0000929162-11-000005.txt : 20110527 0000929162-11-000005.hdr.sgml : 20110527 20110527113541 ACCESSION NUMBER: 0000929162-11-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110525 FILED AS OF DATE: 20110527 DATE AS OF CHANGE: 20110527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENEVE HOLDINGS INC CENTRAL INDEX KEY: 0000929162 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32244 FILM NUMBER: 11876764 BUSINESS ADDRESS: STREET 1: 96 CUMMINGS POINT RD CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 2033588000 MAIL ADDRESS: STREET 2: 96 CUMMINGS POINT RD CITY: STAMFORD STATE: CT ZIP: 06902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INDEPENDENCE HOLDING CO CENTRAL INDEX KEY: 0000701869 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 581407235 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 96 CUMMINGS POINT RD CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 2033588000 MAIL ADDRESS: STREET 1: 96 CUMMINGS POINT ROAD CITY: STAMFORD STATE: CT ZIP: 06902 FORMER COMPANY: FORMER CONFORMED NAME: STAMFORD CAPITAL GROUP INC DATE OF NAME CHANGE: 19910925 FORMER COMPANY: FORMER CONFORMED NAME: INDEPENDENCE HOLDING CO/ DATE OF NAME CHANGE: 19871115 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2011-05-25 0 0000701869 INDEPENDENCE HOLDING CO IHC 0000929162 GENEVE HOLDINGS INC 96 CUMMINGS POINT RD STAMFORD CT 06902 0 0 1 0 Common Stock 2011-05-25 4 P 0 2061 10.34 A 8192217 I See footnote Common Stock 2011-05-25 4 P 0 500 10.33 A 8192717 I See footnote Common Stock 2011-05-26 4 P 0 400 10.32 A 8193117 I See footnote Common Stock 2011-05-26 4 P 0 773 10.37 A 8193890 I See footnote Common Stock 2011-05-26 4 P 0 200 10.38 A 8194090 I See footnote Common Stock 2011-05-26 4 P 0 3100 10.39 A 8197190 I See footnote The Reporting Person is the designated filer for its subsidiary companies listed on Appendix A which constitutes a group for purposes of Section 13(d) of the Exchange Act. The Reporting Person and each of the companies listed on Appendix A independently manage their respective investment portfolios. Appendix A Joint Filer Information Name of Joint Filer No. of Shares Owned Directly SMH Associates Corp. 3,231,243 SIC Securities Corp. 3,165,947 Argent Investors Management Corporation 1,800,000 Total 8,197,190 The address of the joint filers is 96 Cummings Point Road, Stamford, CT 06902 Geneve Holdings, Inc., By: H. William Smith, Secretary 2011-05-27