FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
GIBRALTAR INDUSTRIES, INC. [ ROCK ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 03/30/2009 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 03/30/2009 | A | 10,000 | A | $5.0327 | 146,992 | D | |||
Common Stock | 896,040 | I | Bonneville Trust(1) | |||||||
Common Stock | 387,471 | I | Corvette Trust(2) | |||||||
Common Stock | 759,789 | I | Electra Trust(3) | |||||||
Common Stock | 8,909 | I | Elissa Kristina Lipke Trust(4) | |||||||
Common Stock | 1,500 | I | Eric R. Lipke C/F Ashley M. Akin UTMA(5) | |||||||
Common Stock | 3,500 | I | Eric R. Lipke C/F Elissa Lipke UTMA(6) | |||||||
Common Stock | 1,500 | I | Eric R. Lipke C/F Kailey A. Akin UTMA(5) | |||||||
Common Stock | 3,500 | I | Eric R. Lipke C/F Katherine V. Lipke UTMA(6) | |||||||
Common Stock | 1,500 | I | Eric R. Lipke C/F Kyle R. Kaminski UTMA(5) | |||||||
Common Stock | 1,500 | I | Eric R. Lipke C/F Nicole Kaminski UTMA(5) | |||||||
Common Stock | 1,500 | I | Eric R. Lipke C/F Ryan Kaminski UTMA(5) | |||||||
Common Stock | 8,700 | I | Erica Rae Lipke Trust(7) | |||||||
Common Stock | 2,520 | I | Erica Rae Lipke UGMANY Trust(8) | |||||||
Common Stock | 10,507 | I | Katherine Victoria Lipke Trust(9) | |||||||
Common Stock | 5,220 | I | Katherine Victoria Lipke UGMANY Trust(10) | |||||||
Common Stock | 136,320 | I | Ken Lipke Trust No. 2(11) | |||||||
Common Stock | 10,050 | I | Kenneth Eric Lipke Trust(7) | |||||||
Common Stock | 2,520 | I | Kenneth Eric Lipke UGMANY Trust(8) | |||||||
Common Stock | 2,400 | I | Minor Children(12) | |||||||
Common Stock | 816,790 | I | Nova Trust(2) | |||||||
Common Stock | 725,455 | I | Rush Creek(13) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Represents shares of common stock held by a trust for the benefit of the Company's Chief Executive Officer, of which the Reporting Person serves as one of three trustees and shares voting and investment power and as to which shares he disclaims beneficial ownership. |
2. Represents shares of common stock held by a trust for the benefit of a sibling of the Reporting Person, of which the Reporting Person serves as one of three trustees and shares voting and investment power and as to which shares he disclaims beneficial ownership. |
3. Represents shares of common stock held by a trust for the benefit of Reporting Person of which he serves as one of three trustees and shares voting and investment power. |
4. Represents shares of common stock held by a trust for the benefit of a child (Elissa Kristina Lipke) of an insider of the Company, of which the Reporting Person serves as one of three trustees and shares voting and investment power and as to which shares he disclaims beneficial ownership. |
5. Represents shares of common stock held in trust under the New York Uniform Transfers to Minors Act for the benefit of a relative of the Reporting Person of which the Reporting Person is custodian and as to which shares the Reporting Person disclaims beneficial ownership. |
6. Represents shares of common stock held in trust under the New York Uniform Transfers to Minors Act for the benefit of Reporting Person's niece of which Reporting Person is custodian and as to which shares Reporting Person disclaims beneficial ownership. |
7. Represents shares of common stock held by a trust for the benefit of a child of the Reporting Person. |
8. Represents shares of common stock held in trust under the New York Uniform Gift to Minors Act for the benefit of a child of the Reporting Person. |
9. Represents shares of common stock held by trust for the benefit of a child (Katherine Victoria Lipke) of an insider of the Company, of which the Reporting Person serves as one of three trustees and shares voting and investment power and as to which shares he disclaims beneficial ownership. |
10. Represents shares of common stock held in trust under the New York Uniform Gift to Minors Act for the benefit of Reporting Person's niece of which Reporting Person is custodian and as to which shares Reporting Person disclaims beneficial ownership. |
11. Represents shares of common stock held by a trust for the benefit of two of Reporting Person's siblings, of which the Reporting Person serves as one of five trustees and shares voting and investment power and as to which shares he disclaims beneficial ownership. |
12. Represents 1,200 shares of common stock held by each of Reporting Person's two minor children who reside in Reporting Person's household. |
13. Represents shares of common stock held by Rush Creek Investment Co., L.P. with respect to which the Reporting Person, as the manager of the General Partner, has sole voting and investment control. The Reporting Person has beneficial ownership of 180,900 of the shares of common stock of the Company held by Rush Creek Investment Co., L.P., representing his proportionate interest in the 895,455 shares of common stock of the Company held by Rush Creek Investment Co., L.P. The Reporting Person disclaims beneficial ownership of the remaining 714,555 shares of common stock of the Company held by Rush Creek Investment Co., L.P. |
Remarks: |
lipkeerv2.HTM |
/s/Paul J. Schulz, Attorney in Fact for Eric R. Lipke | 03/30/2009 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |