0001193125-11-087946.txt : 20110404 0001193125-11-087946.hdr.sgml : 20110404 20110404142410 ACCESSION NUMBER: 0001193125-11-087946 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110404 DATE AS OF CHANGE: 20110404 EFFECTIVENESS DATE: 20110404 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPE ANN SAVINGS BANK CENTRAL INDEX KEY: 0000936938 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06579 FILM NUMBER: 11735040 BUSINESS ADDRESS: STREET 1: 109 MAIN STREET CITY: GLOCUSTER STATE: MA ZIP: 01930 BUSINESS PHONE: 9782837079 MAIL ADDRESS: STREET 1: 109 MAIN STREET CITY: GLOUCESTER STATE: MA ZIP: 01930 13F-HR 1 d13fhr.txt FORM 13F-HR ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 -------------------- Check here if Amendment [ ]; Amendment Number: -------------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CAPE ANN SAVINGS BANK --------------------------------------------- Address: 109 MAIN ST. --------------------------------------------- GLOUCESTER, MA 01930 --------------------------------------------- Form 13F File Number: 28- ----------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: E. GAIL RAMOS --------------------------------------------- Title: VICE PRESIDENT/SENIOR TRUST OFFICER --------------------------------------------- Phone: 978-283-7079 --------------------------------------------- Signature, Place, and Date of Signing: /s/ E. Gail Ramos Gloucester, MA April 4, 2011 ------------------------ ----------------------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ------------------ ------------------------ [Repeat as necessary.] SCHEDULE 13F WORKSHEET As of 3/31/2011 Displayed is a list of the assets whose holdings are either over $200,000 in market value or over 10,000 units. Asset Types listed include 010, 020, 030, 035, 080. Included in the totals are only those accounts whose Investment Powers are "Full" or "Partial". Units Held Today
Voting Authority Market Investment ---------------------------- Value Units Powers Full Partial None -------------- ---------- ---------- --------- -------- --------- AT&T INC............................ Common Stock 00206R102 $ 1,352,962.04 44,200.00 FULL 41,621.00 0.00 2,579.00 AT&T INC............................ Common Stock 00206R102 $ 265,694.81 8,680.00 PARTIAL 7,574.00 1,106.00 0.00 ABBOTT LABS......................... Common Stock 002824100 $ 1,315,913.40 26,828.00 FULL 25,303.00 0.00 1,525.00 AIR PRODS & CHEMS INC............... Common Stock 009158106 $ 261,522.00 2,900.00 FULL 2,900.00 0.00 0.00 APPLE COMPUTER INC.................. Common Stock 037833100 $ 669,134.48 1,920.00 FULL 1,720.00 0.00 200.00 APPLE COMPUTER INC.................. Common Stock 037833100 $ 203,876.90 585.00 PARTIAL 565.00 20.00 0.00 AUTOMATIC DATA PROCESSING INC....... Common Stock 053015103 $ 1,438,886.33 28,043.00 FULL 27,118.00 0.00 925.00 AUTOMATIC DATA PROCESSING INC....... Common Stock 053015103 $ 340,954.95 6,645.00 PARTIAL 6,610.00 35.00 0.00 AUTOZONE, INC....................... Common Stock 053332102 $ 215,291.72 787.00 FULL 722.00 0.00 65.00 BB&T CORP........................... Common Stock 054937107 $ 663,384.15 24,167.00 FULL 23,827.00 0.00 340.00 BERKSHIRE HATHAWAY INC DEL B NEW............................... Common Stock 084670702 $ 882,837.20 10,115.00 FULL 9,210.00 0.00 905.00 CHEVRON CORPORATION................. Common Stock 166764100 $ 1,502,495.22 13,978.00 FULL 12,449.00 0.00 1,529.00 CHEVRON CORPORATION................. Common Stock 166764100 $ 293,447.70 2,730.00 PARTIAL 2,620.00 110.00 0.00 CHUBB CORP.......................... Common Stock 171232101 $ 968,698.00 15,800.00 FULL 14,212.00 0.00 1,588.00 CISCO SYS INC....................... Common Stock 17275R102 $ 412,972.00 24,600.00 FULL 22,195.00 350.00 2,055.00 COMPASS MINERALS INTERNATIONAL INC............................... Common Stock 20451N101 $ 481,773.03 5,151.00 FULL 4,771.00 0.00 380.00 CONOCOPHILLIPS...................... Common Stock 20825C104 $ 245,569.50 3,075.00 FULL 3,075.00 0.00 0.00 DANAHER CORP........................ Common Stock 235851102 $ 234,224.70 4,513.00 FULL 4,513.00 0.00 0.00 DANVERS BANCORP, INC................ Common Stock 236442109 $ 302,428.98 14,119.00 FULL 664.00 0.00 13,455.00 EMERSON ELEC CO..................... Common Stock 291011104 $ 451,547.05 7,728.00 FULL 7,728.00 0.00 0.00 EXPEDITORS INTL WASH INC............ Common Stock 302130109 $ 823,964.50 16,430.00 FULL 15,420.00 0.00 1,010.00 EXXON MOBIL CORP.................... Common Stock 30231G102 $ 2,955,066.25 35,125.00 FULL 33,928.00 0.00 1,197.00 EXXON MOBIL CORP.................... Common Stock 30231G102 $ 979,741.09 11,645.56 PARTIAL 8,414.56 2,831.00 400.00 FIRST TRUST VALUE LI................ ETF-DOMESTIC LARGE CAP 33734H106 $ 355,870.80 22,410.00 FULL 22,410.00 0.00 0.00 GENERAL DYNAMICS CORP............... Common Stock 369550108 $ 523,670.40 6,840.00 FULL 6,435.00 0.00 405.00 GENERAL ELEC CO..................... Common Stock 369604103 $ 448,819.25 22,385.00 FULL 19,585.00 0.00 2,800.00 GENERAL ELEC CO..................... Common Stock 369604103 $ 252,469.60 12,592.00 PARTIAL 11,572.00 1,020.00 0.00 GENERAL MILLS INC................... Common Stock 370334104 $ 479,536.00 13,120.00 FULL 12,720.00 0.00 400.00 INTERNATIONAL BUSINESS MACHINES CORP.............................. Common Stock 459200101 $ 269,880.85 1,655.00 FULL 1,655.00 0.00 0.00
Voting Authority Market Investment ---------------------------- Value Units Powers Full Partial None -------------- ---------- ---------- --------- -------- --------- J P MORGAN CHASE & CO............... Common Stock 46625H100 $ 556,611.40 12,074.00 FULL 11,824.00 0.00 250.00 JOHNSON & JOHNSON................... Common Stock 478160104 $ 936,683.25 15,809.00 FULL 14,138.00 0.00 1,671.00 JOHNSON & JOHNSON................... Common Stock 478160104 $ 202,457.25 3,417.00 PARTIAL 2,677.00 740.00 0.00 LOWES COS INC....................... Common Stock 548661107 $ 399,885.90 15,130.00 FULL 14,270.00 0.00 860.00 MC DONALDS CORP..................... Common Stock 580135101 $ 1,315,976.55 17,295.00 FULL 17,000.00 0.00 295.00 MC DONALDS CORP..................... Common Stock 580135101 $ 230,780.97 3,033.00 PARTIAL 2,993.00 40.00 0.00 MICROSOFT CORP...................... Common Stock 594918104 $ 1,112,412.08 43,813.00 FULL 42,409.00 250.00 1,154.00 MICROSOFT CORP...................... Common Stock 594918104 $ 249,405.97 9,823.00 PARTIAL 9,338.00 385.00 100.00 NEXTERA ENERGY INC COM.............. Common Stock 65339F101 $ 237,842.80 4,315.00 FULL 3,611.00 100.00 604.00 NIKE INC............................ Common Stock 654106103 $ 542,012.00 7,160.00 FULL 6,760.00 200.00 200.00 NOVARTIS A G ADR.................... American Depository Receipts 66987V109 $ 622,959.70 11,462.00 FULL 11,042.00 0.00 420.00 PEPSICO INC......................... Common Stock 713448108 $ 1,316,411.59 20,438.00 FULL 19,588.00 0.00 850.00 PFIZER INC.......................... Common Stock 717081103 $ 439,386.54 21,634.00 FULL 20,134.00 0.00 1,500.00 PROCTER & GAMBLE CO................. Common Stock 742718109 $ 1,106,551.60 17,963.50 FULL 17,348.50 0.00 615.00 ROCKPORT NATL BANCORP INC........... Common Stock 773871108 $ 257,895.00 4,689.00 FULL 4,689.00 0.00 0.00 SELECT SECTOR SPDR-MATERIALS........ Common Stock 81369Y100 $ 570,925.32 14,266.00 FULL 13,026.00 100.00 1,140.00 SELECT SECTOR SPDR-MATERIALS........ Common Stock 81369Y100 $ 244,922.40 6,120.00 PARTIAL 5,995.00 125.00 0.00 ENERGY SELECT SECTOR SPDR........... Common Stock 81369Y506 $ 428,257.50 5,370.00 FULL 5,130.00 0.00 240.00 SELECT SECTOR SPDR-FINANCIAL........ Common Stock 81369Y605 $ 1,097,081.04 66,936.00 FULL 66,686.00 250.00 0.00 SELECT SECTOR SPDR-FINANCIAL........ Common Stock 81369Y605 $ 357,056.15 21,785.00 PARTIAL 21,585.00 200.00 0.00 INDUSTRIAL SELECT SECTOR SPDR....... Common Stock 81369Y704 $ 287,271.00 7,627.00 FULL 7,627.00 0.00 0.00 SELECT SECTOR SPDR-TECHNOLOGY....... Common Stock 81369Y803 $ 377,385.04 14,480.00 FULL 13,705.00 0.00 775.00 UTILITIES SELECT SECTOR SPDR FUND.............................. Common Stock 81369Y886 $ 665,254.38 20,874.00 FULL 20,054.00 0.00 820.00 STATE STR CORP...................... Common Stock 857477103 $ 206,724.00 4,600.00 FULL 4,600.00 0.00 0.00 AXIAM, INC.......................... Common Stock 87508Y992 $100.00 10,000.00 FULL 10,000.00 0.00 0.00 TEVA PHARMACEUTICAL INDS LTD ADR............................... American Depository Receipts 881624209 $ 476,815.67 9,504.00 FULL 8,424.00 0.00 1,080.00 3M CO............................... Common Stock 88579Y101 $ 1,129,760.50 12,083.00 FULL 11,154.00 0.00 929.00 3M CO............................... Common Stock 88579Y101 $ 306,960.50 3,283.00 PARTIAL 2,883.00 200.00 200.00 UNITED TECHNOLOGIES CORP............ Common Stock 913017109 $ 229,570.80 2,712.00 FULL 2,712.00 0.00 0.00 VERIZON COMMUNICATIONS INC.......... Common Stock 92343V104 $ 482,366.63 12,516.00 FULL 12,072.00 0.00 444.00 VERIZON COMMUNICATIONS INC.......... Common Stock 92343V104 $ 240,335.44 6,236.00 PARTIAL 5,086.00 906.00 244.00 WAL MART STORES INC................. Common Stock 931142103 $ 431,442.45 8,289.00 FULL 7,974.00 0.00 315.00 ACCENTURE LTD....................... Common Stock G1151C101 $ 525,183.38 9,554.00 FULL 9,304.00 0.00 250.00 GRAND TOTAL $37,177,317.70 833,057.06