FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 01/01/2014 |
3. Issuer Name and Ticker or Trading Symbol
CHEVRON CORP [ CVX ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 18,846(1) | I | by 401(k) plan |
Common Stock | 8 | I | by Son |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Option (Right to Buy) | (2) | 03/23/2016 | Common Stock | 14,000 | $56.63 | D | |
Non-Qualified Stock Option (Right to Buy) | (3) | 03/28/2017 | Common Stock | 26,000 | $74.08 | D | |
Non-Qualified Stock Option (Right to Buy) | (4) | 03/26/2018 | Common Stock | 23,000 | $84.96 | D | |
Non-Qualified Stock Option (Right to Buy) | (5) | 03/25/2019 | Common Stock | 36,000 | $69.7 | D | |
Non-Qualified Stock Option (Right to Buy) | (6) | 01/27/2020 | Common Stock | 38,000 | $73.7 | D | |
Non-Qualified Stock Option (Right to Buy) | (7) | 01/26/2021 | Common Stock | 38,000 | $94.64 | D | |
Non-Qualified Stock Option (Right to Buy) | (8) | 01/25/2022 | Common Stock | 37,000 | $107.73 | D | |
Non-Qualified Stock Option (Right to Buy) | (9) | 01/30/2023 | Common Stock | 54,000 | $116.45 | D | |
Phantom Stock Units | (10) | (10) | Common Stock | 1,576 | (10) | I | Excess Benefit Plan |
Phantom Stock Units | (11) | (11) | Common Stock | 4,000 | (11) | D | |
Phantom Stock Units | (12) | (12) | Common Stock | 6,825 | (12) | D |
Explanation of Responses: |
1. As of January 3, 2014, this number represents the reporting person's shares of Chevron Corporation common stock under the Chevron Employee Savings Investment Plan, a 401(k) plan. |
2. Option granted 3/23/2006. One-third of the shares subject to the option vested on each of the first, second and third anniversaries of the date of grant. |
3. Option granted 3/28/2007. One-third of the shares subject to the option vested on each of the first, second and third anniversaries of the date of grant. |
4. Option granted 3/26/2008. One-third of the shares subject to the option vested on each of the first, second and third anniversaries of the date of grant. |
5. Option granted 3/25/2009. One-third of the shares subject to the option vested on each of the first, second and third anniversaries of the date of grant. |
6. Option granted 1/27/2010. One-third of the shares subject to the option vested on each of the first, second and third anniversaries of the date of grant. |
7. Option granted 1/26/2011. One-third of the shares subject to the option vested on each of the first and second anniversaries of the date of grant. The balance of the shares vests on the third anniversary of the date of grant. |
8. Option granted 1/25/2012. One-third of the shares subject to the option vested on the first anniversary of the date of grant. The balance of the shares vests each of the second and third anniversaries of the date of grant. |
9. Option granted 1/30/2013. One-third of the shares subject to the option vest on each of the first, second and third anniversaries of the date of grant. |
10. Each phantom stock unit is the economic equivalent of one share of Chevron Corporation common stock. The phantom stock units, which are issued under the Chevron ESIP-RP, are payable in cash upon the reporting person's retirement or other termination of service. |
11. Each phantom stock unit is the economic equivalent of one share of Chevron Corporation common stock. The phantom stock units were issued under the Chevron LTIP and vest on January 26, 2014 and are payable in cash. |
12. Each phantom stock unit is the economic equivalent of one share of Chevron Corporation common stock. The phantom stock units were issued under the Chevron LTIP and vest on December 31, 2014 and are payable in cash. |
Christopher A. Butner on behalf of Joseph C. Geagea | 01/08/2014 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |