-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MTX8dct+T/vMAY7TYZq8aSxKe0AekwEmIXehYeKRj9PzkzDHYBtzEZnehDDbGjw/ jNkSdbnGBH2WtUXP6gSj0g== 0001058217-09-000026.txt : 20091030 0001058217-09-000026.hdr.sgml : 20091030 20091030165330 ACCESSION NUMBER: 0001058217-09-000026 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091030 DATE AS OF CHANGE: 20091030 EFFECTIVENESS DATE: 20091030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MOODY LYNN & CO/ CENTRAL INDEX KEY: 0000938592 IRS NUMBER: 042972753 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04788 FILM NUMBER: 091148752 BUSINESS ADDRESS: STREET 1: ONE BOSTON PLACE 40TH FLOOR CITY: BOSTON STATE: MA ZIP: 02108 BUSINESS PHONE: 6179730590 MAIL ADDRESS: STREET 1: ONE BOSTON PLACE CITY: BOSTON STATE: MA ZIP: 02108 13F-HR 1 moddlynn13fhr21008.txt HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13f Cover Page Report for the Calendar Year or Quarter Ended September 30, 2009 If amended report check here: |_| Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Moody, Lynn & Company - -------------------------------------------------------------------------------- Name of Institutional Investment Manager One Boston Place Boston MA 02108 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) 13F File Number: 028-04788 ------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Brian Gowell Vice President (617)973-0590 - -------------------------------------------------------------------------------- Name (Title) (Phone) /s/ Brian Gowell - ------------------------------------------ (Manual Signature of Person Duly Authorized to Submit This Report) One Boston Place Boston MA 10/30/09 - ------------------------------------------ (Place and Date of Signing) Report Type: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. MOODY, LYNN & CO. FORM 13F SUMMARY PAGE AS OF DATE: 09/30/09 RUN DATE: 10/29/09 Report Summary: Number of Other Included Managers: 0 ---------------------------------------------- Form 13F Information Table Entry Total: 145 ----------------------------------------- Form 13F Information Table Value Total: $549,708,956 ----------------------------------------- (thousands) List of Other Included Managers: Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. 13F File No.: Name: 13F File No.: Name: ------------- --------------------- ------------- --------------------- FORM 13F INFORMATION TABLE
- ------------------------------------------------------------------------------------------------------------------------------------ ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------ -------------- ------ ------ ------------------- ---------- -------- ----------------------- VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ A T & T INC COM 00206R102 1635 60551 SH DEFINED 60476 75 0 ABBOTT LABS COM 2824100 5932 119914 SH DEFINED 119214 700 0 ADOBE SYS INC COM 00724F101 1028 31100 SH SOLE 31100 0 0 AGNICO EAGLE MINES LTD COM 8474108 3730 54975 SH SOLE 54975 0 0 AIRGAS INC COM 9363102 258 5325 SH SOLE 5325 0 0 ALCON INC COM H01301102 10331 74499 SH DEFINED 74334 165 0 ALLERGAN INC COM 18490102 549 9667 SH SOLE 9667 0 0 ALTRIA GROUP INC COM 02209S103 295 16550 SH SOLE 16550 0 0 AMAZON COM INC COM COM 23135106 8195 87781 SH DEFINED 87396 385 0 AMERICAN TOWER CORP CL A COM 29912201 388 10660 SH SOLE 10660 0 0 ANADARKO PETE CORP COM 32511107 4746 75660 SH DEFINED 75160 500 0 ANNALY MTG MGMT INC COM COM 35710409 181 10000 SH SOLE 10000 0 0 APPLE INC. COM 37833100 16363 88282 SH DEFINED 88072 210 0 BANCO BRADESCO S A SP ADR PFD COM 59460303 1410 70900 SH SOLE 70900 0 0 BANK OF AMERICA COM 60505104 7559 446755 SH DEFINED 446630 125 0 BARRICK GOLD CORP COM 67901108 3449 90990 SH DEFINED 90940 50 0 BAXTER INTL INC COM 71813109 7855 137778 SH DEFINED 137728 50 0 BB&T CORP COM COM 54937107 2458 90225 SH DEFINED 88825 1400 0 BECKMAN COULTER INC COM 75811109 2234 32400 SH SOLE 32400 0 0 BLACKROCK INC CL A COM 09247X101 8261 38102 SH SOLE 38102 0 0 BOSTON SCIENTIFIC CORP COM COM 101137107 7401 698910 SH DEFINED 696510 2400 0 BRISTOL MYERS SQUIBB CO COM 110122108 4154 184476 SH DEFINED 182476 2000 0 CAMPBELL SOUP CO COM 134429109 2948 90380 SH DEFINED 89180 1200 0 CHEVRONTEXACO CORPORATION COM 166764100 3115 44227 SH DEFINED 43852 375 0 CHIMERA INVT CORP COM COM 16934Q109 115 30000 SH SOLE 30000 0 0 CISCO SYS INC COM 17275R102 454 19285 SH SOLE 19285 0 0 COCA COLA CO COM 191216100 6921 128878 SH DEFINED 128178 700 0 COLGATE PALMOLIVE CO COM 194162103 5082 66628 SH DEFINED 66553 75 0 CONOCOPHILLIPS COM 20825C104 707 15656 SH SOLE 15656 0 0 COVIDIEN PLC ORDINARY SHARE COM G2554F105 496 11467 SH SOLE 11467 0 0 CROWN CASTLE INTL CORP COM COM 228227104 286 9106 SH SOLE 9106 0 0 CVS CORPORATION COM 126650100 300 8395 SH SOLE 8395 0 0 DANAHER CORP COM 235851102 541 8030 SH SOLE 8030 0 0 DEUTSCHE BK AG LDN BRH PS GOLD COM 25154H749 203 8850 SH SOLE 8850 0 0 DEVON ENERGY CORP NEW COM 25179M103 1121 16650 SH DEFINED 16300 350 0 DIAGEO PLC COM 25243Q205 7481 121662 SH DEFINED 121612 50 0 DOVER CORP COM 260003108 3028 78120 SH DEFINED 76970 1150 0 DR PEPPER SNAPPLE GROUP INC CO COM 2.61E+113 211 7354 SH SOLE 7354 0 0 E M C CORP MASS COM 268648102 3609 211785 SH SOLE 211785 0 0 EATON VANCE CORP COM 278265103 523 18687 SH SOLE 18687 0 0 ECOLAB INC COM 278865100 264 5700 SH SOLE 5700 0 0 ELDORADO GOLD CORP NEW COM COM 284902103 1780 156100 SH SOLE 156100 0 0 ENERGY TRANSFER EQUITY LP COM 29273V100 2417 86305 SH SOLE 86305 0 0 ENTERPRISE PRODS PARTNERS L CO COM 293792107 1579 55750 SH SOLE 55750 0 0 EQT CORP COM 26884L109 2212 51933 SH DEFINED 51833 100 0 EXPRESS SCRIPTS INC CL A COM 302182100 210 2705 SH SOLE 2705 0 0 EXXON MOBIL CORP COM 30231G102 4492 65468 SH SOLE 65468 0 0 FORD MOTOR CO DEL COM 345370860 130 18000 SH SOLE 18000 0 0 FPL GROUP INC COM 302571104 522 9452 SH SOLE 9452 0 0 FRANKLIN RES INC COM COM 354613101 4669 46407 SH SOLE 46407 0 0 GENERAL ELEC CO COM 369604103 350 21294 SH SOLE 21294 0 0 GENERAL MILLS INC COM 370334104 435 6760 SH SOLE 6760 0 0 GENUINE PARTS CO COM 372460105 4631 121684 SH DEFINED 120984 700 0 GENZYME CORP COM 372917104 224 3957 SH SOLE 3957 0 0 GOLDCORP INC COM 380956409 11612 287636 SH DEFINED 287586 50 0 GOLDMAN SACHS GROUP INC COM 38141G104 16031 86957 SH DEFINED 86747 210 0 GOOGLE INC CL A COM 38259P508 15962 32191 SH DEFINED 32061 130 0 HERSHEY FOODS CORP COM 427866108 202 5210 SH SOLE 5210 0 0 HEWLETT PACKARD CO COM 428236103 1141 24176 SH DEFINED 24076 100 0 HOME DEPOT INC COM 437076102 210 7875 SH SOLE 7875 0 0 INTEL CORP COM 458140100 1576 80549 SH DEFINED 80449 100 0 INTERNATIONAL BUSINESS MACHINE COM 459200101 15782 131942 SH DEFINED 131577 365 0 INTUITIVE SURGICAL INC COM NEW COM 46120E602 249 950 SH SOLE 950 0 0 ISEEMEDIA INC COM COM 4.64E+110 3 29243 SH SOLE 29243 0 0 ISHARES COMEX GOLD TR ISHARES COM 464285105 495 5000 SH SOLE 5000 0 0 ISHARES INC BRAZIL INDEX FD COM 464286400 332 4915 SH SOLE 4915 0 0 ISHARES INC MSCI CANADA COM 464286509 17186 674492 SH DEFINED 671342 3150 0 ISHARES INC MSCI CHILE INVE COM 464286640 1876 39175 SH DEFINED 38675 500 0 ISHARES INC MSCI JAPAN COM 464286848 99 10000 SH SOLE 10000 0 0 ISHARES SILVER TRUST ISHARES COM 46428Q109 4861 296782 SH DEFINED 293657 3125 0 ISHARES TR MSCI EAFE INDEX COM 464287465 4016 73440 SH SOLE 73440 0 0 ISHARES TR MSCI EMERG MKT COM 464287234 13760 353625 SH DEFINED 352625 1000 0 ISHARES TR RSSLL 2000 INDX COM 464287655 12460 206845 SH SOLE 206845 0 0 ISHARES TR RUSSELL 2000 GR COM 464287648 1204 18400 SH SOLE 18400 0 0 ISHARES TR RUSSELL 2000 VA COM 464287630 1027 18200 SH SOLE 18200 0 0 ISHARES TR RUSSL 1000 GRWT COM 464287614 14317 309162 SH DEFINED 309062 100 0 ISHARES TR S&P 500 INDEX COM 464287200 570 5375 SH SOLE 5375 0 0 ISHARES TR S&P LAT AMER 40 COM 464287390 300 7000 SH SOLE 7000 0 0 J.P. MORGAN CHASE & CO COM 46625H100 6947 158537 SH DEFINED 157212 1325 0 JOHNSON & JOHNSON COM 478160104 9824 161334 SH DEFINED 161284 50 0 KIMBERLY CLARK CORP COM 494368103 1610 27302 SH DEFINED 27252 50 0 KINDER MORGAN EGY PTNS L P UT COM 494550106 2071 38340 SH SOLE 38340 0 0 KINDER MORGAN MGMT LLC COM 49455U100 7647 164946 SH DEFINED 164311 635 0 KOHLS CORP COM 500255104 8976 157335 SH SOLE 157335 0 0 LOCKHEED MARTIN CORP COM 539830109 1233 15795 SH DEFINED 15770 25 0 LOEWS CORP COM 540424108 4052 118300 SH SOLE 118300 0 0 LUFKIN INDS INC COM COM 549764108 1367 25700 SH DEFINED 25100 600 0 MAGELLAN MIDSTGREAM PARTNERS L COM 559080106 269 7150 SH SOLE 7150 0 0 MARKET VECTORS ETF TR GOLD MIN COM 57060U100 283 6250 SH SOLE 6250 0 0 MASTERCARD INC CL A COM 57636Q104 4745 23473 SH DEFINED 23278 195 0 MCAFEE INC COM COM 579064106 10881 248471 SH DEFINED 247871 600 0 MCDONALDS CORP COM 580135101 5917 103681 SH DEFINED 102681 1000 0 MEDCO HEALTH SOLUTIONS INC COM COM 58405U102 1544 27921 SH SOLE 27921 0 0 METLIFE INC COM 59156R108 1270 33365 SH DEFINED 33315 50 0 MICROSOFT CORP COM 594918104 14182 551390 SH DEFINED 549290 2100 0 MORGAN STANLEY INDIA INVT FDCO COM 61745C105 240 11325 SH SOLE 11325 0 0 NESTLE S A ADR COM 641069406 339 7975 SH SOLE 7975 0 0 NEW JERSEY RES CORP COM 646025106 997 27445 SH SOLE 27445 0 0 NUCOR CORP COM 670346105 2593 55166 SH SOLE 55166 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 702 13544 SH SOLE 13544 0 0 NUTRI SYS INC NEW COM COM 67069D108 168 11000 SH SOLE 11000 0 0 O REILLY AUTOMOTIVE INC COM COM 686091109 2011 55645 SH SOLE 55645 0 0 OCCIDENTAL PETE CORP COM 674599105 10922 139314 SH DEFINED 139289 25 0 OIL SVC HOLDRS TR OIL SVC HOLD COM 678002106 9300 79200 SH SOLE 79200 0 0 OMNICOM GROUP COM 681919106 263 7127 SH SOLE 7127 0 0 ORACLE SYSTEMS CORP COM 68389X105 1189 57050 SH DEFINED 55750 1300 0 PEPSICO INC COM 713448108 2321 39568 SH DEFINED 39518 50 0 PETROBRAS BRASILEIRO ADR SPONS COM 71654V408 1591 34660 SH DEFINED 34610 50 0 PETROHAWK ENERGY CORP COM COM 716495106 5816 240218 SH SOLE 240218 0 0 PFIZER INC COM 717081103 4282 258730 SH DEFINED 255605 3125 0 PHILIP MORRIS INTL INC COM COM 718172109 231 4732 SH SOLE 4732 0 0 PLAINS ALL AMERN PIPELINE LP COM 726503105 963 20807 SH SOLE 20807 0 0 PRAXAIR INC COM 74005P104 4798 58740 SH DEFINED 58325 415 0 PROCTER & GAMBLE COMPANY COM 742718109 6692 115535 SH SOLE 115535 0 0 QUALCOMM INC COM 747525103 2750 61140 SH DEFINED 60565 575 0 QUESTAR CORP COM 748356102 2855 76015 SH DEFINED 75515 500 0 RANGE RESOURCES CORP COM 75281A109 952 19296 SH DEFINED 19146 150 0 RESEARCH IN MOTION LTD COM COM 760975102 1433 21190 SH DEFINED 21165 25 0 ROYAL BANK OF CANADA COM 780087102 4842 90394 SH DEFINED 89794 600 0 ROYAL DUTCH SHELL PLC SPONS AD COM 780259206 483 8437 SH SOLE 8437 0 0 SCHWAB CHARLES CORP NEW COM 808513105 978 51070 SH DEFINED 50770 300 0 SECTOR SPDR TR SBI MATERIALS COM 81369Y100 10512 339750 SH SOLE 339750 0 0 SELECT SECTOR SPDR TR SBI HEAL COM 81369Y209 226 7900 SH SOLE 7900 0 0 SMUCKER J M CO COM 832696405 581 10953 SH SOLE 10953 0 0 SOUTHWESTERN ENERGY CO COM COM 845467109 2855 66899 SH DEFINED 66749 150 0 SPDR FD FINANCIAL COM 81369Y605 4418 295700 SH SOLE 295700 0 0 SPDR FUND TECHNOLOGY COM 81369Y803 18345 879015 SH DEFINED 874015 5000 0 SPDR GOLD TRUST COM 78463V107 13902 138022 SH DEFINED 137287 735 0 SPDR TR UNIT SER 1 COM 78462F103 10447 98940 SH SOLE 98940 0 0 ST. JUDE MEDICAL INC COM 790849103 2466 63218 SH DEFINED 62368 850 0 TEEKAY LNG PARTNERS L P PRTNRS COM Y8564M105 492 19815 SH SOLE 19815 0 0 TEVA PHARMACEUTICAL INDS LTDAD COM 881624209 9595 189768 SH DEFINED 188858 910 0 TORTOISE ENERGY INFRSTRCTR CCO COM 89147L100 1015 37928 SH DEFINED 35928 2000 0 TRAVELERS COMPANIES INC COM 8.94E+113 10091 204982 SH DEFINED 204457 525 0 TRIAN ACQUISITION I CORP COM COM 8.96E+112 292 30000 SH SOLE 30000 0 0 UNION PAC CORP COM 907818108 3343 57289 SH DEFINED 56884 405 0 UNITED TECHNOLOGIES CORP COM 913017109 4351 71413 SH DEFINED 70813 600 0 VANGUARD INDEX TR 500 PORTFOLI MUTUAL 922908108 260 2664 SH SOLE 2664 0 0 VANGUARD INTL EQUITY INDEX FAL COM 922042775 203 4700 SH SOLE 4700 0 0 VANGUARD INTL EQUITY INDEX FEM COM 922042858 558 14476 SH SOLE 14476 0 0 VANGUARD INTL EQUITY INDEX FEU MUTUAL 922042833 1001 41818 SH SOLE 41818 0 0 VANGUARD REIT INDEX ETF COM 922908553 258 6225 SH SOLE 6225 0 0 VERIZON COMMUNICATIONS COM 92343V104 3249 107341 SH DEFINED 106241 1100 0 WALGREEN COMPANY COM 931422109 1442 38477 SH DEFINED 38427 50 0 WAL-MART STORES INC COM 931142103 2538 51699 SH SOLE 51699 0 0
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