0000938582-11-000009.txt : 20111114
0000938582-11-000009.hdr.sgml : 20111111
20111114125000
ACCESSION NUMBER: 0000938582-11-000009
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: YALE UNIVERSITY
CENTRAL INDEX KEY: 0000938582
IRS NUMBER: 06646973
STATE OF INCORPORATION: CT
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04780
FILM NUMBER: 111200068
BUSINESS ADDRESS:
STREET 1: 230 PROSPECT STREET
CITY: NEW HAVEN
STATE: CT
ZIP: 06511-2107
BUSINESS PHONE: 2034325761
MAIL ADDRESS:
STREET 1: YALE UNIVERSITY INVESTMENT OFFICE
STREET 2: 230 PROSPECT STREET
CITY: NEW HAVEN
STATE: CT
ZIP: 06511-2107
13F-HR
1
y13f092011.txt
PERIOD ENDING SEPTEMBER 30TH, 2011
13F-HR
1
kenneth.miller@yale.edu
NONE
KENNETH R. MILLER
(203) 432-5761
0000938582
eqed9jp@
9/30/2011
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 9/30/2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.):[ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Yale University
Address: 55 Whitney Avenue, 5th Floor
New Haven, CT 06510-1300
13F File Number: 28-4780
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person filing
the report is authoritzed to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists,
and table are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Person:
Name: David F. Swensen
Title: Chief Investment Officer
Phone: (203) 432-0119
Signature, Place and Date of Signing:
David F. Swensen New Haven, CT November 14, 2011
Report Type [check only one.]:
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Manager Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT
OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 8
Form 13F Information Table Value Total: $ 258,178 (X$1,000)
List of Other Included Managers:
None
FORM 13F INFORMATION TABLE
ITEM 1: ITEM 2: ITEM 3: ITEM 4 ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF CLASS CUSIP VALUE SHARES/ PUT/ INVEST OTHER VOTING
ISSUER TITLE NUMBER (X$1,000) PRN AMT CALL DSCRET'N MANAG'S AUTHORITY
APPROACH RESOURCES INC COM 03834A-10-3 1,624 95,567 SOLE SOLE
HIGHER ONE HLDGS INC COM 42983D-10-4 1,579 97,053 SOLE SOLE
ISHARES TR INDEX MSCI EAFE IDX 464287-46-5 39,005 816,576 SOLE SOLE
ISHARES TR INDEX MSCI EMERG MKT 464287-23-4 84,433 2,405,916 SOLE SOLE
SPDR S&P 500 ETF TR TR UNIT 78462F-10-3 49,170 434,553 SOLE SOLE
TIVO INC COM 888706-10-8 798 85,451 SOLE SOLE
VANGUARD INTL EQUITY INDEX MSCI 922042-85-8 80,884 2,257,000 SOLE SOLE
WOLVERINE WORLD WIDE INC COM 978097-10-3 685 20,614 SOLE SOLE
TOTAL 258,178 6,212,730