 401(k) Plan Common Stock 25078 I By Spouse Deferred Compensation Company Stock Plan 2010-03-15 4 J 0 101.0977 54.25 A Common Stock 101.0977 48989.9382 D Employee Stock Option (Right to Buy) 10.6125 2010-03-16 4 M 0 2000 0 D 2011-03-06 Common Stock 2000 62500 D Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan. Exercise of stock options in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on December 8, 2009. Regular Sale. Total number of 401(k) Plan shares includes shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. The reporting person expressly disclaims beneficial ownership of the spouse's securities. Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. Dividend reinvestment in Ball Corporation's 2005 Deferred Compensation Company Stock Plan. Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of grant of the stock option. /s/ Charles E. Baker, attorney-in-fact for Mr. Westerlund 2010-03-16 -----END PRIVACY-ENHANCED MESSAGE-----