-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, USx60Uh9f1/vPQU6hVW+DDHw59jzdnFa/vlwm4168fRn33FVuvlvjQh9VoAFeSun /fsgaIQ1ZoP5nppJTSWQ1w== 0000909791-09-000046.txt : 20091119 0000909791-09-000046.hdr.sgml : 20091119 20091119184749 ACCESSION NUMBER: 0000909791-09-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091117 FILED AS OF DATE: 20091119 DATE AS OF CHANGE: 20091119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WRIGHT BRUCE R CENTRAL INDEX KEY: 0001227979 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22248 FILM NUMBER: 091196882 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULTRATECH INC CENTRAL INDEX KEY: 0000909791 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943169580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4083218835 MAIL ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: ULTRATECH STEPPER INC DATE OF NAME CHANGE: 19930727 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2009-11-17 0 0000909791 ULTRATECH INC UTEK 0001227979 WRIGHT BRUCE R 3050 ZANKER ROAD SAN JOSE CA 95134 0 1 0 0 Sr. VP-Fin, CFO & Secretary Common Stock 2009-11-17 4 M 0 67570 11.875 A 117499 D Common Stock 2009-11-17 4 S 0 67570 14.5 D 49929 D Common Stock 2009-11-17 4 M 0 8430 11.875 A 58359 D Common Stock 2009-11-17 4 S 0 8430 14.5 D 49929 D Incentive Stock Option (right to buy) 11.875 2009-11-17 4 M 0 8430 14.5 D 2001-04-18 2010-04-17 Common Stock 8430 0 D Non-Qualified Stock Option (right to buy) 11.875 2009-11-17 4 M 0 67570 14.5 D 2001-04-18 2010-04-17 Common Stock 67570 0 D Includes (i) 5,000 shares subject to restricted stock units which will vest in three (3) successive equal annual installments upon the Reporting Person's completion of each year of service with the Issuer over the three (3)-year period measured from January 1, 2008, and the shares underlying those vested units will be issued on January 31, 2011, and (ii) 40,000 shares subject to restricted stock units which will vest in three (3) successive equal annual installments upon the Reporting Person's completion of each year of service with the Issuer over the three (3)-year period measured from January 1, 2009, and the shares underlying those vested units will be issued on January 31, 2012. The option becomes exercisable in a series of successive installments over Reporting Person's continued period of service as follows: 24% of option shares become exercisable upon completion of 12 months of service measured from date of grant, and balance becomes exercisable in a series of 38 monthly installments over Reporting Person's continued period of service following initial vesting date. Bruce R. Wright 2009-11-19 -----END PRIVACY-ENHANCED MESSAGE-----