0000902584-15-000005.txt : 20150817
0000902584-15-000005.hdr.sgml : 20150817
20150814192638
ACCESSION NUMBER: 0000902584-15-000005
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150817
DATE AS OF CHANGE: 20150814
EFFECTIVENESS DATE: 20150817
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVISORY RESEARCH INC
CENTRAL INDEX KEY: 0000902584
IRS NUMBER: 132831881
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05637
FILM NUMBER: 151057534
BUSINESS ADDRESS:
STREET 1: 180 N. STETSON STREET
STREET 2: STE 5500
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 3125651414
MAIL ADDRESS:
STREET 1: 180 N. STETSON STREET
STREET 2: SUITE 5780
CITY: CHICAGO
STATE: IL
ZIP: 60601
13F-HR/A
1
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06-30-2015
06-30-2015
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1
RESTATEMENT
ADVISORY RESEARCH INC
180 N. STETSON STREET
SUITE 5780
CHICAGO
IL
60601
13F HOLDINGS REPORT
028-05637
N
Susan Steiner
Chief Compliance Officer
314-446-6745
Susan Steiner
St. Louis
MO
08-14-2015
2
412
8808647
false
1
0001280782
028-11097
GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC
2
0001352022
028-11783
General Board of Pension & Health Benefits of The United Methodist Church, INC in Missouri
INFORMATION TABLE
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arifsecqtr2015.xml
3M Co
COM
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A G L Resources Inc
COM
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16100
SH
SOLE
0
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16100
A T & T Inc New
COM
00206R102
1744
49091
SH
SOLE
3200
0
45891
Accenture Plc
COM
G1151C101
631
6519
SH
SOLE
2635
0
3884
Addus Homecare Corp.
COM
006739106
7510
269553
SH
SOLE
168390
0
101163
Adecoagro S A Com
COM
L00849106
240
26070
SH
SOLE
26070
0
0
AdvisorShares Peritus High Yield
PERITUS HG YLD
00768Y503
531
13077
SH
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0
0
13077
Alexander & Baldwin Holdings I
COM
014491104
4166
105739
SH
DFND
02
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105739
Alexander & Baldwin Holdings I
COM
014491104
88802
2253851
SH
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Alliance Holdings GP LP
COM
01861G100
8305
212140
SH
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212140
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0
Alliance Holdings GP LP
COM
01861G100
8512
217425
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COM
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COM
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COM
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Allison Transmission Holding
COM
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Allison Transmission Holding
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Altria Group Inc
COM
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Amerco Inc
COM
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Amerco Inc
COM
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COM
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COM
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COM
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COM
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23375
Antero Midstream Partners LP
COM
03673L103
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Antero Resources Corp
COM
03674X106
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Apollo Investment Coroporation
COM
03761U106
909
128440
SH
SOLE
128440
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Apple Inc
COM
037833100
1556
12402
SH
SOLE
9835
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Applied optoelectronics Inc
COM
03823U102
575
33100
SH
SOLE
33100
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Arc Document Solutions
COM
00191G103
679
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Arc Logistics Partners LP
COM
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Arcelormittal
COM
03938L104
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Ares Capital Corp
COM
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Armstrong World Industries
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Armstrong World Industries
COM
04247X102
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Atlantic Tele-Network Inc.
COM
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Avalon Hldgs Corp Cl A
COM
05343P109
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375703
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Azure Midstream Partners LP
COM
05501X100
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Banco Latinoamercano De Comeri
COM
P16994132
8928
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Bank Of America Corporation 7.
CNV
060505682
639
575
SH
SOLE
350
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225
Bankunited Inc Com
COM
06652K103
21158
588879
SH
SOLE
360090
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BCE
COM
05534B760
730
17176
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SOLE
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Bed Bath & Beyond
COM
075896100
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Berkshire Hathaway Cl A
COM
084670108
410
2
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SOLE
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COM
084670702
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SOLE
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Bexil Corp
COM
088577101
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51263
SH
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Biglari Hldgs Inc Com
COM
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47068
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Bill Barrett Corp
COM
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Biloxi Marsh Lds Corp Com
COM
090203100
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SH
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Blackrock Kelso Capital Corpco
COM
092533108
547
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SH
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Boingo Wireless Inc.
COM
09739C102
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Boise Cascade Co
COM
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COM
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COM
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Brookdale Senior Living
COM
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Brookdale Senior Living
COM
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COM
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Buckeye Partners L.P.
COM
118230101
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COM
126650100
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Capital Bank Financial Corp. C
COM
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Capital One Financial
COM
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COM
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Capital Product Partners LP
COM
Y11082107
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Capital Senior Living Corp.
COM
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Capital Southwest Corp
COM
140501107
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SH
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Capitala Finance Corp.
COM
14054R106
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Carrizo Oil And Gas Inc
COM
144577103
2117
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SH
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Carrizo Oil And Gas Inc
COM
144577103
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SH
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CDW Corp
COM
12514G108
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SH
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CDW Corp
COM
12514G108
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SH
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Century Casinos Inc.
COM
156492100
762
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SH
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121000
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Chevron Corp
COM
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167015
SH
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Chicago Rivet & Machine Co
COM
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28255
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China Cord Blood Corp Shs
COM
G21107100
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China Yuchai Intl LTD Com
COM
G21082105
276
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0
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Chipmos Technologies
COM
G2110R114
364
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SH
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COM
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COM
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CIT Group
COM
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Claymore Exchange Trd Fd Tr Gu
GUGG SPINOFF ETF
18383M605
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SH
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Clayton Williams Energy Inc
COM
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COM
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CNO Financial Group
COM
12621E103
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Coherent
COM
192479103
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SH
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11068
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Colgate Palmolive
COM
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3959
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Columbia Pipeline Partners LP
COM
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Comcast Corp - Class A
COM
20030N101
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Comerica Incorporated
COM
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Comerica Incorporated
COM
200340107
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SH
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Communications Sys Inc
COM
203900105
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COM
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COM
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COM
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COM
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COM
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Crestwood Equity Partners LP
COM
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Crestwood Equity Partners LP
COM
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COM
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COM
226378107
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COM
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132262
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CST Brands Inc Com
COM
12646R105
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SH
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CST Brands Inc Com
COM
12646R105
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CSX
COM
126408103
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SH
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COM
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DCP Midstream Partners LP
COM
23311P100
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COM
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Delek Logistics Partners LP
COM
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COM
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Delek US Holdings Inc
COM
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COM
25065K104
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Diageo PLC - SPONS ADR
SPON ADR NEW
25243Q205
511
4403
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2173
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Discover Financial Svcs
COM
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53000
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02
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Discover Financial Svcs
COM
254709108
36927
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Duke Energy Corp New
COM
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566
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Eclipse Resources Corp
COM
27890G100
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SH
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Emerson Electric
COM
291011104
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SH
SOLE
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Enable Midstream Partners LP
COM
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SH
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Enable Midstream Partners LP
COM
292480100
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SH
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Enbridge Energy Management LLC
COM
29250X103
96086
2911710
SH
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Enbridge Energy Management LLC
COM
29250X103
13025
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SH
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01
394685
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Enbridge Energy Partners LP
COM
29250R106
38720
1161706
SH
SOLE
1033306
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Enbridge Energy Partners LP
COM
29250R106
19303
579154
SH
DFND
01
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Encore Cap Group Inc Com
COM
292554102
18545
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SH
SOLE
276397
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Encore Wire Corp
COM
292562105
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SH
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02
0
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49312
Encore Wire Corp
COM
292562105
56415
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SH
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Energy Select Sector SPDR Fund
SBI INT-ENERGY
81369Y506
417
5550
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0
0
5550
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COM
29273V100
358462
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SH
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Energy Transfer Equity L.P.
COM
29273V100
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SH
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01
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Energy Transfer Partners, L.P.
COM
29273R109
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SH
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28157
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38937
Energy Transfer Partners, L.P.
COM
29273R109
11966
229237
SH
DFND
01
229237
0
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EnLink Midstream Partners LP
COM
29336U107
19466
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SH
SOLE
886005
0
0
EnLink Midstream Partners LP
COM
29336U107
10439
475135
SH
DFND
01
475135
0
0
Enservco Corp.
COM
29358Y102
56
37400
SH
SOLE
37400
0
0
Enstar Group Ga
COM
G3075P101
38174
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SH
SOLE
185968
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Enterprise Products Partners L
COM
293792107
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8342522
SH
SOLE
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Enterprise Products Partners L
COM
293792107
92949
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SH
DFND
01
3109704
0
0
EQT Corporation
COM
26884L109
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496137
SH
SOLE
495165
0
972
EQT GP Holdings LP
COM
26885J103
33717
991955
SH
SOLE
957405
0
34550
EQT Midstream Partners LP
COM
26885B100
106801
1309799
SH
SOLE
1275094
0
34705
Equity Commonwealth 6.50% Pfd
CNV
294628201
706
29000
SH
SOLE
0
0
29000
Espey Mfg & Electrs Corp Com
COM
296650104
1352
52006
SH
SOLE
52006
0
0
EV Energy Partners LP
COM
26926V107
18645
1631192
SH
SOLE
1595637
0
35555
EV Energy Partners LP
COM
26926V107
11378
995459
SH
DFND
01
995459
0
0
Evolution Petroleum Corp
COM
30049A107
13404
2033998
SH
SOLE
2033998
0
0
Exterran Partners LP
COM
30225N105
23703
1053468
SH
SOLE
1053468
0
0
Exterran Partners LP
COM
30225N105
11781
523595
SH
DFND
01
523595
0
0
Exxon Mobil Corporation
COM
30231G102
277
3332
SH
SOLE
0
0
3332
Federal Agricultural Mortgage
COM
313148306
1186
40800
SH
SOLE
27740
0
13060
Ferro
COM
315405100
1540
91800
SH
SOLE
91800
0
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Fidelity National Financial
COM
31620R303
4476
121000
SH
DFND
02
0
0
121000
Fidelity National Financial
COM
31620R303
81716
2209125
SH
SOLE
2129803
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79322
Fifth Third Bancorp
COM
316773100
374
17945
SH
SOLE
0
0
17945
Frontier Communications
COM
35906A108
79
16060
SH
SOLE
0
0
16060
FSI Corporation
COM
302635107
1766
179481
SH
SOLE
179481
0
0
GATX Corp
COM
361448103
1219
22930
SH
SOLE
15480
0
7450
General Mills
COM
370334104
249
4475
SH
SOLE
0
0
4475
Genesis Energy LP
COM
371927104
110316
2513468
SH
SOLE
2448733
0
64735
Genesis Energy LP
COM
371927104
29484
671775
SH
DFND
01
671775
0
0
Genworth Financial
COM
37247D106
79
10493
SH
SOLE
0
0
10493
Gilead Sciences
COM
375558103
32111
274262
SH
SOLE
258586
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Global Partners LP
COM
37946R109
3849
118655
SH
SOLE
117555
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1100
Golar LNG Partners LP
COM
Y2745C102
12514
507265
SH
SOLE
507265
0
0
Golar LNG Partners LP
COM
Y2745C102
8323
337360
SH
DFND
01
337360
0
0
Goldman Sachs BDC Inc.
COM
38147U107
1293
54680
SH
SOLE
54680
0
0
Grainger W.W.
COM
384802104
22741
96093
SH
SOLE
88820
0
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Greene Cnty Bancorp Inc
COM
394357107
858
31782
SH
SOLE
31782
0
0
Gulfport Energy Corporation
COM
402635304
1811
45000
SH
DFND
02
0
0
45000
Gulfport Energy Corporation
COM
402635304
58395
1450812
SH
SOLE
1310267
0
140545
H & R Block Inc.
COM
093671105
2787
94000
SH
DFND
02
0
0
94000
H & R Block Inc.
COM
093671105
46654
1573495
SH
SOLE
1497598
0
75897
H. B. Fuller
COM
359694106
31088
765340
SH
SOLE
592034
0
173306
Harley Davidson
COM
412822108
3052
54155
SH
DFND
02
0
0
54155
Harley Davidson
COM
412822108
53901
956544
SH
SOLE
919199
0
37345
Hasbro
COM
418056107
2141
28625
SH
SOLE
27473
0
1152
Hawaiian Telcom Holdco
COM
420031106
1885
72227
SH
SOLE
72091
0
136
HCA Inc.
COM
40412C101
1770
19516
SH
SOLE
18500
0
1016
Healthsouth Corporation
COM
421924309
3501
76000
SH
DFND
02
0
0
76000
Healthsouth Corporation
COM
421924309
52698
1144124
SH
SOLE
998609
0
145515
Hercules Technology Growth Cap
COM
427096508
1557
134806
SH
SOLE
134806
0
0
Holly Energy Partners LP
COM
435763107
11491
327000
SH
SOLE
327000
0
0
Horsehead Hldg Corp Com
COM
440694305
176
15000
SH
SOLE
15000
0
0
HRG Group Inc
COM
40434J100
11653
896392
SH
SOLE
558807
0
337585
Hub Group Inc.
COM
443320106
1368
33900
SH
SOLE
33900
0
0
Hyatt Hotels Corporation
COM
448579102
4422
78000
SH
DFND
02
0
0
78000
Hyatt Hotels Corporation
COM
448579102
51723
912379
SH
SOLE
886389
0
25990
Ignite Restaurant Group Inc Co
COM
451730105
1460
296800
SH
SOLE
296800
0
0
Innophos Holdings Inc.
COM
45774N108
20967
398300
SH
SOLE
247204
0
151096
Intl Business Machines
COM
459200101
879
5406
SH
SOLE
3893
0
1513
Intrepid Potash Inc.
COM
46121Y102
1516
127000
SH
DFND
02
0
0
127000
Intrepid Potash Inc.
COM
46121Y102
27592
2310869
SH
SOLE
1997202
0
313667
Investors Bancorp Inc.
COM
46146L101
2259
183655
SH
DFND
02
0
0
183655
Investors Bancorp Inc.
COM
46146L101
44514
3619011
SH
SOLE
3026181
0
592830
IShares Core S&P Small-Cap ETF
CORE S&P SCP ETF
464287804
257
2180
SH
SOLE
1660
0
520
Ishares Russell Value Midcap V
RUS MDCP VAL ETF
464287473
453
6136
SH
SOLE
2040
0
4096
Ishares S&P US Pfd Stock Index
U.S. PFD STK ETF
464288687
704
17978
SH
SOLE
0
0
17978
Ishares Select Dividend Etf
SELECT DIVID ETF
464287168
3164
42100
SH
SOLE
0
0
42100
iStar Finl Inc Com
COM
45031U101
1425
107000
SH
DFND
02
0
0
107000
iStar Finl Inc Com
COM
45031U101
16400
1231248
SH
SOLE
1190458
0
40790
JM Smucker
COM
832696405
23095
213036
SH
SOLE
197619
0
15417
Johnson & Johnson
COM
478160104
11452
117509
SH
SOLE
105515
0
11994
JP Energy Partners LP
COM
46643C109
7000
538475
SH
SOLE
538475
0
0
JP Energy Partners LP
COM
46643C109
6933
533345
SH
DFND
01
533345
0
0
JP Morgan/Chase
COM
46625H100
21929
323629
SH
SOLE
282023
0
41606
K12 Inc.
COM
48273U102
126
10000
SH
SOLE
0
0
10000
KCG Holdings Inc. Cl A
COM
48244B100
1746
141630
SH
SOLE
93800
0
47830
Kennedy-Wilson Hldgs Inc Com
COM
489398107
3503
142445
SH
DFND
02
0
0
142445
Kennedy-Wilson Hldgs Inc Com
COM
489398107
70647
2872987
SH
SOLE
2428814
0
444173
Kinder Morgan Inc.
COM
49456B101
251733
6557244
SH
SOLE
6383593
0
173651
Kinder Morgan Inc.
COM
49456B101
110729
2884327
SH
DFND
01
2884327
0
0
KKR & Co LP
COM
48248M102
1182
51710
SH
SOLE
10100
0
41610
KNOT Offshore Partners LP
COM
Y48125101
15182
794020
SH
SOLE
794020
0
0
KNOT Offshore Partners LP
COM
Y48125101
11444
598535
SH
DFND
01
598535
0
0
Knowles Corp.
COM
49926D109
865
47800
SH
SOLE
47800
0
0
Kraft Foods Group
COM
50076Q106
899
10554
SH
SOLE
3894
0
6660
Kulicke & Soffa Industries
COM
501242101
201
17204
SH
SOLE
17204
0
0
Leucadia Natl Corp
COM
527288104
1586
65320
SH
SOLE
44856
0
20464
Loews
COM
540424108
23025
597893
SH
SOLE
559083
0
38810
LSB Industries Inc Com
COM
502160104
2785
68188
SH
DFND
02
0
0
68188
LSB Industries Inc Com
COM
502160104
47467
1162278
SH
SOLE
1132738
0
29540
Lydall Inc.
COM
550819106
19091
645834
SH
SOLE
413418
0
232416
Madison Square Garden CO-A
COM
55826P100
1556
18635
SH
SOLE
12855
0
5780
Magellan Midstream Partners L.
COM
559080106
146296
1993677
SH
SOLE
1931117
0
62560
Magellan Midstream Partners L.
COM
559080106
87876
1197547
SH
DFND
01
1197547
0
0
Main Street Capital Corp Com
COM
56035L104
928
29093
SH
SOLE
29093
0
0
MarkWest Energy Partners L.P.
COM
570759100
46561
825836
SH
SOLE
803595
0
22241
MarkWest Energy Partners L.P.
COM
570759100
31817
564325
SH
DFND
01
564325
0
0
Martin Midstream Partners LP
COM
573331105
464
15000
SH
SOLE
15000
0
0
Martin Midstream Partners LP
COM
573331105
402
13000
SH
DFND
01
13000
0
0
Masonite International Corp
COM
575385109
14390
205256
SH
SOLE
126536
0
78720
McDermott Intl.
COM
580037109
424
79400
SH
SOLE
79400
0
0
McDonalds Corp
COM
580135101
614
6463
SH
SOLE
2623
0
3840
McRae Inds Inc Cl A
COM
582757209
2593
87885
SH
SOLE
87885
0
0
MDC Holdings
COM
552676108
2337
77980
SH
DFND
02
0
0
77980
MDC Holdings
COM
552676108
41105
1371546
SH
SOLE
1190374
0
181172
Medallion Finl Corp Com
COM
583928106
1642
196627
SH
SOLE
196627
0
0
Medtronic PLC
COM
G5960L103
20113
271424
SH
SOLE
249385
0
22039
Memorial Resource Development
COM
58605Q109
22894
1206853
SH
SOLE
1192823
0
14030
Merck & Co Inc New
COM
58933Y105
345
6052
SH
SOLE
0
0
6052
Microsoft
COM
594918104
17915
405774
SH
SOLE
371154
0
34620
Minerals Technologies
COM
603158106
252
3700
SH
SOLE
3700
0
0
Mondelez Int'l Inc
COM
609207105
16563
402599
SH
SOLE
375780
0
26819
Monroe Cap Corp Com
COM
610335101
557
37355
SH
SOLE
37355
0
0
MPLX LP
COM
55336V100
408
5720
SH
SOLE
4370
0
1350
National Fuel Gas
COM
636180101
703
11940
SH
SOLE
8110
0
3830
Navigators Group Inc
COM
638904102
23463
302508
SH
SOLE
185310
0
117198
Navios Maritime Midstream Part
COM
Y62134104
12429
801350
SH
SOLE
801350
0
0
Navios Maritime Midstream Part
COM
Y62134104
10712
690620
SH
DFND
01
690620
0
0
Nextera Energy Partners LP
COM
65341B106
7535
190175
SH
SOLE
190175
0
0
Ngl Energy Partners LP
COM
62913M107
29796
982395
SH
SOLE
967395
0
15000
Ngl Energy Partners LP
COM
62913M107
8235
271500
SH
DFND
01
271500
0
0
Nisource
COM
65473P105
23772
521425
SH
SOLE
519675
0
1750
Northern Trust
COM
665859104
488
6378
SH
SOLE
0
0
6378
Northfield Bancorp Inc Del Com
COM
66611T108
24853
1651363
SH
SOLE
1071030
0
580333
NRG Yield Inc. - Class C
COM
62942X405
4786
218620
SH
SOLE
218620
0
0
NRG Yield, Inc. - Class A
COM
62942X306
4822
219260
SH
SOLE
219260
0
0
NuStar Energy LP
COM
67058H102
24460
412135
SH
SOLE
412135
0
0
NuStar GP Holdings LLC
COM
67059L102
1151
30250
SH
SOLE
28500
0
1750
Oaktree Capital Group
COM
674001201
1627
30601
SH
SOLE
4841
0
25760
Oil Service HOLDRs Trust
OIL SVCS ETF
57060U191
422
12090
SH
SOLE
0
0
12090
OM Group
COM
670872100
2186
65060
SH
DFND
02
0
0
65060
OM Group
COM
670872100
41811
1244372
SH
SOLE
1040811
0
203561
Omega Protein Corp
COM
68210P107
1456
105865
SH
SOLE
70455
0
35410
ONEOK Inc.
COM
682680103
21159
535936
SH
SOLE
533965
0
1971
Oneok Partners LP
COM
68268N103
11328
333173
SH
SOLE
282975
0
50198
Oneok Partners LP
COM
68268N103
17102
503000
SH
DFND
01
503000
0
0
Opus Bank
COM
684000102
1535
42420
SH
SOLE
29250
0
13170
Oshkosh Corp.
COM
688239201
1885
44469
SH
DFND
02
0
0
44469
Oshkosh Corp.
COM
688239201
44423
1048216
SH
SOLE
931698
0
116518
Pacific Premier Bancorp
COM
69478X105
707
41688
SH
SOLE
41688
0
0
Pattern Energy Group Inc
COM
70338P100
7243
255200
SH
SOLE
255200
0
0
PBF Logistics LP
COM
69318Q104
12679
529844
SH
SOLE
504665
0
25179
PBF Logistics LP
COM
69318Q104
1845
77085
SH
DFND
01
77085
0
0
PDC Energy Inc Com
COM
69327R101
12173
226939
SH
SOLE
220939
0
6000
PennTex Midstream Partners LP
COM
709311104
7756
400000
SH
SOLE
400000
0
0
Pepsico
COM
713448108
19752
211615
SH
SOLE
196103
0
15512
Performance Sports Group
COM
71377G100
567
31500
SH
SOLE
31500
0
0
Phibro Animal Health Corporati
COM
71742Q106
950
24400
SH
SOLE
24400
0
0
Phillips 66 Partners L.P.
COM
718549207
64602
897250
SH
SOLE
872145
0
25105
Pimco Corp & Inc Oppty Fund
COM
72201B101
1331
91895
SH
SOLE
0
0
91895
Pimco Corp & Income Strategy F
COM
72200U100
4061
285961
SH
SOLE
30441
0
255520
Pimco Etf Tr 0-5 High Yield
0-5 HIGH YIELD
72201R783
1830
18323
SH
SOLE
940
0
17383
Pioneer Natural Resources
COM
723787107
595
4290
SH
DFND
02
0
0
4290
Pioneer Natural Resources
COM
723787107
39364
283825
SH
SOLE
275458
0
8367
Plains All American Pipeline L
COM
726503105
123810
2841628
SH
SOLE
2646450
0
195178
Plains All American Pipeline L
COM
726503105
66962
1536892
SH
DFND
01
1536892
0
0
Plains GP Holdings LP
COM
72651A108
137150
5307650
SH
SOLE
5243190
0
64460
Potbelly Corp
COM
73754Y100
493
40240
SH
SOLE
20230
0
20010
Primoris Svcs Corp Com
COM
74164F103
1538
77700
SH
SOLE
77700
0
0
Procter & Gamble
COM
742718109
589
7532
SH
SOLE
2786
0
4746
QEP Midstream Partners LP
COM
74735R115
2678
152745
SH
SOLE
152745
0
0
Qep Resources Inc
COM
74733V100
549
29685
SH
SOLE
25300
0
4385
Range Resources
COM
75281A109
825
16701
SH
SOLE
10310
0
6391
Raytheon
COM
755111507
13896
145230
SH
SOLE
135041
0
10189
Regency Affiliates Inc Com Par
COM
758847404
1353
114215
SH
SOLE
114215
0
0
Rex Energy Corporation Com
COM
761565100
941
168320
SH
SOLE
150820
0
17500
Rice Energy Inc.
COM
762760106
667
32030
SH
SOLE
22030
0
10000
Rock-Tenn Co. Cl A
COM
772739207
2227
37000
SH
DFND
02
0
0
37000
Rock-Tenn Co. Cl A
COM
772739207
26574
441436
SH
SOLE
429086
0
12350
Rose Rock Midstream L.P.
COM
777149105
9612
205595
SH
SOLE
205595
0
0
Rose Rock Midstream L.P.
COM
777149105
8454
180830
SH
DFND
01
180830
0
0
Ross Stores
COM
778296103
12960
266609
SH
SOLE
244371
0
22238
Royal Dutch Shell Plc Spon Adr
SPONSORED ADR
780259107
880
15343
SH
SOLE
2963
0
12380
Ryder ETF Trust S&P 500 E
GUG S&P500 EQ WT
78355W106
3229
40462
SH
SOLE
18311
0
22151
Ryman Hospitality Pptys Inc Co
COM
78377T107
3187
60000
SH
DFND
02
0
0
60000
Ryman Hospitality Pptys Inc Co
COM
78377T107
35930
676521
SH
SOLE
657666
0
18855
Sanchez Energy Corp
COM
79970Y105
7783
794150
SH
SOLE
794150
0
0
Scheid Vineyards Inc Cl A
COM
806403200
847
25870
SH
SOLE
25870
0
0
Scholastic Corp
COM
807066105
14571
330194
SH
SOLE
205829
0
124365
Service Corp International
COM
817565104
904
30700
SH
SOLE
30700
0
0
Shell Midstream Partners, L.P.
COM
822634101
7638
167310
SH
SOLE
163200
0
4110
Shell Midstream Partners, L.P.
COM
822634101
2834
62080
SH
DFND
01
62080
0
0
Silver Bay Rlty Tr Corp
COM
82735Q102
14615
897147
SH
SOLE
508953
0
388194
SM Energy Company
COM
78454L100
20356
441363
SH
SOLE
441363
0
0
Solar Cap LTD Com
COM
83413U100
1970
109425
SH
SOLE
109425
0
0
Southcross Energy Partners L.P
COM
84130C100
21935
1976082
SH
SOLE
1937147
0
38935
Southcross Energy Partners L.P
COM
84130C100
10902
982160
SH
DFND
01
982160
0
0
Southwestern Energy Co.
COM
845467109
752
33086
SH
SOLE
20850
0
12236
Sparton Corp
COM
847235108
347
12713
SH
SOLE
12713
0
0
SPDR S&P 500 ETF Trust
TR UNIT
78462F103
1344
6530
SH
SOLE
847
0
5683
SPDR S&P Oil & Gas Exp
S&P OILGAS EXP
78464A730
1116
23920
SH
SOLE
5320
0
18600
Spectra Energy Corp.
COM
847560109
28223
865729
SH
SOLE
863375
0
2354
Sprague Resources LP
COM
849343108
514
20000
SH
SOLE
20000
0
0
Sprague Resources LP
COM
849343108
514
20000
SH
DFND
01
20000
0
0
Suburban Propane Partners L.P.
COM
864482104
601
15070
SH
SOLE
15070
0
0
Summit Midstream Partners LP
COM
866142102
46784
1415972
SH
SOLE
1412072
0
3900
Summit Midstream Partners LP
COM
866142102
26740
809336
SH
DFND
01
809336
0
0
Sunoco Logistics Partners LP
COM
86764L108
2240
58905
SH
SOLE
16080
0
42825
Sunoco LP
COM
86765K109
2387
52690
SH
DFND
02
0
0
52690
Sunoco LP
COM
86765K109
35407
781621
SH
SOLE
647235
0
134386
Superior Uniform Group
COM
868358102
1444
87326
SH
SOLE
86286
0
1040
Symetra Financial Inc
COM
87151Q106
21961
908614
SH
SOLE
574992
0
333622
Symphony International Holding
COM
G54812105
567
755907
SH
SOLE
755907
0
0
Tallgrass Energy GP LP
COM
874696107
51790
1610900
SH
SOLE
1605605
0
5295
Tallgrass Energy GP LP
COM
874696107
8747
272080
SH
DFND
01
272080
0
0
Tallgrass Energy Partners LP
COM
874697105
46640
970054
SH
SOLE
946000
0
24054
Tallgrass Energy Partners LP
COM
874697105
9109
189460
SH
DFND
01
189460
0
0
Targa Resources Corp.
COM
87612G101
45838
513760
SH
SOLE
513760
0
0
Targa Resources Partners LP
COM
87611X105
82426
2135395
SH
SOLE
2037776
0
97619
Targa Resources Partners LP
COM
87611X105
23949
620453
SH
DFND
01
620453
0
0
TC Pipelines LP
COM
87233Q108
130333
2286548
SH
SOLE
2204718
0
81830
TC Pipelines LP
COM
87233Q108
35724
626740
SH
DFND
01
626740
0
0
Tcp Cap Corp Com
COM
87238Q103
530
34634
SH
SOLE
34634
0
0
TE Connectivity Ltd.
COM
H84989104
19414
301924
SH
SOLE
283950
0
17974
Tech Data
COM
878237106
4779
83025
SH
DFND
02
0
0
83025
Tech Data
COM
878237106
86913
1509951
SH
SOLE
1315829
0
194122
Teekay Corporation
COM
Y8564W103
14636
341805
SH
SOLE
341805
0
0
Teekay Offshore Partners L.P.
COM
Y8565J101
87491
4324836
SH
SOLE
4219816
0
105020
Teekay Offshore Partners L.P.
COM
Y8565J101
25397
1255402
SH
DFND
01
1255402
0
0
Teletech Holdings Inc.
COM
879939106
37524
1385690
SH
SOLE
993283
0
392407
Tesoro Logistics LP
COM
88160T107
135619
2374286
SH
SOLE
2314396
0
59890
Tesoro Logistics LP
COM
88160T107
34759
608530
SH
DFND
01
608530
0
0
The Blackstone Group LP
COM
09253U108
1783
43617
SH
SOLE
6757
0
36860
The Finish Line
COM
317923100
15182
545739
SH
SOLE
340754
0
204985
The Southern Company
COM
842587107
340
8103
SH
SOLE
0
0
8103
The Williams Companies
COM
969457100
131656
2294050
SH
SOLE
2248458
0
45592
Thermo Fischer Scientific
COM
883556102
15651
120615
SH
SOLE
113053
0
7562
Towers Watson & Co- Cl a
COM
891894107
4403
35000
SH
DFND
02
0
0
35000
Towers Watson & Co- Cl a
COM
891894107
45813
364174
SH
SOLE
354520
0
9654
TPG Specialty Lending Inc.
COM
87265K102
532
31317
SH
SOLE
31317
0
0
Transmontaigne Partners L.P.
COM
89376V100
10111
266088
SH
SOLE
266088
0
0
Transmontaigne Partners L.P.
COM
89376V100
6088
160200
SH
DFND
01
160200
0
0
Transocean Partners LLC
COM
Y8977Y100
159
11505
SH
SOLE
11505
0
0
Travelcenters Of America
COM
894174101
1133
76320
SH
SOLE
51120
0
25200
Triangle Cap Corp Com
COM
895848109
1232
52579
SH
SOLE
52579
0
0
Tribune Media Company Class A
COM
896047503
4965
93000
SH
DFND
02
0
0
93000
Tribune Media Company Class A
COM
896047503
79992
1498266
SH
SOLE
1441803
0
56463
TriplePoint Venture Growth
COM
89677Y100
921
68310
SH
SOLE
68310
0
0
Tropicana Entertainment
COM
89708X105
1155
71950
SH
SOLE
49510
0
22440
Twenty-First Century Fox - B
COM
90130A200
15476
480334
SH
SOLE
451006
0
29328
Union Pacific
COM
907818108
20108
210841
SH
SOLE
194230
0
16611
United Health Group
COM
91324P102
19420
159183
SH
SOLE
144927
0
14256
US Bancorp
COM
902973304
234
5396
SH
SOLE
2958
0
2438
US Concrete Inc.
COM
90333L201
3062
80800
SH
SOLE
80800
0
0
US Silica Holdilngs Inc.
COM
90346E103
4405
150046
SH
SOLE
150046
0
0
USD Partners LP
COM
903318103
15402
1306347
SH
SOLE
1291042
0
15305
USD Partners LP
COM
903318103
6097
517135
SH
DFND
01
517135
0
0
Valero Energy Partners LP
COM
91914J102
2080
40720
SH
SOLE
40720
0
0
Valero Energy Partners LP
COM
91914J102
2163
42350
SH
DFND
01
42350
0
0
Ventas Inc.
COM
92276F100
963
15510
SH
SOLE
4380
0
11130
Verizon Communications
COM
92343V104
1927
41334
SH
SOLE
9403
0
31931
Viad Corp New
COM
92552R406
1501
55355
SH
SOLE
40029
0
15326
Visteon Corporation
COM
92839U206
3044
29000
SH
DFND
02
0
0
29000
Visteon Corporation
COM
92839U206
51441
490010
SH
SOLE
431428
0
58582
Voya Financial Inc.
COM
929089100
4043
87000
SH
DFND
02
0
0
87000
Voya Financial Inc.
COM
929089100
48798
1050105
SH
SOLE
1021110
0
28995
VTTI Energy Partners LP
COM
Y9384M101
8974
358400
SH
SOLE
358400
0
0
VTTI Energy Partners LP
COM
Y9384M101
7546
301365
SH
DFND
01
301365
0
0
Wendys
COM
95058W100
2414
214000
SH
DFND
02
0
0
214000
Wendys
COM
95058W100
19476
1726635
SH
SOLE
1677905
0
48730
Western Gas Equity Partners LP
COM
95825R103
143246
2387437
SH
SOLE
2299968
0
87469
Western Gas Equity Partners LP
COM
95825R103
33769
562810
SH
DFND
01
562810
0
0
Western Gas Partners LP
COM
958254104
51017
805067
SH
SOLE
779837
0
25230
Western Gas Partners LP
COM
958254104
23339
368290
SH
DFND
01
368290
0
0
Westmoreland Resource Partners
COM
96108P103
654
71462
SH
SOLE
71462
0
0
Westmoreland Resource Partners
COM
96108P103
337
36841
SH
DFND
01
36841
0
0
White Mountains Insurance Grou
COM
G9618E107
5071
7743
SH
DFND
02
0
0
7743
White Mountains Insurance Grou
COM
G9618E107
64765
98887
SH
SOLE
96316
0
2571
Williams Partners LP
COM
96949L105
59327
1225005
SH
SOLE
1102452
0
122553
Williams Partners LP
COM
96949L105
40427
834756
SH
DFND
01
834756
0
0
Wisdom Tree Intl LV DVD Fund
INTL LRGCAP DV
97717W794
1461
30620
SH
SOLE
0
0
30620
Wisdomtree Largecap Div Largec
LARGECAP DIVID
97717W307
451
6220
SH
SOLE
6220
0
0
World Point Terminals LP
COM
98159G107
10833
631307
SH
SOLE
631307
0
0
World Point Terminals LP
COM
98159G107
2884
168065
SH
DFND
01
168065
0
0
Wpx Energy Inc.
COM
98212B103
715
58230
SH
SOLE
40730
0
17500