-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TAHTVzpaSoAhEtgSdR6QNIsNNm2Qvl2KcodgVvC+bW+eVcuFZ/cIDi6EFp8sSgnV 9hyhoR3SoEiHwsRk79PeoQ== 0001225208-10-002206.txt : 20100125 0001225208-10-002206.hdr.sgml : 20100125 20100125181538 ACCESSION NUMBER: 0001225208-10-002206 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100121 FILED AS OF DATE: 20100125 DATE AS OF CHANGE: 20100125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KUPFERBERG MAX L CENTRAL INDEX KEY: 0001215098 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31565 FILM NUMBER: 10545684 MAIL ADDRESS: STREET 1: C/O NEW YORK COMMUNITY BANCORP INC STREET 2: S615 MERRICK AVE CITY: WESTBURY STATE: NY ZIP: 11590 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK COMMUNITY BANCORP INC CENTRAL INDEX KEY: 0000910073 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 061377322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 615 MERRICK AVE CITY: WESTBURY STATE: NY ZIP: 11590 BUSINESS PHONE: 7183596400 MAIL ADDRESS: STREET 1: 615 MERRICK AVE CITY: WESTBURY STATE: NY ZIP: 11590 FORMER COMPANY: FORMER CONFORMED NAME: QUEENS COUNTY BANCORP INC DATE OF NAME CHANGE: 19930802 4 1 doc4.xml X0303 4 2010-01-21 0000910073 NEW YORK COMMUNITY BANCORP INC NYB 0001215098 KUPFERBERG MAX L 615 MERRICK AVENUE WESTBURY NY 11590 1 Common Stock 2010-01-21 4 S 0 15000 15.08 D 745260 I Trustee for KRT Common Stock 575934 D Common Stock 536377 I As Partner Common Stock 1105821 I As shareholder of the Max K One LLC Common Stock 185777 I By Kupferberg Foundation Common Stock 53650 I By Max Kupferberg 2008 GRAT II Common Stock 100000 I By Max Kupferberg 2009 GRAT Common Stock 46000 I By Max Kupferberg 2009 GRAT II Common Stock 53650 I By Selma Kupferberg 2008 GRAT II Common Stock 50000 I By Selma Kupferberg 2009 GRAT Common Stock 46000 I By Selma Kupferberg 2009 GRAT II Common Stock 101739 I By Spouse Common Stock 97288 I Max & Selma Kupferberg Foundation Common Stock 7666 I Trustee for EW of JK FBO LC Common Stock 7666 I Trustee for EW of JK FBO MK Common Stock 30000 I Trustee for GST Stock Option (right to buy) 15.4125 2002-07-24 2012-01-24 Common Stock 216000 216000 D Stock Option (right to buy) 13.845 2003-07-24 2012-07-24 Common Stock 45333 45333 D The shares being sold from the Kepco Inc. 401(k) Savings and Retirement Plan are pursuant to a 10b5-1 Plan that was submitted to, and approved by, the Board of Directors of New York Community Bancorp, Inc. on May 19, 2009. The purpose of this Sales Plan is to achieve the investment objectives of broader diversification of investments, in accordance with the obligations of the Kepco plan administrators. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.27, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote. Stock Options automatically granted pursuant to the reload feature of the New York Community Bancorp, Inc. 1997 Stock Option Plan that were exercisable on July 24, 2002. Stock Options granted pursuant to the New York Community Bancorp, Inc. 1997 Stock Option Plan vest in equal installments beginning on July 24, 2003 and were fully vested and exercisable as of July 24, 2005. /s/ Ilene A. Angarola, Power of Attorney 2010-01-25 -----END PRIVACY-ENHANCED MESSAGE-----