0000936698-13-000005.txt : 20131112
0000936698-13-000005.hdr.sgml : 20131111
20131112122904
ACCESSION NUMBER: 0000936698-13-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131112
DATE AS OF CHANGE: 20131112
EFFECTIVENESS DATE: 20131112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FRONT BARNETT ASSOCIATES LLC
CENTRAL INDEX KEY: 0000936698
IRS NUMBER: 363950405
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04630
FILM NUMBER: 131208890
BUSINESS ADDRESS:
STREET 1: FRONT BARNETT ASSOCIATES LLC
STREET 2: THREE FIRST NATIONAL PLAZA SUITE 4920
CITY: CHICAGO
STATE: IL
ZIP: 60602
BUSINESS PHONE: 3126419000
MAIL ADDRESS:
STREET 1: FRONT BARNETT ASSOCIATES LLC
STREET 2: THREE FIRST NATIONAL PLAZA SUITE 4920
CITY: CHICAGO
STATE: IL
ZIP: 60602
FORMER COMPANY:
FORMER CONFORMED NAME: TREES FRONT ASSOCIATES INC
DATE OF NAME CHANGE: 19990326
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000936698
XXXXXXXX
09-30-2013
09-30-2013
FRONT BARNETT ASSOCIATES LLC
FRONT BARNETT ASSOCIATES LLC
THREE FIRST NATIONAL PLAZA SUITE 4920
CHICAGO
IL
60602
13F HOLDINGS REPORT
028-04630
N
Marshall B. Front
Chairman
312-641-9000
Marshall B. Front
Chicago
IL
11-12-2013
0
113
468228
false
INFORMATION TABLE
2
inftable.xml
Abbott Laboratories
COM
002824100
627
18894
SH
SOLE
18894
0
0
Abbvie Inc
COM
00287Y109
404
9042
SH
SOLE
9042
0
0
Accenture PLC
COM
G1151C101
7435
100960
SH
SOLE
100960
0
0
Activision Blizzard Inc
COM
00507V109
3797
227649
SH
SOLE
227649
0
0
Affiliated Managers Group Inc
COM
008252108
10457
57254
SH
SOLE
57254
0
0
Airmedia Group Inc Sponsored A
COM
009411109
18
10000
SH
SOLE
10000
0
0
Altria Group Inc
COM
02209S103
463
13470
SH
SOLE
13470
0
0
American Express Co
COM
025816109
11786
156064
SH
SOLE
156064
0
0
American Tower Corporation
COM
03027X100
2584
34858
SH
SOLE
34858
0
0
Ameriprise Financial Inc
COM
03076C106
209
2300
SH
SOLE
2300
0
0
Amphenol Corp
COM
032095101
5536
71542
SH
SOLE
71542
0
0
Apple Computer Inc
COM
037833100
24748
51910
SH
SOLE
51910
0
0
ATP Oil & Gas Corp
COM
00208J108
2
54000
SH
SOLE
54000
0
0
Avon Products Inc
COM
054303102
2719
131980
SH
SOLE
131980
0
0
Bank of America Corp
COM
060505104
6060
439138
SH
SOLE
439138
0
0
Bank Of New York Mellon Corpor
COM
064058100
238
7870
SH
SOLE
7870
0
0
Beam Inc
COM
073730103
501
7752
SH
SOLE
7752
0
0
Berkshire Hathaway Inc - Class
COM
084670108
341
2
SH
SOLE
2
0
0
Berkshire Hathaway Inc - Class
COM
084670702
1646
14504
SH
SOLE
14504
0
0
Bioject Med Tech Inc
COM
09059T206
6
87500
SH
SOLE
87500
0
0
Borg Warner Automotive Inc
COM
099724106
203
2000
SH
SOLE
2000
0
0
Caterpillar Inc.
COM
149123101
9163
109870
SH
SOLE
109870
0
0
Chevron Corporation
COM
166764100
11790
97034
SH
SOLE
97034
0
0
Cinemark Holdings Inc
COM
17243V102
13851
436385
SH
SOLE
436385
0
0
Cisco Systems Inc
COM
17275R102
9334
398349
SH
SOLE
398349
0
0
Citigroup Inc
COM
172967424
5137
105887
SH
SOLE
105887
0
0
Cobra Electronics Corporation
COM
191042100
241
85955
SH
SOLE
85955
0
0
Coca Cola Co
COM
191216100
393
10364
SH
SOLE
10364
0
0
Covidien PLC
COM
G2554F113
7126
116931
SH
SOLE
116931
0
0
Crown Holdings Inc
COM
228368106
494
11693
SH
SOLE
11693
0
0
CVS Caremark Corporation
COM
126650100
3423
60322
SH
SOLE
60322
0
0
Danaher Corp
COM
235851102
4970
71700
SH
SOLE
71700
0
0
Dow Chemical Corp
COM
260543103
210
5475
SH
SOLE
5475
0
0
Ecolab Inc
COM
278865100
1023
10356
SH
SOLE
10356
0
0
Emerson Electric Co
COM
291011104
344
5311
SH
SOLE
5311
0
0
Energy Select Sector SPDR Fund
COM
81369Y506
7461
89995
SH
SOLE
89995
0
0
Envestnet Inc
COM
29404K106
261
8408
SH
SOLE
8408
0
0
Estee Lauder Companies Inc
COM
518439104
6257
89509
SH
SOLE
89509
0
0
Exelon Corp
COM
30161N101
428
14434
SH
SOLE
14434
0
0
Exxon Mobil Corporation
COM
30231G102
1679
19509
SH
SOLE
19509
0
0
FedEx Corporation
COM
31428X106
10712
93872
SH
SOLE
93872
0
0
Financial Select Sector SPDR F
COM
81369Y605
256
12840
SH
SOLE
12840
0
0
Fiserv Inc
COM
337738108
939
9295
SH
SOLE
9295
0
0
FMC Technologies Inc
COM
30249U101
4921
88790
SH
SOLE
88790
0
0
Fortune Brands Home & Security
COM
34964C106
306
7354
SH
SOLE
7354
0
0
General Electric Company
COM
369604103
2170
90823
SH
SOLE
90823
0
0
Google Inc
COM
38259P508
14996
17121
SH
SOLE
17121
0
0
Grainger W W Inc
COM
384802104
446
1705
SH
SOLE
1705
0
0
Helmerich & Payne Inc
COM
423452101
10944
158725
SH
SOLE
158725
0
0
Home Depot Inc
COM
437076102
688
9074
SH
SOLE
9074
0
0
Honeywell International, Inc.
COM
438516106
642
7726
SH
SOLE
7726
0
0
I N G Groep N V - Adr
COM
456837103
145
12747
SH
SOLE
12747
0
0
Illinois Tool Works Inc
COM
452308109
10712
140443
SH
SOLE
140443
0
0
Immunogen Inc
COM
45253H101
378
22190
SH
SOLE
22190
0
0
Intel Corp
COM
458140100
555
24210
SH
SOLE
24210
0
0
International Business Machine
COM
459200101
3044
16439
SH
SOLE
16439
0
0
International Flavors & Fragra
COM
459506101
11658
141649
SH
SOLE
141649
0
0
Johnson & Johnson
COM
478160104
990
11423
SH
SOLE
11423
0
0
Johnson Controls
COM
478366107
249
6000
SH
SOLE
6000
0
0
JPMorgan Chase & Co
COM
46625H100
14136
273474
SH
SOLE
273474
0
0
Kinder Morgan Energy Partners
COM
494550106
2216
27758
SH
SOLE
27758
0
0
Lowe's Companies Inc
COM
548661107
11631
244289
SH
SOLE
244289
0
0
Mc Donald'S Corp
COM
580135101
765
7949
SH
SOLE
7949
0
0
Merck & Company
COM
58933Y105
209
4381
SH
SOLE
4381
0
0
Microsoft Corp
COM
594918104
3332
100113
SH
SOLE
100113
0
0
Molex, Inc., Class A
COM
608554200
350
9139
SH
SOLE
9139
0
0
Mondelez Intl Inc
COM
609207105
248
7894
SH
SOLE
7894
0
0
Northern Trust Corporation
COM
665859104
267
4903
SH
SOLE
4903
0
0
Northwest Indiana Bancorp
COM
667516108
248
10667
SH
SOLE
10667
0
0
Nucor Corp
COM
670346105
375
7660
SH
SOLE
7660
0
0
Nustar Energy LP Unit
COM
67058H102
290
7226
SH
SOLE
7226
0
0
Oracle Corporation
COM
68389X105
5570
167934
SH
SOLE
167934
0
0
Pall Corp
COM
696429307
329
4275
SH
SOLE
4275
0
0
PepsiCo Inc
COM
713448108
10453
131485
SH
SOLE
131485
0
0
Pfizer Inc
COM
717081103
269
9366
SH
SOLE
9366
0
0
Philip Morris Intl Inc
COM
718172109
976
11275
SH
SOLE
11275
0
0
Praxair Inc
COM
74005P104
7085
58942
SH
SOLE
58942
0
0
Precision Castparts Corp
COM
740189105
13781
60647
SH
SOLE
60647
0
0
Procter & Gamble Company
COM
742718109
1037
13725
SH
SOLE
13725
0
0
QUALCOMM Inc
COM
747525103
11620
172615
SH
SOLE
172615
0
0
Sally Beauty Company Inc
COM
79546E104
5772
220630
SH
SOLE
220630
0
0
Schlumberger, Ltd.
COM
806857108
843
9535
SH
SOLE
9535
0
0
Scorpio Tankers Inc
COM
Y7542C106
3308
338888
SH
SOLE
338888
0
0
SPDR S&P Oil & Gas Equipment &
COM
78464A748
11947
284523
SH
SOLE
284523
0
0
Stanley Black & Decker, Inc.
COM
854502101
3509
38747
SH
SOLE
38747
0
0
Starbucks Corp
COM
855244109
350
4550
SH
SOLE
4550
0
0
TE Connectivity LTD
COM
H84989104
3574
69017
SH
SOLE
69017
0
0
Thermo Fisher Scientific Inc
COM
883556102
17741
192520
SH
SOLE
192520
0
0
Tiffany & Co
COM
886547108
4125
53840
SH
SOLE
53840
0
0
Tirex Corp
COM
88823T106
1
500000
SH
SOLE
500000
0
0
U S Bancorp
COM
902973304
200
5473
SH
SOLE
5473
0
0
Union Pacific Corporation
COM
907818108
12896
83015
SH
SOLE
83015
0
0
United Technologies Corp
COM
913017109
13027
120823
SH
SOLE
120823
0
0
Walgreen Co
COM
931422109
9683
179974
SH
SOLE
179974
0
0
Walt Disney Co
COM
254687106
4800
74429
SH
SOLE
74429
0
0
Wells Fargo & Company
COM
949746101
4949
119778
SH
SOLE
119778
0
0
iShares 1-3 Year Credit Bond E
ETF-FIXED
464288646
316
3000
SH
SOLE
3000
0
0
Vanguard Short-Term Corporate
ETF-FIXED
92206C409
911
11443
SH
SOLE
11443
0
0
Navistar Int'L Corp Conv
CONV BOND
63934EAL2
294
290000
PRN
SOLE
290000
0
0
iShares Russell 1000 Growth In
ETF-EQUITY
464287614
250
3200
SH
SOLE
3200
0
0
iShares Russell 2000 Index Fun
ETF-EQUITY
464287655
2980
27954
SH
SOLE
27954
0
0
iShares S&P 500 Growth Index F
ETF-EQUITY
464287309
1466
16405
SH
SOLE
16405
0
0
iShares S&P 500 Index Fund
ETF-EQUITY
464287200
266
1575
SH
SOLE
1575
0
0
iShares S&P 500 Value Index Fu
ETF-EQUITY
464287408
1105
14115
SH
SOLE
14115
0
0
iShares S&P Midcap 400 Index F
ETF-EQUITY
464287507
693
5580
SH
SOLE
5580
0
0
iShares S&P Smallcap 600 Index
ETF-EQUITY
464287804
274
2745
SH
SOLE
2745
0
0
Proshares Ultra QQQ
ETF-EQUITY
74347R206
304
3800
SH
SOLE
3800
0
0
SPDR S&P 500 ETF
ETF-EQUITY
78462F103
2845
16931
SH
SOLE
16931
0
0
Spdr Barclays Capital High-Yie
ETF-FIXED
78464A417
737
18500
SH
SOLE
18500
0
0
iShares FTSE China 25 Index Fu
ETF-FRGN EQU
464287184
5767
155540
SH
SOLE
155540
0
0
iShares MSCI EAFE Index Fund
ETF-FRGN EQU
464287465
10835
169826
SH
SOLE
169826
0
0
iShares MSCI Emerging Markets
ETF-FRGN EQU
464287234
17766
435926
SH
SOLE
435926
0
0
PowerShares FTSE RAFI Develope
ETF-FRGN EQU
73936T789
1394
33590
SH
SOLE
33590
0
0