0000903783-14-000002.txt : 20140121 0000903783-14-000002.hdr.sgml : 20140120 20140121114418 ACCESSION NUMBER: 0000903783-14-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140121 DATE AS OF CHANGE: 20140121 EFFECTIVENESS DATE: 20140121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OLD SECOND NATIONAL BANK OF AURORA CENTRAL INDEX KEY: 0000903783 IRS NUMBER: 361577458 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13244 FILM NUMBER: 14537210 BUSINESS ADDRESS: STREET 1: 37 S RIVER ST CITY: AURORA STATE: IL ZIP: 60507 BUSINESS PHONE: 6308920202 MAIL ADDRESS: STREET 1: 37 S RIVER ST CITY: AURORA STATE: IL ZIP: 60507 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000903783 XXXXXXXX 12-31-2013 12-31-2013 OLD SECOND NATIONAL BANK OF AURORA
37 S RIVER ST AURORA IL 60507
13F HOLDINGS REPORT 028-13244 N
Richard Gartelmann Sr. Vice President 630-844-5730 Richard Gartelmann Aurora IL 01-21-2014 0 270 242585 false
INFORMATION TABLE 2 compliance13f_12312013.xml Aflac Inc. Com 001055102 30 450 SH SOLE 0 450 0 0 Aflac Inc. Com 001055102 30 450 SH DFND 0 450 0 0 AGL Res Inc Com 001204106 127 2696 SH SOLE 0 2696 0 0 AGL Res Inc Com 001204106 109 2307 SH DFND 0 2307 0 0 AT&T Inc Com 00206R102 374 10642 SH SOLE 0 10642 0 0 AT&T Inc Com 00206R102 1102 31354 SH DFND 0 31354 0 0 Abbott Laboratories Com 002824100 2124 55421 SH SOLE 0 55421 0 0 Abbott Laboratories Com 002824100 597 15582 SH DFND 0 15582 0 0 Abbvie Inc Com 00287Y109 803 15211 SH SOLE 0 15211 0 0 Abbvie Inc Com 00287Y109 423 8006 SH DFND 0 8006 0 0 Air Products & Chemicals Inc Com 009158106 34 307 SH SOLE 0 307 0 0 Alcoa Inc Com 013817101 5 500 SH SOLE 0 500 0 0 Alliant Energy Corp Com 018802108 77 1496 SH SOLE 0 1496 0 0 Altria Group Inc Com 02209S103 1300 33853 SH SOLE 0 33853 0 0 Altria Group Inc Com 02209S103 367 9572 SH DFND 0 9572 0 0 Ambev SA ADR Com 02319V103 3 475 SH SOLE 0 475 0 0 American Electric Power Co Com 025537101 3191 68270 SH SOLE 0 68270 0 0 American Electric Power Co Com 025537101 542 11586 SH DFND 0 11586 0 0 American Express Co Com 025816109 102 1125 SH SOLE 0 1125 0 0 American Express Co Com 025816109 463 5100 SH DFND 0 5100 0 0 American Railcar Industries Com 02916P103 5 100 SH SOLE 0 100 0 0 American Tower Corp Cl A Com 03027X100 2 25 SH SOLE 0 25 0 0 American Tower Corp Cl A Com 03027X100 28 350 SH DFND 0 350 0 0 American Water Works Co Com 030420103 42 1000 SH DFND 0 1000 0 0 Amerisourcebergen Corp Com Com 03073E105 3760 53476 SH SOLE 0 53476 0 0 Amerisourcebergen Corp Com Com 03073E105 815 11592 SH DFND 0 11592 0 0 Ameriprise Financial Inc Com 03076C106 30 260 SH SOLE 0 260 0 0 Ameriprise Financial Inc Com 03076C106 117 1020 SH DFND 0 1020 0 0 Amerigas Partners L P Unit Com 030975106 33 750 SH SOLE 0 750 0 0 Amgen Inc Com 031162100 11 100 SH SOLE 0 100 0 0 Apache Corp Com 037411105 34 400 SH SOLE 0 400 0 0 Apache Corp Com 037411105 17 200 SH DFND 0 200 0 0 Apple Computer Inc Com 037833100 6593 11751 SH SOLE 0 11751 0 0 Apple Computer Inc Com 037833100 1163 2073 SH DFND 0 2073 0 0 Applied Materials Inc Com 038222105 2 108 SH SOLE 0 108 0 0 Archer Daniels Midland Co Com 039483102 30 700 SH DFND 0 700 0 0 Ariad Pharmaceuticals Com 04033A100 7 1000 SH SOLE 0 1000 0 0 Artisan Partners Asset Mgmt. Inc. Com 04316A108 4 65 SH SOLE 0 65 0 0 Atmos Energy Corp Com 049560105 11 250 SH SOLE 0 250 0 0 B B & T Corp Com 054937107 56 1500 SH SOLE 0 1500 0 0 Baidu Inc ADR Com 056752108 2 10 SH SOLE 0 10 0 0 Baker Hughes Inc Com 057224107 28 500 SH DFND 0 500 0 0 Bank America Corp Com 060505104 16 1000 SH DFND 0 1000 0 0 Baxter Intl Inc Com 071813109 412 5920 SH SOLE 0 5920 0 0 Becton & Dickinson & Co Com 075887109 66 600 SH SOLE 0 600 0 0 Berkshire Hathaway Inc Class B Com 084670702 1464 12352 SH SOLE 0 12352 0 0 Berkshire Hathaway Inc Class B Com 084670702 154 1300 SH DFND 0 1300 0 0 Blackrock Inc Com 09247X101 3971 12549 SH SOLE 0 12549 0 0 Blackrock Inc Com 09247X101 691 2182 SH DFND 0 2182 0 0 Boeing Co Com 097023105 41 300 SH SOLE 0 300 0 0 Bristol Myers Squibb Co Com 110122108 352 6620 SH SOLE 0 6620 0 0 Bristol Myers Squibb Co Com 110122108 398 7483 SH DFND 0 7483 0 0 Brookfield Asset Mgmt Inc. Com 112585104 2 60 SH SOLE 0 60 0 0 Buckeye Partners LP Com 118230101 9 125 SH SOLE 0 125 0 0 CBOE Holdings Inc. Com 12503M108 2 35 SH SOLE 0 35 0 0 CF Inds Hldgs. Com 125269100 1434 6155 SH SOLE 0 6155 0 0 CF Inds Hldgs. Com 125269100 398 1706 SH DFND 0 1706 0 0 CSX Corp. Com 126408103 29 1000 SH SOLE 0 1000 0 0 CVS/Caremark Corp Com 126650100 2540 35494 SH SOLE 0 35494 0 0 CVS/Caremark Corp Com 126650100 435 6075 SH DFND 0 6075 0 0 Cabela's Inc Com 126804301 7 100 SH DFND 0 100 0 0 Canadian National Railway Co Com 136375102 2 40 SH SOLE 0 40 0 0 Capital One Financial Com 14040H105 2188 28563 SH SOLE 0 28563 0 0 Capital One Financial Com 14040H105 530 6916 SH DFND 0 6916 0 0 Caterpillar Inc Com 149123101 334 3677 SH SOLE 0 3677 0 0 Caterpillar Inc Com 149123101 248 2729 SH DFND 0 2729 0 0 Centerpoint Energy Inc Com 15189T107 23 1000 SH DFND 0 1000 0 0 Century Link Inc Com 156700106 5 164 SH DFND 0 164 0 0 Chevron Corp Com 166764100 4372 35005 SH SOLE 0 35005 0 0 Chevron Corp Com 166764100 987 7901 SH DFND 0 7901 0 0 Chubb Corp Com 171232101 29 300 SH DFND 0 300 0 0 Cisco Systems Inc Com 17275R102 152 6774 SH SOLE 0 6774 0 0 Cisco Systems Inc Com 17275R102 56 2500 SH DFND 0 2500 0 0 Citigroup Inc New Com 172967424 6 110 SH SOLE 0 110 0 0 Citigroup Inc New Com 172967424 49 944 SH DFND 0 944 0 0 Clorox Co Com 189054109 16 175 SH SOLE 0 175 0 0 Coca Cola Co Com 191216100 188 4545 SH SOLE 0 4545 0 0 Coca Cola Co Com 191216100 116 2800 SH DFND 0 2800 0 0 Columbia Acorn International Fund Com 197199813 43 919 SH SOLE 0 919 0 0 Comcast Corp New Class A Com 20030N101 16 311 SH SOLE 0 311 0 0 Comcast Corp New Class A Com 20030N101 72 1389 SH DFND 0 1389 0 0 Comerica Inc Common Stock Com 200340107 53 1125 SH SOLE 0 1125 0 0 Conagra Inc Com 205887102 44 1300 SH SOLE 0 1300 0 0 Conocophillips Com Com 20825C104 69 970 SH SOLE 0 970 0 0 Conocophillips Com Com 20825C104 21 300 SH DFND 0 300 0 0 Consolidated Edison Inc. Com 209115104 20 370 SH SOLE 0 370 0 0 Constellation Brands Inc Com 21036P108 36 512 SH SOLE 0 512 0 0 Costco Wholesale Corp Com 22160K105 60 500 SH SOLE 0 500 0 0 Credit Suisse Chushing 30 MLP Com 22542D852 1410 44889 SH SOLE 0 44889 0 0 Credit Suisse Chushing 30 MLP Com 22542D852 131 4162 SH DFND 0 4162 0 0 Danaher Corp Com 235851102 19 250 SH SOLE 0 250 0 0 Deere & Co Com 244199105 42 460 SH SOLE 0 460 0 0 Deere & Co Com 244199105 19 210 SH DFND 0 210 0 0 Devon Energy Corp New Com 25179M103 19 300 SH SOLE 0 300 0 0 Disney Common Stock Com 254687106 398 5207 SH SOLE 0 5207 0 0 Disney Common Stock Com 254687106 146 1913 SH DFND 0 1913 0 0 Dominion Resources Inc New Com 25746U109 32 500 SH DFND 0 500 0 0 Dover Corp. Com 260003108 3 35 SH SOLE 0 35 0 0 Dow Chemical Co Com 260543103 20 457 SH SOLE 0 457 0 0 Dow Chemical Co Com 260543103 27 600 SH DFND 0 600 0 0 Dr Pepper Snapple Group Com 26138E109 22 460 SH DFND 0 460 0 0 Dupont, E I De Nemours Com 263534109 3486 53660 SH SOLE 0 53660 0 0 Dupont, E I De Nemours Com 263534109 624 9601 SH DFND 0 9601 0 0 EMC Corp Com 268648102 4757 189133 SH SOLE 0 189133 0 0 EMC Corp Com 268648102 913 36285 SH DFND 0 36285 0 0 Ebay Inc Com Com 278642103 3007 54800 SH SOLE 0 54800 0 0 Ebay Inc Com Com 278642103 600 10940 SH DFND 0 10940 0 0 Edwards Lifesciences Corp Com 28176E108 59 898 SH SOLE 0 898 0 0 Emerson Electric Corp Com 291011104 609 8671 SH SOLE 0 8671 0 0 Emerson Electric Corp Com 291011104 74 1048 SH DFND 0 1048 0 0 Enbridge Energy Partners Com 29250R106 15 500 SH SOLE 0 500 0 0 Energy Transfer Partners LP Com 29273R109 185 3225 SH SOLE 0 3225 0 0 Energy Transfer Partners LP Com 29273R109 14 236 SH DFND 0 236 0 0 Entergy Corp Com 29364G103 44 700 SH DFND 0 700 0 0 Enterprise Prods Partners L P Com 293792107 231 3490 SH SOLE 0 3490 0 0 Enterprise Prods Partners L P Com 293792107 1475 22250 SH DFND 0 22250 0 0 Exelon Corp Com 30161N101 141 5152 SH SOLE 0 5152 0 0 Exelon Corp Com 30161N101 117 4279 SH DFND 0 4279 0 0 Express Scripts Holding Co Com 30219G108 2677 38107 SH SOLE 0 38107 0 0 Express Scripts Holding Co Com 30219G108 770 10964 SH DFND 0 10964 0 0 Exxon Mobil Corp Com 30231G102 1600 15814 SH SOLE 0 15814 0 0 Exxon Mobil Corp Com 30231G102 652 6444 SH DFND 0 6444 0 0 Facebook Inc Com 30303M102 16 300 SH DFND 0 300 0 0 Fastenal Co Com 311900104 14 300 SH DFND 0 300 0 0 Fidelity Contrafund Com 316071109 8 83 SH SOLE 0 83 0 0 Fidelity Magellan Fund Com 316184100 6 62 SH SOLE 0 62 0 0 Fifth Third Bancorp Com 316773100 49 2338 SH DFND 0 2338 0 0 Fiserv Inc Com 337738108 30 500 SH SOLE 0 500 0 0 Flaherty & Crumrine/Claymore Pfd Inc Pfd Stk 338478100 6 350 SH SOLE 0 350 0 0 Flowers Foods Inc Com 343498101 191 8883 SH DFND 0 8883 0 0 Foot Locker Inc Com 344849104 8 200 SH DFND 0 200 0 0 Ford Motor Co Com 345370860 8 500 SH SOLE 0 500 0 0 Freeport McMoran Copper & Gold Class B Com 35671D857 19 500 SH SOLE 0 500 0 0 Freeport McMoran Copper & Gold Class B Com 35671D857 1 24 SH DFND 0 24 0 0 Frontier Communications Corp Com 35906A108 1 171 SH DFND 0 171 0 0 General Dynamics Corp Com 369550108 10 100 SH SOLE 0 100 0 0 General Electric Co Com 369604103 6990 249393 SH SOLE 0 249393 0 0 General Electric Co Com 369604103 1373 48987 SH DFND 0 48987 0 0 General Mills Inc Com 370334104 80 1600 SH SOLE 0 1600 0 0 General Mills Inc Com 370334104 427 8550 SH DFND 0 8550 0 0 General Motors Co Com 37045V100 4 100 SH SOLE 0 100 0 0 General Motors Co Com 37045V100 0 5 SH DFND 0 5 0 0 General Motors Co Warrant exp 07/17/2016 Com 37045V118 3 91 SH SOLE 0 91 0 0 General Motors Co Warrant exp 07/17/2016 Com 37045V118 0 5 SH DFND 0 5 0 0 General Motors Co Warrant exp 07/10/2019 Com 37045V126 2 91 SH SOLE 0 91 0 0 General Motors Co Warrant exp 07/10/2019 Com 37045V126 0 5 SH DFND 0 5 0 0 Gilead Sciences Inc Com 375558103 15 200 SH SOLE 0 200 0 0 Goldman Sachs Group Inc Com 38141G104 27 151 SH DFND 0 151 0 0 Google Inc Com 38259P508 3754 3350 SH SOLE 0 3350 0 0 Google Inc Com 38259P508 788 703 SH DFND 0 703 0 0 American Funds Growth Fund A Com 399874106 5 116 SH SOLE 0 116 0 0 Guggenheim Short Duration High Yld Trst 8 Com 40167D684 28 47 SH SOLE 0 47 0 0 Harman International Com 413086109 814 9942 SH SOLE 0 9942 0 0 Harman International Com 413086109 90 1103 SH DFND 0 1103 0 0 Hawaiian Electric Industries Com 419870100 26 1000 SH DFND 0 1000 0 0 Heritage Crystal Clean Inc. 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Com 909907107 13 400 SH SOLE 0 400 0 0 United Parcel Service Inc Class B Com 911312106 2665 25365 SH SOLE 0 25365 0 0 United Parcel Service Inc Class B Com 911312106 521 4962 SH DFND 0 4962 0 0 United Technologies Corp Com 913017109 2149 18881 SH SOLE 0 18881 0 0 United Technologies Corp Com 913017109 643 5654 SH DFND 0 5654 0 0 UNUM Group Com 91529Y106 2670 76121 SH SOLE 0 76121 0 0 UNUM Group Com 91529Y106 671 19120 SH DFND 0 19120 0 0 Vanguard Dividend Growth Fund Com 921908604 473 22155 SH SOLE 0 22155 0 0 Vanguard Intermediate Term Tax-Exempt Fund Com 922907209 73 5330 SH SOLE 0 5330 0 0 Vanguard Intermediate Term Tax-Exempt Fund Com 922907209 80 5847 SH DFND 0 5847 0 0 Vanguard REIT Com 922908553 31 480 SH SOLE 0 480 0 0 Verizon Communications Com 92343V104 400 8132 SH SOLE 0 8132 0 0 Verizon Communications Com 92343V104 438 8917 SH DFND 0 8917 0 0 Wal-Mart Stores Inc Com 931142103 2972 37763 SH SOLE 0 37763 0 0 Wal-Mart Stores Inc Com 931142103 579 7360 SH DFND 0 7360 0 0 Walgreen Co Com 931422109 17 300 SH SOLE 0 300 0 0 Walgreen Co Com 931422109 29 500 SH DFND 0 500 0 0 Waste Management New Com 94106L109 741 16520 SH SOLE 0 16520 0 0 Waste Management New Com 94106L109 211 4705 SH DFND 0 4705 0 0 Wellpoint Inc Com 94973V107 2404 26022 SH SOLE 0 26022 0 0 Wellpoint Inc Com 94973V107 585 6327 SH DFND 0 6327 0 0 Wells Fargo & Co New Com 949746101 4824 106254 SH SOLE 0 106254 0 0 Wells Fargo & Co New Com 949746101 932 20529 SH DFND 0 20529 0 0 Westar Energy Inc Com 95709T100 598 18587 SH SOLE 0 18587 0 0 Westar Energy Inc Com 95709T100 81 2521 SH DFND 0 2521 0 0 Weyerhaeuser Company Com 962166104 23 733 SH DFND 0 733 0 0 Windstream Holdings Inc. Com 97382A101 2 311 SH SOLE 0 311 0 0 Wisconsin Energy Corp Com 976657106 508 12300 SH SOLE 0 12300 0 0 Woodward Governor Co Com 980745103 82 1800 SH SOLE 0 1800 0 0 Wyndham Worldwide Corp Com 98310W108 6 80 SH DFND 0 80 0 0 Wynn Resorts Ltd. Com 983134107 4 20 SH SOLE 0 20 0 0 Xcel Energy Com 98389B100 34 1200 SH DFND 0 1200 0 0 Yum Brands Inc Com 988498101 17 220 SH SOLE 0 220 0 0 Yum Brands Inc Com 988498101 36 480 SH DFND 0 480 0 0 Zimmer Holdings Inc Com 98956P102 25 269 SH SOLE 0 269 0 0 Zimmer Holdings Inc Com 98956P102 56 600 SH DFND 0 600 0 0 Michael Kors Holdings LTD Com G60754101 1 15 SH SOLE 0 15 0 0 Seadrill Ltd Com G7945E105 127 3095 SH SOLE 0 3095 0 0 Seadrill Ltd Com G7945E105 8 201 SH DFND 0 201 0 0 Lyondellbasell Industry Inc. A Com N53745100 6 70 SH SOLE 0 70 0 0 Yandex NV Class A Com N97284108 2 45 SH SOLE 0 45 0 0 Copa Holdings SA Class A Com P31076105 2 15 SH SOLE 0 15 0 0 Teekay Lng Partners LP Com Y8564M105 53 1250 SH SOLE 0 1250 0 0