SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Habiger David C

(Last) (First) (Middle)
C/O SONIC SOLUTIONS, 7250 REDWOOD BLVD.
SUITE 300

(Street)
NOVATO CA 94945

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SONIC SOLUTIONS/CA/ [ SNIC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
02/01/2011
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/01/2011 M 2,605 A $4.82 2,605 I By Trust(1)
Common Stock 02/01/2011 M 6,250 A $1.23 8,855 I By Trust(1)
Common Stock 02/01/2011 M 10,417 A $6.89 19,272 I By Trust(1)
Common Stock 02/01/2011 S(2) 19,272 D $14.55(4) 0 I By Trust(1)
Common Stock 9,000 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $4.82 02/01/2011 M 2,605 (3) 10/28/2019 Common Stock 2,605 $0 85,937 I By Trust(1)
Stock Option (Right to Buy) $6.89 02/01/2011 M 10,417 (6) 06/12/2018 Common Stock 10,417 $0 52,083 I By Trust(1)
Stock Option (Right to Buy) $1.23 02/01/2011 M 6,250 (5) 12/15/2018 Common Stock 6,250 $0 143,750 I By Trust(1)
Explanation of Responses:
1. Shares owned by Sharon M. Habiger Trust dated November 17, 2000, a revocable trust established by David C. Habiger and Sharon M. Habiger, husband and wife. Mr.and Mrs. Habiger are joint tenants and each has power to vote and dispose of any and all securities held by the trust.
2. These shares being sold pursuant to Habiger Trust 10b5-1 plan.
3. The underlying stock option vests monthly over four years commencing on October 28, 2009, and are subject to change of control vesting per standard company policy for executive officers and directors.
4. Average price of multiple open market transactions during the day. Purchase prices for individual transactions ranged from $14.46 to $14.61.
5. The underlying stock option vests monthly over four years commencing on December 15, 2008, and are subject to change of control vesting per standard company policy for executive officers and directors.
6. The underlying stock option vests monthly over three years commencing on June 12, 2008, and are subject to change of control vesting per standard company policy for executive officers and directors.
/s/ David C. Habiger 02/03/2011
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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