SEC FORM 4

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

McNab Paul

(Last)

(First)

(Middle)

C/O VIAVI SOLUTIONS INC.

1445 SOUTH SPRECTRUM BLVD, SUITE 102

(Street)

CHANDLER

85286

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
VIAVI SOLUTIONS INC. [ VIAV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	EVP, Chief Mktg & Stgy Officer

3. Date of Earliest Transaction (Month/Day/Year)
08/28/2023

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	08/28/2023		M		10,040⁽¹⁾	A	$0	70,007	D
Common Stock	08/28/2023		F		3,472⁽²⁾	D	$10.21	66,535	D
Common Stock	08/28/2023		M		8,402⁽¹⁾	A	$0	74,937	D
Common Stock	08/28/2023		F		2,906⁽²⁾	D	$10.21	72,031	D
Common Stock	08/28/2023		M		9,907⁽¹⁾	A	$0	81,938	D
Common Stock	08/28/2023		F		3,426⁽²⁾	D	$10.21	78,512⁽³⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Unit	$0	08/28/2023		A		38,636		⁽⁴⁾	⁽⁵⁾	Common Stock	38,636	$0	38,636	D
Market Stock Units	$0	08/28/2023		A		38,636		⁽⁶⁾	⁽⁷⁾	Common Stock	38,636	$0	38,636	D
Restricted Stock Units	$0	08/28/2023		M			10,040⁽¹⁾	⁽⁴⁾	⁽⁵⁾	Common Stock	10,040	$0	0	D
Restricted Stock Units	$0	08/28/2023		M			8,402⁽¹⁾	⁽⁴⁾	⁽⁵⁾	Common Stock	8,402	$0	8,403	D
Restricted Stock Unit	$0	08/28/2023		M			9,907⁽¹⁾	⁽⁴⁾	⁽⁵⁾	Common Stock	9,907	$0	19,813	D

Explanation of Responses:

1. Each stock unit converts upon vesting into one share of common stock.

2. These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

3. Reflects a decrease of 11,860 shares that were transferred pursuant to an exempt transaction.

4. Units subject to the Award shall vest annually in thee equal installments over three years.

5. There are no expiration dates on RSUs

6. See Exhibit 99 - FY2024 MSU for vesting schedule and terms

7. There are no expiration dates on MSUs.

	/s/ Donna T. Rossi, attorney-in-fact	08/30/2023
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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