0000921895-11-001062.txt : 20110517 0000921895-11-001062.hdr.sgml : 20110517 20110517200425 ACCESSION NUMBER: 0000921895-11-001062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110509 FILED AS OF DATE: 20110517 DATE AS OF CHANGE: 20110517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCNIEL JAMES P CENTRAL INDEX KEY: 0001144382 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23970 FILM NUMBER: 11853196 MAIL ADDRESS: STREET 1: 500 NYALA FARM ROAD CITY: WESTPORT STATE: CT ZIP: 06880 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FALCONSTOR SOFTWARE INC CENTRAL INDEX KEY: 0000922521 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770216135 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 BAYLIS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 631 777 5188 MAIL ADDRESS: STREET 1: 125 BAYLIS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK PERIPHERALS INC DATE OF NAME CHANGE: 19940502 4 1 form404637006_05172011.xml X0303 4 2011-05-09 0 0000922521 FALCONSTOR SOFTWARE INC FALC 0001144382 MCNIEL JAMES P C/O FALCONSTOR SOFTWARE, INC. 2 HUNTINGTON QUADRANGLE MELVILLE NY 11747 1 1 0 0 President and CEO Stock Option (right to buy) 3.22 2011-05-09 4 A 0 1220000 0 A 2021-01-11 Common Stock 1220000 1220000 D The options were granted under a Stand-Alone Stock Option Agreement, dated as of January 11, 2011, which was approved by the Company's stockholders on May 9, 2011. The options will become exercisable as follows: 402,600 on January 11, 2012; 402,600 on January 11, 2013; and 414,800 on January 1, 2014. /s/ Seth Horowitz - Attorney-in-fact 2011-05-17