SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
SOKOLOW LEONARD J

(Last) (First) (Middle)
C/O SQL TECHNOLOGIES CORP.
11030 JONES BRIDGE ROAD, SUITE 206

(Street)
JOHNS CREEK GA 30022

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/09/2022
3. Issuer Name and Ticker or Trading Symbol
SQL Technologies Corp. [ SKYX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, no par value 309,667 D
Common Stock, no par value 3,600 I By Newbridge Securities Corporation(1)
Common Stock, no par value 231,624 I By Bridge Line Ventures(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) 11/15/2015 11/15/2025 Common Stock, no par value 150,000 $0.6 D
Stock Option (right to buy) 06/30/2017 04/19/2027 Common Stock, no par value 150,000 $3 D
Stock Option (right to buy) 12/31/2017 04/19/2027 Common Stock, no par value 150,000 $4 D
Stock Option (right to buy) 01/01/2018 01/01/2023 Common Stock, no par value 100,000 $3 D
Stock Option (right to buy) 01/01/2019 01/01/2024 Common Stock, no par value 100,000 $3 D
Stock Option (right to buy) 01/01/2020 01/01/2025 Common Stock, no par value 100,000 $12 D
Stock Option (right to buy) 12/31/2020 12/31/2025 Common Stock, no par value 100,000 $12 D
Stock Option (right to buy) 12/31/2021 12/31/2026 Common Stock, no par value 100,000 $12 D
Warrant (right to buy) (3) 12/31/2023 Common Stock, no par value 4,469 $12 D
Warrant (right to buy) (3) 10/26/2024 Common Stock, no par value 1,088 $12 D
Warrant (right to buy) (3) 11/29/2024 Common Stock, no par value 3,375 $12 D
Warrant (right to buy) (3) 12/22/2024 Common Stock, no par value 19,827 $12 D
Warrant (right to buy) (3) 12/31/2023 Common Stock, no par value 5,674 $12 I By Newbridge Securities Corporation(1)
Warrant (right to buy) (3) 10/26/2024 Common Stock, no par value 725 $12 I By Newbridge Securities Corporation(1)
Warrant (right to buy) (3) 11/29/2024 Common Stock, no par value 2,250 $12 I By Newbridge Securities Corporation(1)
Warrant (right to buy) (3) 12/22/2024 Common Stock, no par value 13,216 $12 I By Newbridge Securities Corporation(1)
Warrant (right to buy) (3) 06/30/2024 Common Stock, no par value 214,957 $12 I By Bridge Line Ventures(2)
Warrant (right to buy) (3) 08/31/2024 Common Stock, no par value 16,667 $12 I By Bridge Line Ventures(2)
Explanation of Responses:
1. These securities are owned by Newbridge Securities Corporation. The reporting person is the Chief Executive Officer and President of Newbridge Financial, Inc. and Chairman of Newbridge Securities Corporation, its broker dealer subsidiary.
2. These securities are owned by Bridge Line Ventures, LLC Series ST-1 ("Bridge Line Ventures"). The reporting person is the Chief Executive Officer and President of Bridge Line Advisors, LLC, the manager of Bridge Line Ventures.
3. Exercisable at any time on or prior to the expiration date at the holder's discretion at the initial exercise price of $12.00, subject to adjustment provisions (including certain anti-dilution provisions).
/s/ Leonard J. Sokolow 02/09/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.