SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
HARTLEY DAVID

(Last) (First) (Middle)
INVESCO PLC
1360 PEACHTREE STREET

(Street)
ATLANTA GA 30309

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/18/2007
3. Issuer Name and Ticker or Trading Symbol
INVESCO PLC/LONDON/ [ IVZ ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Accounting Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares, par value $0.10 per share 120,960.4102 D
Ordinary Shares, par value $0.10 per share(1) 11,394 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Deferred Share Awards -Time Vesting 11/30/2007 (3) Ordinary Shares, par value $0.10 per share 58,334 (2) D
Deferred Share Awards -Time Vesting 11/30/2007 (3) Ordinary Shares, par value $0.10 per share 12,929 (2) D
Deferred Share Awards -Time Vesting 11/30/2008 (3) Ordinary Shares, par value $0.10 per share 58,333 (2) D
Deferred Share Awards -Time Vesting 11/30/2009 (3) Ordinary Shares, par value $0.10 per share 58,333 (2) D
Options to Purchase - Time Vesting 10/30/2001 10/29/2008 Ordinary Shares, par value $0.10 per share 25,000 (4) D
Options to Purchase - Time Vesting 12/18/2001 12/17/2008 Ordinary Shares, par value $0.10 per share 25,000 (5) D
Options to Purchase - Time Vesting 12/09/2002 12/08/2009 Ordinary Shares, par value $0.10 per share 25,000 (6) D
Options to Purchase - Time Vesting 12/04/2004 12/03/2011 Ordinary Shares, par value $0.10 per share 24,500 (7) D
Options to Purchase - Time Vesting 12/01/2003 11/30/2010 Ordinary Shares, par value $0.10 per share 40,000 (8) D
Options to Purchase -Peformance Vesting - vested 02/13/2007 12/15/2013 Oridinary Shares par value $0.10 per value per share 25,000 (9) D
ShareSave Options to Purchase 11/01/2007 11/07/2007 Ordinary Shares, par value $0.10 per share 2,135 (10) D
Explanation of Responses:
1. Subject to Restricted Share Award - Time Vesting
2. Not Applicable
3. Deferred Share Award expires upon failure to vest
4. Exercise Price=4.1600 Pounds Sterling per share
5. Exercise Price =4.2900 Pounds Sterling per share
6. Exercise Price=6.6000 Pounds Sterling per share
7. Exercise Price =9.5000 Pounds Sterling per share
8. Exercise Price=11.0000 Pounds Sterling per share
9. Exercise Price =3.7400 Pounds Sterling per share
10. Exercise Price =3.1900 Pounds Sterling per share
/s/ Jonathan J. Doyle, as Attorney in Fact 07/27/2007
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.