0000915325-12-000015.txt : 20121113 0000915325-12-000015.hdr.sgml : 20121112 20121113132132 ACCESSION NUMBER: 0000915325-12-000015 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121113 DATE AS OF CHANGE: 20121113 EFFECTIVENESS DATE: 20121113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BADGLEY PHELPS & BELL INC CENTRAL INDEX KEY: 0000915325 IRS NUMBER: 910789795 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04032 FILM NUMBER: 121197653 BUSINESS ADDRESS: STREET 1: 1420 FIFTH AVE STREET 2: SUITE 3200 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 2066236172 MAIL ADDRESS: STREET 1: 1420 FIFTH AVENUE STREET 2: STE 3200 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 bpb13f-3q12.txt FORM 13F FROM 13F COVER PAGE Report for the calendar year or Quarter Ended: 9/30/2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Badgley Phelps Investment Managers Address: 1420 5th Avenue Suite 3200 Seattle, WA 98101 13F File Number: 28-99999 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of the Reporting Manager: Name: Lisa Guzman Title: Chief Compliance Officer Phone: 206-623-6172 Signature, Place, and Date of Signing: Lisa Guzman Seattle, WA November 13, 2012 Report Type (Check only one.): [X] 13F HOLDINGS. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: 0 I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 156 Form 13F Information Table Value Total: 799427 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- iShares Barclays U.S. TIPS Fun 464287176 1071 8793 SH Sole 4575 4218 iShares Barclays Aggregate Bon 464287226 1208 10744 SH Sole 986 9758 iShares Barclays Interm Govt/C 464288612 2409 21302 SH Sole 12431 8871 Abbott Labs 002824100 366 5341 SH Sole 4005 1336 Accenture Ltd. Cl A g1151c101 7891 112686 SH Sole 82124 30562 Allergan 018490102 6134 66984 SH Sole 48652 18332 Amazon.com 023135106 4708 18513 SH Sole 13063 5450 American Tower 03027x100 8241 115442 SH Sole 81699 33743 Apache 037411105 6460 74711 SH Sole 55342 19369 Apple 037833100 22039 33037 SH Sole 23431 9606 BlackRock 09247x101 6899 38696 SH Sole 28481 10215 Boeing 097023105 6138 88201 SH Sole 63341 24860 Caterpillar 149123101 6104 70944 SH Sole 50607 20337 Cerner 156782104 6273 81058 SH Sole 58601 22457 Cognizant Tech Solutions 192446102 8393 120082 SH Sole 86549 33533 Colgate-Palmolive 194162103 343 3200 SH Sole 1350 1850 Costco Wholesale 22160k105 11898 118791 SH Sole 81360 37431 Ecolab 278865100 8189 126360 SH Sole 86061 40299 EMC 268648102 7499 274977 SH Sole 199607 75370 EOG Resources 26875p101 5268 47011 SH Sole 34482 12529 FedEx 31428x106 3798 44880 SH Sole 32593 12287 Fresenius Medical Care 358029106 6381 86934 SH Sole 62050 24884 Google 38259p508 10509 13928 SH Sole 10051 3877 Honeywell 438516106 4696 78588 SH Sole 56142 22446 IBM 459200101 260 1254 SH Sole 258 996 iShares Russell 1000 Growth In 464287614 732 10979 SH Sole 6752 4227 iShares Russell 1000 Index ETF 464287622 261 3280 SH Sole 1315 1965 LinkedIn 53578a108 4897 40676 SH Sole 29666 11010 Lululemon Athletica 550021109 4189 56658 SH Sole 41026 15632 Marriott International Cl A 571903202 5326 136210 SH Sole 98135 38075 Medtronic 585055106 401 9293 SH Sole 4418 4875 Microsoft 594918104 10409 349758 SH Sole 243376 106382 Oracle 68389x105 5719 181787 SH Sole 126193 55594 PACCAR 693718108 4468 111638 SH Sole 79511 32127 PepsiCo 713448108 8521 120403 SH Sole 83846 36557 Potash Corporation of Saskatch 73755l107 3926 90417 SH Sole 65108 25309 Praxair 74005p104 7675 73888 SH Sole 52430 21458 Priceline.com 741503403 5929 9577 SH Sole 6895 2682 Qualcomm 747525103 11015 176322 SH Sole 127638 48684 Roper Industries Inc 776696106 8809 80160 SH Sole 56743 23417 Schlumberger 806857108 7082 97918 SH Sole 69548 28370 Starbucks 855244109 7062 139261 SH Sole 99213 40048 Stericycle 858912108 5766 63722 SH Sole 45582 18140 Teva Pharmaceutical Industries 881624209 4774 115286 SH Sole 82844 32442 United Technologies 913017109 8356 106726 SH Sole 77245 29481 V.F. Corporation 918204108 5291 33200 SH Sole 24168 9032 VISA Class A 92826c839 5577 41533 SH Sole 29866 11667 YUM! Brands 988498101 7371 111112 SH Sole 79053 32059 Albemarle 012653101 3765 71477 SH Sole 51739 19738 Anheuser-Busch Inbev ADR 03524a108 3279 38167 SH Sole 27459 10708 AT&T 00206r102 5427 143953 SH Sole 104377 39576 Baker Hughes 057224107 3255 71974 SH Sole 52835 19139 Berkshire Hathaway B 084670702 8709 98740 SH Sole 72891 25849 CenturyLink 156700106 8023 198595 SH Sole 147223 51372 Chevron 166764100 7719 66227 SH Sole 45695 20532 Cisco Systems 17275r102 4651 243547 SH Sole 176291 67256 Covidien PLC g2554f113 4613 77634 SH Sole 56601 21033 Discover Financial Services 254709108 9516 239526 SH Sole 174470 65056 eBay 278642103 8915 184309 SH Sole 135526 48783 Emerson Electric 291011104 356 7372 SH Sole 3214 4158 Exxon Mobil 30231g102 5687 62188 SH Sole 43953 18235 Fidelity National Info Service 31620m106 5876 188207 SH Sole 136565 51642 FirstEnergy 337932107 4279 97019 SH Sole 72583 24436 General Electric 369604103 11244 495130 SH Sole 361251 133879 General Mills 370334104 7477 187628 SH Sole 136531 51097 Hess 42809h107 2975 55388 SH Sole 41122 14266 Home Depot 437076102 6540 108330 SH Sole 78891 29439 Intel 458140100 4642 204911 SH Sole 156847 48064 iShares Russell 1000 Value Ind 464287598 727 10078 SH Sole 5928 4150 John Deere 244199105 4963 60180 SH Sole 42148 18032 Johnson & Johnson 478160104 9706 140855 SH Sole 100430 40425 JPMorgan Chase 46625h100 6320 156118 SH Sole 114308 41810 Kraft Foods 50075n104 7582 183353 SH Sole 132769 50584 Marathon Oil 565849106 4173 141120 SH Sole 102653 38467 Marsh & McLennan 571748102 5235 154274 SH Sole 110801 43473 McDonald's 580135101 4810 52425 SH Sole 36956 15469 MetLife 59156r108 4788 138934 SH Sole 103069 35865 National Oilwell Varco 637071101 5892 73554 SH Sole 52974 20580 NextEra Energy 65339f101 6056 86106 SH Sole 62923 23183 Occidental Petroleum 674599105 4286 49801 SH Sole 35938 13863 Pfizer 717081103 8688 349624 SH Sole 254345 95279 Procter & Gamble 742718109 391 5642 SH Sole 3529 2113 Rio Tinto PLC 767204100 2822 60361 SH Sole 44172 16189 Thermo Fisher Scientific 883556102 6192 105253 SH Sole 76398 28855 Time Warner 887317303 6532 144075 SH Sole 106234 37841 U.S. Bancorp 902973304 6853 199801 SH Sole 150891 48910 Union Pacific 907818108 6722 56628 SH Sole 41350 15278 Verizon Communications 92343v104 5686 124786 SH Sole 90453 34333 Watson Pharmaceuticals 942683103 5803 68144 SH Sole 49840 18304 Wells Fargo 949746101 7671 222154 SH Sole 160398 61756 Wisconsin Energy 976657106 4915 130481 SH Sole 95388 35093 iShares Core S&P Mid-Cap ETF 464287507 25736 260805 SH Sole 163536 97269 iShares Russell 2000 Fund ETF 464287655 2645 31695 SH Sole 31695 iShares Russell Midcap Growth 464287481 634 10205 SH Sole 10205 iShares Russell Midcap Index 464287499 3205 28940 SH Sole 28030 910 iShares Russell Midcap Value 464287473 634 13015 SH Sole 13015 iShares S&P SmlCap 600 Growth 464287887 7681 91867 SH Sole 58026 33841 PowerShares FTSE RAFI US 1500 73935x567 13807 203886 SH Sole 128194 75692 iShares MSCI EAFE Index ETF 464287465 45657 861457 SH Sole 594636 266821 iShares MSCI Pacific Ex Japan 464286665 23718 531910 SH Sole 364784 167126 SPDR S&P Emerging Asia Pacific 78463x301 7989 109721 SH Sole 75415 34306 SPDR S&P Emerging Latin Americ 78463x707 4852 68306 SH Sole 47570 20736 Vanguard FTSE All-World Ex-US 922042775 2048 47668 SH Sole 27624 20044 Vanguard FTSE All World ex-US 922042718 11260 128760 SH Sole 89383 39377 Vanguard MSCI Emerging Markets 922042858 14430 345881 SH Sole 236513 109368 3M 88579y101 369 3997 SH Sole 1072 2925 Abbott Labs 002824100 207 3025 SH Sole 3025 Apple 037833100 847 1270 SH Sole 680 590 Atel Cap Equip Fund VII 00207u104 5 10000 SH Sole 10000 Berkshire Hathaway A 084670108 840 6 SH Sole 4 2 Colgate-Palmolive 194162103 278 2591 SH Sole 125 2466 Exxon Mobil 30231g102 259 2836 SH Sole 300 2536 Gilead Sciences 375558103 4669 70394 SH Sole 70394 iShares Russell 1000 Index ETF 464287622 618 7780 SH Sole 5780 2000 Kimberly-Clark 494368103 380 4432 SH Sole 1746 2686 Microsoft 594918104 254 8545 SH Sole 275 8270 PepsiCo 713448108 237 3350 SH Sole 3350 Petrofac g7052t101 210 8000 SH Sole 8000 S&P 500 Depository Receipt (SP 78462f103 583 4051 SH Sole 4001 50 U.S. Bancorp 902973304 295 8600 SH Sole 8600 United Parcel Service 911312106 2386 33340 SH Sole 32990 350 Vanguard Total Mkt Viper 922908769 721 9786 SH Sole 8570 1216 Andina Minerals 034219105 6 15000 SH Sole 15000 Aurcana Corporation 051918209 12 10000 SH Sole 10000 Avion Gold 053750105 8 10000 SH Sole 10000 Bayfield Ventures 072777105 4 10000 SH Sole 10000 Brigus Gold 109490102 15 15000 SH Sole 15000 Carpathian Gold 14426w106 5 15000 SH Sole 15000 Elements Rogers Total Return C 870297801 26321 2954042 SH Sole 1849435 1104607 Great Basin Gold 390124105 2 20000 SH Sole 20000 iPath DJ-UBS Commodity ETN 06738c778 16661 376869 SH Sole 233690 143179 iPath DJ-UBS Prec Metals TR Su 06739h248 12545 130062 SH Sole 85827 44235 Minco Gold Corp 60254d108 7 10000 SH Sole 10000 Moneta Porcupine Mines 609286109 2 10000 SH Sole 10000 North American Palladium 656912102 19 10000 SH Sole 10000 PARAMOUNT GOLD & SILVER CORP C 69924P102 40 15000 SH Sole 15000 Pinetree Capital 723330106 12 10000 SH Sole 10000 Revolution Resources 76155f109 3 15000 SH Sole 15000 Romarco Minerals 775903206 17 15000 SH Sole 15000 Rye Patch Gold 783727100 6 10000 SH Sole 10000 San Gold 79780p104 11 10000 SH Sole 10000 Sandspring Resources 800110108 9 15000 SH Sole 15000 Seafield Resources 81173r101 3 20000 SH Sole 20000 South American Silver 836307108 6 15000 SH Sole 15000 SPDR Gold Trust 78463v107 1030 5995 SH Sole 4567 1428 Xtra-Gold Resources 984136101 9 10000 SH Sole 10000 ALPS Alerian MLP ETF 00162q866 1667 100602 SH Sole 73346 27256 iPath S&P 500 Dynamic VIX ETN 06741l609 5006 94876 SH Sole 68641 26235 iShares Barclays 3-7 Year Trea 464288661 7201 58204 SH Sole 41897 16307 iShares High Dividend Equity F 46429b663 3434 56360 SH Sole 40718 15642 PowerShares S&P 500 Low Volati 73937b779 3003 106590 SH Sole 76949 29641 SPDR Barclays Capital High Yie 78464a417 1759 43748 SH Sole 31524 12224 Vanguard Dividend Appreciation 921908844 2916 48860 SH Sole 35199 13661 Vanguard Large Cap ETF 922908637 1499 22819 SH Sole 16569 6250 Vanguard Short-Term Corporate 92206c409 6030 75063 SH Sole 54209 20854 WisdomTree Managed Futures Str 97717w125 2210 54632 SH Sole 39353 15279