EX-99.2 4 dex992.htm EXHIBIT 99.2 Exhibit 99.2

Exhibit 99.2

REQUEST FOR WAIVER

CAPITAL ONE FINANCIAL CORPORATION

DIVIDEND REINVESTMENT AND STOCK PURCHASE PLAN

 

To:    Treasurer      
   Capital One Financial Corporation      
   1680 Capital One Drive    Telephone:    (703) 720-1000
   McLean, VA 22102    Fax Number:    (703) 720-1079

This form is to be used by Participants in the Capital One Financial Corporation Dividend Reinvestment and Stock Purchase Plan (the “Plan”) who are requesting authorization from Capital One Financial Corporation (the “Company”) to make optional cash investments under the Plan in excess of the permitted $10,000 monthly maximum.

A new form must be completed each time the Participant wishes to make an optional cash investment in excess of the $10,000 monthly maximum. The Company will not accept this form unless it is completed in its entirety.

The Participant submitting this form hereby certifies that (i) the information contained herein is true and correct as of the date of this form; (ii) the Participant has received a current copy of the Prospectus relating to the Plan; and (iii) the Participant will submit a copy of this Request for Waiver (approved by the Company) with payment for the approved optional cash investment amount to Computershare Trust Company, N.A., the Plan Administrator. If required, the Participant must also submit, at this time, an Enrollment Form to the Plan Administrator.

GOOD FUNDS ON ALL ACCEPTED REQUESTS FOR WAIVER MUST BE RECEIVED BY THE PLAN ADMINISTRATOR BEFORE THE CLOSE OF BUSINESS ON THE TRADING DAY PRIOR TO THE BEGINNING OF THE RELEVANT PRICING PERIOD IN ORDER FOR SUCH FUNDS TO BE INVESTED ON THE RELEVANT INVESTMENT DATE(S).

 

 

•  

REQUEST FOR WAIVER-TO BE COMPLETED BY WAIVER APPLICANT

 

$                                                                                                                          

 

Aggregate Optional Cash Investment Requested      

Print name as it appears on share certificate

(or name of beneficial owner)

Pricing Period begins:                                                                                      

 

        Tax ID Number(s)       Date
Pricing Period ends:                                                                                                 

 

Investment Dates will be (check one):

      

 

 

        Address      
¨  Each Trading Day during the Pricing Period
        (Purchase Price will be the average of the high and low
          sales prices on the NYSE on each Investment Date), OR		      

 

      City    State    Zip

 

¨  The last Trading Day of the Pricing Period
        (Purchase Price will be the average daily high and low
          sales prices on the NYSE for each Trading Day during
          the Pricing Period).

      

 

 

      Phone       Fax
           
           

 

Participant’s Signature(s):  

  

 

      

 

                                                 

        Date:                     

Manner of Payment: Check               Wire              

(1) Payment by other than Wire or Check requires approval of Capital One Financial Corporation

 

 

•  

ACCEPTANCE SECTION-TO BE COMPLETED BY CAPITAL ONE FINANCIAL CORPORATION

 

$                                                                                                             

 

Aggregate Optional Cash Investment Approved      Approved By (Signature)

 

     

 

Form of Payment Approved      Name    Title
$                                                                                                             

 

Applicable Threshold Price      Applicable Waiver Discount