FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person*
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year) 01/06/2015 |
3. Issuer Name and Ticker or Trading Symbol
SUN COMMUNITIES INC [ SUI ] |
|||||||||||||
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
5. If Amendment, Date of Original Filed
(Month/Day/Year) |
||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Beneficially Owned | |||
---|---|---|---|
1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, $0.01 par value | 100 | D | |
Common Stock, $0.01 par value | 2,321,935(1) | I | see footnote(2) |
Common Stock, $0.01 par value | 1,832,717(1) | I | see footnote(3) |
Common Stock, $0.01 par value | 281,624(1) | I | see footnote(4) |
Common Stock, $0.01 par value | 314,577(1) | I | see footnote(5) |
Common Stock, $0.01 par value | 119,964(1) | I | see footnote(6) |
Common Stock, $0.01 par value | 18,053(1) | I | see footnote(7) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Common Operating Partnership Units | (8) | (8) | Common Stock, $0.01 par value | 460,423(1) | (10) | I | see footnote(11) |
Common Operating Partnership Units | (8) | (8) | Common Stock, $0.01 par value | 40,707(1) | (10) | I | see footnote(12) |
Series A-4 Preferred Operating Partnership Units(9) | (8) | (8) | Common Stock, $0.01 par value | 273,366(1) | $56.25 | I | see footnote(11) |
Series A-4 Preferred Operating Partnership Units(9) | (8) | (8) | Common Stock, $0.01 par value | 24,167(1) | $56.25 | I | see footnote(12) |
Series A-4 Preferred Operating Partnership Unit(9) | (8) | (8) | Common Stock, $0.01 par value | 88,889(1) | $56.25 | I | see footnote(5) |
Series A-4 Preferred Stock, $0.01 par value | (8) | (8) | Common Stock, $0.01 par value | 1,378,587(1) | $26.25 | I | see footnote(2) |
Series A-4 Preferred Stock, $0.01 par value | (8) | (8) | Common Stock, $0.01 par value | 1,088,127(1) | $56.25 | I | see footnote(3) |
Series A-4 Preferred Stock, $0.01 par value | (8) | (8) | Common Stock, $0.01 par value | 167,207(1) | $56.26 | I | see footnote(4) |
Series A-4 Preferred Stock, $0.01 par value | (8) | (8) | Series A-4 Preferred Stock, $0.01 par value | 97,713(1) | $56.25 | I | see footnote(5) |
Series A-4 Preferred Stock, $0.01 par value | (8) | (8) | Common Stock, $0.01 par value | 71,225(1) | $56.25 | I | see footnote(6) |
Series A-4 Preferred Stock, $0.01 par value | (8) | (8) | Common Stock, $0.01 par value | 10,719(1) | $56.25 | I | see footnote(7) |
Explanation of Responses: |
1. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. The extent of such pecuniary interest cannot be determined at this time. |
2. The reporting person owns Green Courte Partners, LLC, which is the indirect managing member of Green Courte Real Estate Partners II, LLC, which is the record holder of these securities. |
3. The reporting person owns Green Courte Partners, LLC, which is the indirect managing member of GCP Fund II REIT, LLC, which is the record holder of these securities. |
4. The reporting person owns Green Courte Partners, LLC, which is the indirect managing member of GCP Fund II Ancillary Holding, LLC, which is the record holder of these securities. |
5. The reporting person owns Green Courte Partners, LLC, which is the indirect managing member of Green Courte Real Estate Partners III, LLC, which is the record holder of these securities. |
6. The reporting person owns Green Courte Partners, LLC, which is the indirect managing member of GCP Fund III REIT, LLC, which is the record holder of these securities. |
7. The reporting person owns Green Courte Partners, LLC, which is the indirect managing member of GCP Fund III Ancillary Holding, LLC, which is the record holder of these securities. |
8. The Common Operating Partnership Units, Series A-4 Preferred Operating Partnership Units, and Series A-4 Preferred Stock are convertible at any time, at the holder's election, and have no expiration date. |
9. The Series A-4 Preferred Operating Units of Sun Communities Limited Partnership. |
10. The Common Operating Partnership Units of Sun Communities Limited Partnership are convertible into common stock at any time on a one-for-one basis and have no expiration date. |
11. The reporting person owns Green Courte Partners, LLC, which is the indirect managing member of Green Court Real Estate Partners, LLC, which is the record holder of these securities. |
12. The reporting person owns Green Courte Partners, LLC, which is the trustee of Green Courte Real Estate Partners Liquidating Trust, which is the record holder of these securities. |
Randall Rowe | 01/16/2015 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |