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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
 
Date of Report (Date of earliest event reported) March 20, 2023
 
 
 
CYCLO THERAPEUTICS, INC.
(Exact name of registrant as specified in charter)
 
Nevada   000-25466   59-3029743
(State or other Jurisdiction of Incorporation or Organization)   (Commission File Number)    (IRS Employer Identification No.)
 
                           
 
 
 
  6714 NW 16th Street, Suite B, Gainesville, Florida                   32653  
 
(Address of Principal Executive Offices)                            (zip code)
 
 
386-418-8060
(Registrant’s telephone
number, including area code)
 
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of registrant under any of the following provisions:
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
Soliciting material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR 240.14a-12(b))
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, par value $.0001 per share
CYTH
The Nasdaq Stock Market LLC
Warrants to purchase Common Stock
CYTHW
The Nasdaq Stock Market LLC
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

                                                                                          Emerging growth company
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
 
 

 
 
Item 8.01 Other Events.
 
On March 20, 2023, Cyclo Therapeutics, Inc. (the “Company”) announced that it was in preliminary discussions with a number of potential strategic parties, including with respect to a business combination that could provide the Company with substantial capital. However, the consummation of any such transaction would be subject to the negotiation and execution of definitive agreements containing customary conditions to closing. In addition, proceeding with the potential business combination would require that certain security instruments of the Company be amended to eliminate the Company’s obligation to make a cash payment to the holders of such securities upon the consummation of a change in control transaction. There can be no assurance that any such transaction will be consummated.
 
Item 9.01 Financial Statements and Exhibits.
 
(d)
Exhibits.
 
104
Cover Page Interactive Data File (embedded within the Inline XBRL document)
 
 
 

 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
Cyclo Therapeutics, Inc.
 
Date: March 20, 2023
 
By: /s/ N. Scott Fine
N. Scott Fine
Chief Executive Officer