-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FDisnyGwZOvrV86udZfHRofiklSQ3RoIkw2ypPvIO4KIdzN9vLPIvEqPmQdIJh/H oYzw2TLxdRtYB0AdpXp18w== 0001140361-10-033541.txt : 20100816 0001140361-10-033541.hdr.sgml : 20100816 20100816105539 ACCESSION NUMBER: 0001140361-10-033541 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100816 DATE AS OF CHANGE: 20100816 EFFECTIVENESS DATE: 20100816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICAHN CARL C CENTRAL INDEX KEY: 0000921669 IRS NUMBER: 000000000 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04333 FILM NUMBER: 101017693 BUSINESS ADDRESS: STREET 1: C/O ICAHN ASSOCIATES CORP. STREET 2: 767 FIFTH AVE., SUITE 4700 CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 212-702-4300 MAIL ADDRESS: STREET 1: C/O ICAHN ASSOCIATES CORP. STREET 2: 767 FIFTH AVE., SUITE 4700 CITY: NEW YORK STATE: NY ZIP: 10153 FORMER COMPANY: FORMER CONFORMED NAME: ICAHN CARL C ET AL DATE OF NAME CHANGE: 19950612 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/2010 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CARL C. ICAHN, INDIVIDUAL Address: C/O ICAHN ASSOCIATES CORP. 767 FIFTH AVENUE, SUITE 4700 NEW YORK, NEW YORK 10153 Form 13F File Number: 028-04333 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: EDWARD E. MATTNER Title: ATTORNEY-IN-FACT Phone: 212-702-4300 Signature, Place, and Date of Signing: /s/ EDWARD E. MATTNER NEW YORK, NEW YORK 8/16/2010 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 10 Form 13F Information Table Entry Total: 21 Form 13F Information Table Value Total: $ 4,680,473 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 028-04690 HIGH RIVER LIMITED PARTNERSHIP - ---- -------------------- ---------------------------------------------------- 02 028-11143 ICAHN MANAGEMENT L.P. - ---- -------------------- ---------------------------------------------------- 03 028-12621 CCI ONSHORE LLC - ---- -------------------- ---------------------------------------------------- 04 028-04970 HIGH COAST LIMITED PARTNERSHIP - ---- -------------------- ---------------------------------------------------- 05 028-04460 HIGHCREST INVESTORS CORP. - ---- -------------------- ---------------------------------------------------- 06 028-11469 GASCON PARTNERS - ---- -------------------- ---------------------------------------------------- 07 028-13260 IEH FM HOLDINGS LLC - ---- -------------------- ---------------------------------------------------- 08 028-13170 THORNWOOD ASSOCIATES LIMITED PARTNERSHIP - ---- -------------------- ---------------------------------------------------- 09 028-02662 BARBERRY CORP. - ---- -------------------- ---------------------------------------------------- 10 028-13957 IEH ARI HOLDINGS LLC - ---- -------------------- ---------------------------------------------------- *** Confidential treatment has been requested for certain accounts of securities reported by this Institutional Investment Manager pursuant to Rule 24b-2 under the Securities Exchange Act of 1934, as amended, and this information has been filed separately with the Commission. This table may also include positions held by public companies controlled by Mr. Icahn. While Mr. Icahn may be deemed to have "investment discretion" over such positions pursuant to Section 13(f) of the Securities Exchange Act of 1934 and Rule 13f-1, Mr. Icahn expressly disclaims having such "investment discretion" over such positions for any other purposes.
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- --------------- --------- --------- ------------------- ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- --------------- --------- --------- ---------- --- ---- ---------- -------- ---- ---------- ---- AMERICAN RAILCAR INDS INC COM 02916P103 139,695 11,564,145 SH DEFINED 10 0 11,564,145 0 BIOGEN IDEC INC COM 09062X103 152,554 3,215,051 SH DEFINED 1 0 3,215,051 0 ENZON PHARMACEUTICALS INC COM 293904108 7,500 704,214 SH DEFINED 1 0 704,214 0 FEDERAL MOGUL CORP COM 313549404 979,650 75,241,924 SH DEFINED 7 0 75,241,924 0 GENZYME CORP COM 372917104 133,017 2,620,000 SH DEFINED 1 0 2,620,000 0 HAIN CELESTIAL GROUP INC COM 405217100 14,626 725,118 SH DEFINED 1 0 725,118 0 ICAHN ENTERPRISES LP DEPOSITRY UNIT 451100101 91,443 2,474,786 SH DEFINED 9 0 2,474,786 0 ICAHN ENTERPRISES LP DEPOSITRY UNIT 451100101 1,517,179 41,060,337 SH DEFINED 4 0 41,060,337 0 ICAHN ENTERPRISES LP DEPOSITRY UNIT 451100101 142,863 3,866,379 SH DEFINED 5 0 3,866,379 0 ICAHN ENTERPRISES LP DEPOSITRY UNIT 451100101 439,416 11,892,167 SH DEFINED 6 0 11,892,167 0 ICAHN ENTERPRISES LP DEPOSITRY UNIT 451100101 129,898 3,515,515 SH DEFINED 3 0 3,515,515 0 ICAHN ENTERPRISES LP DEPOSITRY UNIT 451100101 126,016 3,410,441 SH DEFINED 2 0 3,410,441 0 ICAHN ENTERPRISES LP DEPOSITRY UNIT 451100101 158,371 4,286,087 SH DEFINED 8 0 4,286,087 0 ICAHN ENTERPRISES LP DEPOSITRY UNIT 451100101 253,641 6,864,448 SH DEFINED 0 6,864,448 0 LAWSON SOFTWARE INC NEW COM 52078P102 13,885 1,902,080 SH DEFINED 1 0 1,902,080 0 LIONS GATE ENTMT CORP COM NEW 535919203 55,845 8,000,674 SH DEFINED 1 0 8,000,674 0 LIONS GATE ENTMT CORP NOTE 2.938%10/1 535919AF1 225 230,800 PRN DEFINED 1 0 230,800 0 LIONS GATE ENTMT CORP FRNT 3.625% 3/1 535919AG9 82 85,800 PRN DEFINED 1 0 85,800 0 MENTOR GRAPHICS CORP COM 587200106 13,751 1,553,764 SH DEFINED 1 0 1,553,764 0 MOTOROLA INC COM 620076109 289,595 44,416,413 SH DEFINED 1 0 44,416,413 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 21,221 2,357,844 SH DEFINED 1 0 2,357,844 0
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