FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|||||||||||||||
|
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
NEW YORK COMMUNITY BANCORP INC [ NYB ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
||||||||||||||||||||||||
3. Date of Earliest Transaction
(Month/Day/Year) 09/16/2003 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|
1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 01/02/2004 | A | 9,000 | A | $0 | 56,794 | D | |||
Common Stock | 15,531 | I | By 401(k)(1) | |||||||
Common Stock | 12,843 | I | By ESOP(2) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option | $8.3 | 11/30/2000(4) | 02/23/2008 | Common Stock | 24,665 | 24,665 | D | ||||||||
Stock Option | $31.33 | 09/16/2003 | A | 15,000 | 09/16/2004(3) | 09/16/2013 | Common Stock | 15,000 | $0 | 15,000 | D | ||||
Stock Option | $18.46 | 07/24/2003(7) | 07/24/2012 | Common Stock | 40,000 | 40,000 | D | ||||||||
Stock Option | $21.41 | 01/21/2004(8) | 01/21/2013 | Common Stock | 80,000 | 80,000 | D | ||||||||
Stock Option | $16.67 | 12/21/2002(6) | 12/21/2011 | Common Stock | 20,000 | 20,000 | D | ||||||||
Stock Option | $11.53 | 01/18/2002(5) | 01/18/2010 | Common Stock | 27,651 | 27,651 | D |
Explanation of Responses: |
1. Between November 26 and November 30, 2003, the reporting person acquired 107 shares of New York Community Bancorp, Inc. common stock under the NYCB 401(k) plan through dividend reinvestment pursuant to Rule 16a-11. |
2. Between May 15 and November 30, 2003, the reporting person acquired 286 shares of New York Community Bancorp, Inc. common stock through dividend reinvestment under the NYCB ESOP pursuant to Rule 16a-11. |
3. Options granted pursuant to the New York Community Bancorp, Inc. 1997 Stock Option Plan that vest in three equal annual installments beginning on September 16, 2004. |
4. Options granted under the Haven Stock Option Plan that were exercisable on 11/30/00. |
5. Options granted under the Haven Stock Option Plan, including 18,978 that vest in three equal annual installments beginning on 1/18/02 and 8,673 that will vest on 1/18/04. |
6. Options granted pursuant to the New York Community Bancorp, Inc. 1997 Stock Option Plan that vest in three equal annual installments beginning on December 21, 2002. |
7. Options granted pursuant to the New York Community Bancorp, Inc. 1997 Stock Option Plan that vest in three equal annual installments beginning on July 24, 2003. |
8. Options granted pursuant to the New York Community Bancorp, Inc. 1997 Stock Option Plan that vest in three equal annual installments beginning on January 21, 2004. |
Remarks: |
By: /s/ Ilene A. Angarola, Power of Attorney | 01/06/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |