0000919497-12-000005.txt : 20120411 0000919497-12-000005.hdr.sgml : 20120411 20120411121119 ACCESSION NUMBER: 0000919497-12-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120411 DATE AS OF CHANGE: 20120411 EFFECTIVENESS DATE: 20120411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MIDDLETON & CO INC/MA CENTRAL INDEX KEY: 0000919497 IRS NUMBER: 042941854 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04180 FILM NUMBER: 12753648 BUSINESS ADDRESS: STREET 1: 600 ATLANTIC AVENUE, T-18 CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 6173575101 MAIL ADDRESS: STREET 1: 600 ATLANTIC AVENUE, T-18 CITY: BOSTON STATE: MA ZIP: 02210 13F-HR 1 form13f-3-31-2012.txt 3-31-2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check Here if Amendment [ ] Amendment Number: -------- This Amendment (check only one): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Middleton & Company, Inc. Address: 600 Atlantic Avenue, 18th Floor Boston, MA 02210 Form 13F File Number: 28-04180 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person signing this report on behalf of reporting manager: Name: Maria McCormack Title: Chief Compliance Officer Phone: 617 357-5101 Signature, Place, and Date of Signing: Maria McCormack Boston, MA 02210 April 12, 2012 ---------------- ----------------- --------------- [Signature] City, State] [Date] Report Type: [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) I am signing this report as required by the Securities Exchange Act of 1934. < PAGE > FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 ----------- FORM 13F INFORMATION TABLE ENTRY TOTAL: 184 ------------- FORM 13F INFORMATION TABLE VALUE TOTAL: $320,233 ------------- (in thousands) LIST OF OTHER INCLUDED MANAGERS: None. FORM 13F INFORMATION TABLE
VALUE SHARES/ SH /PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE ---------------------------- --------------- --------- ------- ------- --- ---- ------- ---- ------- ---- ----- 3M COMPANY COM 88579Y101 471 5275 SH SOLE 5275 0 0 A T & T INC COM 00206R102 1224 39187 SH SOLE 39187 0 0 A T & T INC COM 00206R102 28 900 SH OTHER 0 0 900 ABBOTT LABORATORIES COM 002824100 1670 27241 SH SOLE 27241 0 0 ABBOTT LABORATORIES COM 002824100 9 150 SH OTHER 0 0 150 AIR PRODS & CHEMS INC COM 009158106 2351 25611 SH SOLE 25611 0 0 AIR PRODS & CHEMS INC COM 009158106 20 220 SH OTHER 0 0 220 AMAZON INC COM 023135106 4490 22172 SH SOLE 22172 0 0 AMAZON INC COM 023135106 2 10 SH OTHER 0 0 10 AMERICAN EXPRESS CO COM 025816109 6662 115140 SH SOLE 115140 0 0 AMERICAN EXPRESS CO COM 025816109 3 45 SH OTHER 0 0 45 AMERICAN TOWER CORP NEW COM 03027X100 587 9320 SH SOLE 9320 0 0 APACHE CORP COM 037411105 3835 38178 SH SOLE 38178 0 0 APACHE CORP COM 037411105 2 20 SH OTHER 0 0 20 APPLE COMPUTER COM 037833100 12630 21065 SH SOLE 21065 0 0 APPLE COMPUTER COM 037833100 3 5 SH OTHER 0 0 5 ASTEX PHARMACEUTICALS INC COM 04624B103 84 45000 SH SOLE 45000 0 0 AUTODESK INC COM 052769106 4198 99198 SH SOLE 99198 0 0 AUTODESK INC COM 052769106 2 45 SH OTHER 0 0 45 AUTOMATIC DATA PROCESSING INC COM 053015103 210 3798 SH SOLE 3798 0 0 BECTON DICKINSON & CO COM 075887109 210 2702 SH SOLE 2702 0 0 BERKSHIRE HATHAWAY INC CL A 084670108 366 3 SH SOLE 3 0 0 BHP BILLITON LTD COM 088606108 1202 16601 SH SOLE 16601 0 0 BORG WARNER INC COM 099724106 4655 55195 SH SOLE 55195 0 0 BORG WARNER INC COM 099724106 2 20 SH OTHER 0 0 20 BOSTON PRIVATE FINL HLDGS INC COM 101119105 159 16025 SH SOLE 16025 0 0 C H ROBINSON WORLDWIDE INC COM 12541W209 1835 28022 SH SOLE 28022 0 0 C H ROBINSON WORLDWIDE INC COM 12541W209 13 200 SH OTHER 0 0 200 C R BARD INC COM 067383109 1006 10195 SH SOLE 10195 0 0 CATERPILLAR INC COM 149123101 6697 62867 SH SOLE 62867 0 0 CERNER CORP COM 156782104 4525 59419 SH SOLE 59419 0 0 CERNER CORP COM 156782104 3 45 SH OTHER 0 0 45 CHEVRON CORP COM 166764100 8137 75900 SH SOLE 75900 0 0 CHEVRON CORP COM 166764100 13 120 SH OTHER 0 0 120 CHICAGO BRIDGE & IRON CO N Y REGISTRY SH 167250109 612 14180 SH SOLE 14180 0 0 COCA COLA CO COM 191216100 957 12932 SH SOLE 12932 0 0 COLGATE PALMOLIVE CO COM 194162103 620 6336 SH SOLE 6336 0 0 CORE LABORATORIES N V COM N22717107 2921 22204 SH SOLE 22204 0 0 CORE LABORATORIES N V COM N22717107 3 20 SH OTHER 0 0 20 COSTCO WHSL CORP COM 22160K105 3208 35329 SH SOLE 35329 0 0 CVS CAREMARK CORP COM 126650100 602 13440 SH SOLE 13440 0 0 DANAHER CORP COM 235851102 9707 173338 SH SOLE 173338 0 0 DANAHER CORP COM 235851102 25 450 SH OTHER 0 0 450 DARDEN RESTAURANTS COM 237194105 3988 77955 SH SOLE 77955 0 0 DARDEN RESTAURANTS COM 237194105 18 345 SH OTHER 0 0 345 DEERE & CO COM 244199105 424 5245 SH SOLE 5245 0 0 DENTSPLY INTL INC COM 249030107 1283 31975 SH SOLE 31975 0 0 DENTSPLY INTL INC COM 249030107 16 400 SH OTHER 0 0 400 DEVON ENERGY CORP COM 25179M103 636 8944 SH SOLE 8944 0 0 DOMINION RESOURCES INC COM 25746U109 399 7800 SH SOLE 7800 0 0 DOVER CORP COM 260003108 231 3666 SH SOLE 3666 0 0 DUKE ENERGY CORP COM 26441C105 367 17482 SH SOLE 17482 0 0 DUPONT E I DE NEMOURS & CO COM 263534109 247 4678 SH SOLE 4678 0 0 E M C CORP COM 268648102 242 8110 SH SOLE 8110 0 0 EATON VANCE COM NON VTG 278265103 243 8500 SH SOLE 8500 0 0 EMERSON ELEC CO COM 291011104 254 4869 SH SOLE 4869 0 0 ENTERPRISE PRODS PARTNERS COM 293792107 452 8955 SH SOLE 8955 0 0 EXPRESS SCRIPTS INC COM 302182100 5993 110607 SH SOLE 110607 0 0 EXPRESS SCRIPTS INC COM 302182100 3 50 SH OTHER 0 0 50 EXXON MOBIL CORP COM 30231G102 14780 170416 SH SOLE 170416 0 0 FACTSET RESH SYS INC COM 303075105 1560 15751 SH SOLE 15751 0 0 FACTSET RESH SYS INC COM 303075105 15 150 SH OTHER 0 0 150 FIRST REP BK SAN FRANCISCO COM 33616C100 3881 117810 SH SOLE 117810 0 0 FIRST REP BK SAN FRANCISCO COM 33616C100 2 55 SH OTHER 0 0 55 FREEPORT MCMORAN COPPER&GOLD COM 35671D857 2577 67734 SH SOLE 67734 0 0 FREEPORT MCMORAN COPPER&GOLD COM 35671D857 1 35 SH OTHER 0 0 35 FRESH MKT INC COM 35804H106 204 4255 SH SOLE 4255 0 0 GENERAL ELECTRIC CO COM 369604103 7820 389656 SH SOLE 389656 0 0 GENERAL ELECTRIC CO COM 369604103 65 3235 SH OTHER 0 0 3235 GOOGLE INC CL A 38259P508 6689 10432 SH SOLE 10432 0 0 GOOGLE INC CL A 38259P508 26 40 SH OTHER 0 0 40 HEXCEL CORP NEW COM 428291108 313 13050 SH SOLE 13050 0 0 HOME DEPOT COM 437076102 322 6395 SH SOLE 6395 0 0 HONEYWELL INTL COM 438516106 671 10990 SH SOLE 10990 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2198 10536 SH SOLE 10536 0 0 IHS INC CL A 451734107 5520 58943 SH SOLE 58943 0 0 IHS INC CL A 451734107 2 25 SH OTHER 0 0 25 ILLUMINA INC COM 452327109 441 8375 SH SOLE 8375 0 0 INFORMATICA CORP COM 45666Q102 3326 62870 SH SOLE 62870 0 0 INFORMATICA CORP COM 45666Q102 6 120 SH OTHER 0 0 120 INTEL CORP COM 458140100 1111 39511 SH SOLE 39511 0 0 INTEL CORP COM 458140100 31 1100 SH OTHER 0 0 1100 INTERPUBLIC GROUP COS COM 460690100 250 21900 SH SOLE 21900 0 0 INTUIT INC COM 461202103 6366 105826 SH SOLE 105826 0 0 INTUIT INC COM 461202103 2 40 SH OTHER 0 0 40 ISHARES TR FTSE CHINA 25 INDEX FD 464287184 3748 102234 SH SOLE 102234 0 0 ISHARES TR FTSE CHINA 25 INDEX FD 464287184 22 600 SH OTHER 0 0 600 ISHARES INC MSCI CDA INDEX 464286509 219 7710 SH SOLE 7710 0 0 ISHARES INC MSCI GERMAN 464286806 3717 159686 SH SOLE 159686 0 0 ISHARES INC MSCI GERMAN 464286806 2 100 SH OTHER 0 0 100 ISHARES INC MSCI S KOREA 464286772 2503 42040 SH SOLE 42040 0 0 ISHARES INC MSCI S KOREA 464286772 3 45 SH OTHER 0 0 45 ISHARES TR MSCI EMG MKT 464287234 9779 227713 SH SOLE 227713 0 0 ISHARES TR MSCI EAFE INDEX 464287465 3186 58045 SH SOLE 58045 0 0 ISHARES TR RUSSELL 2000 464287655 330 3980 SH SOLE 3980 0 0 ISHARES TR RUSSELL MIDCAP 464287499 335 3025 SH SOLE 3025 0 0 ISHARES TR RUSSELL1000GRW 464287614 394 5970 SH SOLE 5970 0 0 ISHARES TR RUSSELL1000VAL 464287598 200 2850 SH SOLE 2850 0 0 ISHARES TR S&P LTN AM 40 464287390 3362 70590 SH SOLE 70590 0 0 ISHARES TR S&P LTN AM 40 464287390 2 50 SH OTHER 0 0 50 ISHARES TR S&P MIDCAP 400 464287507 5926 59730 SH SOLE 59730 0 0 ISHARES TR S&P SMLCAP 600 464287804 3874 50765 SH SOLE 50765 0 0 JOHNSON & JOHNSON COM 478160104 2193 33240 SH SOLE 33240 0 0 JP MORGAN CHASE & CO COM 46625H100 6064 131881 SH SOLE 131881 0 0 JP MORGAN CHASE & CO COM 46625H100 21 460 SH OTHER 0 0 460 KINDER MORGAN INC DEL COM 49456B101 1497 38735 SH SOLE 38735 0 0 KINDER MORGAN INC DEL COM 49456B101 54 1400 SH OTHER 0 0 1400 MARATHON OIL CORP COM 565849106 2387 75294 SH SOLE 75294 0 0 MARATHON OIL CORP COM 565849106 1 45 SH OTHER 0 0 45 MEDTRONIC INC COM 585055106 386 9858 SH SOLE 9858 0 0 MERCK & CO INC COM 58933Y105 204 5302 SH SOLE 5302 0 0 METLIFE INC COM 59156R108 4013 107455 SH SOLE 107455 0 0 METLIFE INC COM 59156R108 13 350 SH OTHER 0 0 350 MICROSOFT CORP COM 594918104 869 26945 SH SOLE 26945 0 0 MICROSOFT CORP COM 594918104 26 800 SH OTHER 0 0 800 NATIONAL OILWELL VARCO INC COM 637071101 210 2645 SH SOLE 2645 0 0 NETAPP INC COM 64110D104 3376 75413 SH SOLE 75413 0 0 NETAPP INC COM 64110D104 2 40 SH OTHER 0 0 40 NEXTERA ENERGY INC COM 65339F101 244 4000 SH SOLE 4000 0 0 NIKE INC CL B 654106103 5968 55037 SH SOLE 55037 0 0 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 887 23676 SH SOLE 23676 0 0 NORDSTROM INC COM 655664100 362 6500 SH SOLE 6500 0 0 NORTHERN TR CORP COM 665859104 455 9581 SH SOLE 9581 0 0 NORTHERN TR CORP COM 665859104 14 300 SH OTHER 0 0 300 OMNICOM GROUP INC COM 681919106 201 3965 SH SOLE 3965 0 0 ORACLE SYSTEMS COM 68389X105 237 8137 SH SOLE 8137 0 0 PAYCHEX INC COM 704326107 477 15407 SH SOLE 15407 0 0 PAYCHEX INC COM 704326107 12 400 SH OTHER 0 0 400 PEPSICO INC COM 713448108 6459 97346 SH SOLE 97346 0 0 PEPSICO INC COM 713448108 27 400 SH OTHER 0 0 400 PFIZER INC COM 717081103 248 10940 SH SOLE 10940 0 0 PLUM CREEK TIMBER CO INC COM 729251108 887 21334 SH SOLE 21334 0 0 PNC FINL SVCS GROUP INC COM 693475105 5239 81244 SH SOLE 81244 0 0 PRAXAIR INC COM 74005P104 2597 22650 SH SOLE 22650 0 0 PRICE T ROWE GROUP INC COM 74144T108 896 13720 SH SOLE 13720 0 0 PROCTER & GAMBLE CO COM 742718109 2821 41968 SH SOLE 41968 0 0 QUALCOMM INC COM 747525103 837 12298 SH SOLE 12298 0 0 ROCKWELL AUTOMATION INC COM 773903109 213 2675 SH SOLE 2675 0 0 ROPER INDS INC NEW COM 776696106 4118 41529 SH SOLE 41529 0 0 ROPER INDS INC NEW COM 776696106 2 20 SH OTHER 0 0 20 ROYAL DUTCH SHELL PLC SPONS ADR 780259206 1243 17729 SH SOLE 17729 0 0 ROYAL DUTCH SHELL PLC SPONS ADR 780259206 39 550 SH OTHER 0 0 550 SCHLUMBERGER LTD COM 806857108 4700 67215 SH SOLE 67215 0 0 SCHLUMBERGER LTD COM 806857108 3 40 SH OTHER 0 0 40 SOUTHERN CO COM 842587107 1266 28170 SH SOLE 28170 0 0 SOUTHERN CO COM 842587107 65 1450 SH OTHER 0 0 1450 SPDR GOLD TRUST GOLD SHS 78463V107 524 3235 SH SOLE 3235 0 0 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 2043 27551 SH SOLE 27551 0 0 SPDR INDEX SHS FDS LATIN AMER ETF 78463X707 2065 26177 SH SOLE 26177 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 325 1800 SH SOLE 1800 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3122 22170 SH SOLE 22170 0 0 SPECTRA ENERGY CORP COM 847560109 273 8650 SH SOLE 8650 0 0 ST JUDE MEDICAL INC COM 790849103 2919 65885 SH SOLE 65885 0 0 ST JUDE MEDICAL INC COM 790849103 2 40 SH OTHER 0 0 40 STANLEY BLACK & DECKER INC COM 854502101 3422 44460 SH SOLE 44460 0 0 STARWOOD HOTELS & RESORTS WRLD COM 85590A401 4032 71470 SH SOLE 71470 0 0 STARWOOD HOTELS & RESORTS WRLD COM 85590A401 2 35 SH OTHER 0 0 35 STATE STREET CORP COM 857477103 735 16163 SH SOLE 16163 0 0 STRYKER CORP COM 863667101 3707 66817 SH SOLE 66817 0 0 STRYKER CORP COM 863667101 2 40 SH OTHER 0 0 40 TARGET CORP COM 87612E106 296 5085 SH SOLE 5085 0 0 TECO ENERGY COM 872375100 200 11400 SH SOLE 11400 0 0 TEXTRON INC COM 883203101 259 9315 SH SOLE 9315 0 0 TORONTO DOMINION BK ONT COM 891160509 314 3700 SH SOLE 3700 0 0 U S BANCORP COM 902973304 511 16135 SH SOLE 16135 0 0 UNION PACIFIC CORP COM 907818108 4314 40138 SH SOLE 40138 0 0 UNION PACIFIC CORP COM 907818108 2 20 SH OTHER 0 0 20 UNITED PARCEL SERVICE INC CL B 911312106 5555 68815 SH SOLE 68815 0 0 UNITED PARCEL SERVICE INC CL B 911312106 15 185 SH OTHER 0 0 185 UNITED TECHNOLOGIES CORP COM 913017109 8606 103758 SH SOLE 103758 0 0 UNITED TECHNOLOGIES CORP COM 913017109 20 245 SH OTHER 0 0 245 VALE S A ADR 91912E105 263 11255 SH SOLE 11255 0 0 VANGUARD INTL EQUITY INDEX MSCI EM MKT ETF 922042858 2809 64620 SH SOLE 64620 0 0 VANGUARD INTL EQUITY INDEX MSCI EM MKT ETF 922042858 3 75 SH OTHER 0 0 75 VERIZON COMMUNICATIONS INC COM 92343V104 750 19629 SH SOLE 19629 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 50 1300 SH OTHER 0 0 1300 VISA INC CL A 92826C839 6673 56550 SH SOLE 56550 0 0 VISA INC CL A 92826C839 19 165 SH OTHER 0 0 165 WEATHERFORD INTERNATIONAL LTD REG SHS H27013103 1007 66761 SH SOLE 66761 0 0 WELLS FARGO & CO COM 949746101 1366 40013 SH SOLE 40013 0 0 WELLS FARGO & CO COM 949746101 17 500 SH OTHER 0 0 500 WISDOMTREE TRUST EMG MKTS SMCAP 97717W281 397 8245 SH SOLE 8245 0 0 YUM BRANDS INC COM 988498101 5243 73654 SH SOLE 73654 0 0 YUM BRANDS INC COM 988498101 2 35 SH OTHER 0 0 35