SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Nguyen Xuong

(Last) (First) (Middle)
230 SOUTH LASALLE
SUITE 10-500

(Street)
CHICAGO IL 60604

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/06/2013
3. Issuer Name and Ticker or Trading Symbol
INTL FCSTONE INC. [ INTL ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
COO of Affiliates
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Restricted Shares of Common Stock 7,156 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options 11/30/2011(1) 11/30/2014 Common 2,000 $23.49 D
Stock Options(2) 12/16/2016(3) 12/16/2021 Common 80,000 $25.91(4) D
Explanation of Responses:
1. On 11/30/2011 the Optionee became entitled to exercise 667 shares of the Option, and on 11/30/2012 the Optionee became entitled to exercise 667 shares of the Option. Commencing on 11/30/2013 the Optionee shall be entitled to exercise 666 shares of the Option.
2. The option grant was approved by the Company's Board of Directors on December 12, 2011, subject to shareholder approval of an Amendment to the Stock Option Plan under which the options were granted. The Company's shareholders approved the Amendment on February 23, 2012. The Amendment increased the number of shares that could be granted under the plan.
3. The options vest in equal tranches on each of the fifth, sixth, seventh, eighth and ninth anniversaires of the grant date.
4. The strike price of the grant was set by the Company's Board of Directors at 110% of the closing price on December 16, 2011.
Remarks:
Xuong Nguyen 05/06/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.